GENERAL COUNSEL

0000872573-15-000003.txt : 20150213 0000872573-15-000003.hdr.sgml : 20150213 20150213160549 ACCESSION NUMBER: 0000872573-15-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150213 DATE AS OF CHANGE: 20150213 EFFECTIVENESS DATE: 20150213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CAXTON ASSOCIATES LP CENTRAL INDEX KEY: 0000872573 IRS NUMBER: 223430173 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02856 FILM NUMBER: 15614351 BUSINESS ADDRESS: STREET 1: PRINCETON PLAZA, BUILDING 2 STREET 2: 731 ALEXANDER ROAD CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 609-419-1800 MAIL ADDRESS: STREET 1: PRINCETON PLAZA, BUILDING 2 STREET 2: 731 ALEXANDER ROAD CITY: PRINCETON STATE: NJ ZIP: 08540 FORMER COMPANY: FORMER CONFORMED NAME: CAXTON ASSOCIATES LLC DATE OF NAME CHANGE: 19990226 FORMER COMPANY: FORMER CONFORMED NAME: CAXTON CORP DATE OF NAME CHANGE: 19961118 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000872573 XXXXXXXX 12-31-2014 12-31-2014 CAXTON ASSOCIATES LP

PRINCETON PLAZA, BUILDING 2 731 ALEXANDER ROAD PRINCETON NJ 08540

13F HOLDINGS REPORT 028-02856 N SCOTT BERNSTEIN GENERAL COUNSEL 212-593-7700 SCOTT BERNSTEIN, GENERAL COUNSEL PRINCETON NJ 12-31-2014 0 115 1292454 true INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE AERCAP HOLDINGS NV SHS N00985106 8311 214103 SH SOLE 214103 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 982 15596 SH SOLE 15596 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 3908 37600 SH SOLE 37600 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 2801 50000 SH SOLE 50000 0 0 ANADARKO PETE CORP COM 032511107 1757 21300 SH SOLE 21300 0 0 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 12615 1450000 SH Call SOLE 1450000 0 0 AVOLON HLDGS LTD COM G52237107 1980 100000 SH SOLE 100000 0 0 BANK AMER CORP COM 060505104 4177 233500 SH SOLE 233500 0 0 BANK NEW YORK MELLON CORP COM 064058100 4921 121300 SH SOLE 121300 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06742E711 58294 1850000 SH Put SOLE 1850000 0 0 BELMOND LTD CL A G1154H107 1546 125000 SH SOLE 125000 0 0 BEST BUY INC COM 086516101 38980 1000000 SH Call SOLE 1000000 0 0 BEST BUY INC COM 086516101 46386 1190000 SH SOLE 1190000 0 0 BITAUTO HLDGS LTD SPONSORED ADS 091727107 2373 33700 SH SOLE 33700 0 0 BROADCOM CORP CL A 111320107 10833 250000 SH SOLE 250000 0 0 CAREFUSION CORP COM 14170T101 1785 30087 SH SOLE 30087 0 0 CATERPILLAR INC DEL COM 149123101 9153 100000 SH Put SOLE 100000 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 1900 32300 SH SOLE 32300 0 0 CIENA CORP COM NEW 171779309 2912 150000 SH SOLE 150000 0 0 CITIGROUP INC COM NEW 172967424 4150 76700 SH SOLE 76700 0 0 CITRIX SYS INC COM 177376100 6380 100000 SH SOLE 100000 0 0 COACH INC COM 189754104 5258 140000 SH SOLE 140000 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 9216 175000 SH SOLE 175000 0 0 COLONY FINL INC COM 19624R106 3454 145000 SH SOLE 145000 0 0 COMCAST CORP NEW CL A 20030N101 145025 2500000 SH Call SOLE 2500000 0 0 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 690 138900 SH SOLE 138900 0 0 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 961 100500 SH SOLE 100500 0 0 CONSTELLATION BRANDS INC CL A 21036P108 2454 25000 SH SOLE 25000 0 0 D R HORTON INC COM 23331A109 1434 56694 SH SOLE 56694 0 0 DISH NETWORK CORP CL A 25470M109 16710 229254 SH SOLE 229254 0 0 DISNEY WALT CO COM DISNEY 254687106 2082 22100 SH SOLE 22100 0 0 DRESSER-RAND GROUP INC COM 261608103 3428 41904 SH SOLE 41904 0 0 EOG RES INC COM 26875P101 2440 26500 SH SOLE 26500 0 0 FEDERATED INVS INC PA CL B 314211103 1647 50000 SH SOLE 50000 0 0 FIRST NBC BK HLDG CO COM 32115D106 2992 85000 SH SOLE 85000 0 0 FOOT LOCKER INC COM 344849104 15581 277332 SH SOLE 277332 0 0 GAMING & LEISURE PPTYS INC COM 36467J108 2201 75000 SH SOLE 75000 0 0 GENERAL MTRS CO COM 37045V100 43428 1244000 SH SOLE 1244000 0 0 HD SUPPLY HLDGS INC COM 40416M105 29490 1000000 SH SOLE 1000000 0 0 HILTON WORLDWIDE HLDGS INC COM 43300A104 6001 230000 SH SOLE 230000 0 0 HOMEAWAY INC COM 43739Q100 5360 180000 SH SOLE 180000 0 0 HOWARD HUGHES CORP COM 44267D107 3637 27884 SH SOLE 27884 0 0 IAC INTERACTIVECORP COM PAR $.001 44919P508 9119 150000 SH Call SOLE 150000 0 0 INFOBLOX INC COM 45672H104 6265 310000 SH SOLE 310000 0 0 INTERACTIVE BROKERS GROUP IN COM 45841N107 4741 162592 SH SOLE 162592 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 3991 18200 SH SOLE 18200 0 0 JPMORGAN CHASE & CO COM 46625H100 4205 67200 SH SOLE 67200 0 0 KINDER MORGAN INC DEL COM 49456B101 42310 1000000 SH Call SOLE 1000000 0 0 LA QUINTA HLDGS INC COM 50420D108 2978 135000 SH SOLE 135000 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 1240 24700 SH SOLE 24700 0 0 MACYS INC COM 55616P104 16043 244000 SH SOLE 244000 0 0 MARATHON PETE CORP COM 56585A102 1868 20700 SH SOLE 20700 0 0 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 7315 500000 SH Put SOLE 500000 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 1838 100000 SH SOLE 100000 0 0 MCDONALDS CORP COM 580135101 1874 20000 SH Call SOLE 20000 0 0 MCDONALDS CORP COM 580135101 6559 70000 SH SOLE 70000 0 0 MGIC INVT CORP WIS COM 552848103 1398 150000 SH SOLE 150000 0 0 MICHAEL KORS HLDGS LTD SHS G60754101 4506 60000 SH SOLE 60000 0 0 MICHAELS COS INC COM 59408Q106 16166 653700 SH SOLE 653700 0 0 MICRON TECHNOLOGY INC COM 595112103 3760 107400 SH SOLE 107400 0 0 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 1431 54200 SH SOLE 54200 0 0 MONDELEZ INTL INC CL A 609207105 6357 175000 SH SOLE 175000 0 0 MORGAN STANLEY COM NEW 617446448 21494 553959 SH SOLE 553959 0 0 NASDAQ OMX GROUP INC COM 631103108 6388 133200 SH SOLE 133200 0 0 NETAPP INC COM 64110D104 2487 60000 SH SOLE 60000 0 0 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 1372 67200 SH SOLE 67200 0 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 1277 100000 SH SOLE 100000 0 0 NIKE INC CL B 654106103 12500 130000 SH SOLE 130000 0 0 PANDORA MEDIA INC COM 698354107 7132 400000 SH SOLE 400000 0 0 PANERA BREAD CO CL A 69840W108 9264 53000 SH SOLE 53000 0 0 PARAMOUNT GROUP INC COM 69924R108 6001 322800 SH SOLE 322800 0 0 PEPSICO INC COM 713448108 3546 37500 SH SOLE 37500 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 13615 1865000 SH Call SOLE 1865000 0 0 POSCO SPONSORED ADR 693483109 670 10500 SH SOLE 10500 0 0 PROTECTIVE LIFE CORP COM 743674103 10593 152082 SH SOLE 152082 0 0 PVH CORP COM 693656100 3204 25000 SH SOLE 25000 0 0 RANGE RES CORP COM 75281A109 1609 30100 SH SOLE 30100 0 0 REGIONS FINL CORP NEW COM 7591EP100 4888 462900 SH SOLE 462900 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 1236 15000 SH SOLE 15000 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 19883 804000 SH SOLE 804000 0 0 SHUTTERFLY INC COM 82568P304 14918 357800 SH SOLE 357800 0 0 SIGMA ALDRICH CORP COM 826552101 4212 30687 SH SOLE 30687 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 34074 300000 SH Put SOLE 300000 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 5291 130000 SH SOLE 130000 0 0 SPRINGLEAF HLDGS INC COM 85172J101 5733 158503 SH SOLE 158503 0 0 ST JOE CO COM 790148100 5197 282600 SH SOLE 282600 0 0 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 8512 105000 SH SOLE 105000 0 0 STRATEGIC HOTELS & RESORTS I COM 86272T106 1918 145000 SH SOLE 145000 0 0 SYNCHRONY FINL COM 87165B103 5950 200000 SH SOLE 200000 0 0 SYNOVUS FINL CORP COM NEW 87161C501 9483 350042 SH SOLE 350042 0 0 TARGET CORP COM 87612E106 57661 759600 SH SOLE 759600 0 0 TELEFONICA BRASIL SA SPONSORED ADR 87936R106 748 42300 SH SOLE 42300 0 0 TESORO CORP COM 881609101 2639 35500 SH SOLE 35500 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1121 19500 SH SOLE 19500 0 0 TOLL BROTHERS INC COM 889478103 6854 200000 SH Call SOLE 200000 0 0 TOTAL SYS SVCS INC COM 891906109 5301 156100 SH SOLE 156100 0 0 TRIPADVISOR INC COM 896945201 3733 50000 SH SOLE 50000 0 0 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 1440 13999 SH SOLE 13999 0 0 TYSON FOODS INC CL A 902494103 4811 120000 SH SOLE 120000 0 0 ULTRAPETROL BAHAMAS LTD COM P94398107 138 64270 SH SOLE 64270 0 0 UMPQUA HLDGS CORP COM 904214103 3002 176461 SH SOLE 176461 0 0 UNITED CONTL HLDGS INC COM 910047109 44020 658100 SH SOLE 658100 0 0 VALERO ENERGY CORP NEW COM 91913Y100 49500 1000000 SH Call SOLE 1000000 0 0 VOYA FINL INC COM 929089100 13104 309200 SH SOLE 309200 0 0 WAL-MART STORES INC COM 931142103 118961 1385200 SH SOLE 1385200 0 0 WCI CMNTYS INC COM PAR $0.01 92923C807 3613 184511 SH SOLE 184511 0 0 WELLS FARGO & CO NEW COM 949746101 4934 90000 SH SOLE 90000 0 0 WENDYS CO COM 95058W100 4064 450000 SH SOLE 450000 0 0 WHITEWAVE FOODS CO COM 966244105 8223 235000 SH SOLE 235000 0 0 WILSHIRE BANCORP INC COM 97186T108 1551 153117 SH SOLE 153117 0 0 WYNN RESORTS LTD COM 983134107 41653 280000 SH Call SOLE 280000 0 0 YAHOO INC COM 984332106 9092 180000 SH SOLE 180000 0 0 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 2267 85663 SH SOLE 85663 0 0 ZIONS BANCORPORATION COM 989701107 4989 175000 SH SOLE 175000 0 0 ZOES KITCHEN INC COM 98979J109 2991 100000 SH SOLE 100000 0 0