0000891092-21-007504.txt : 20211201 0000891092-21-007504.hdr.sgml : 20211201 20211201144435 ACCESSION NUMBER: 0000891092-21-007504 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211201 DATE AS OF CHANGE: 20211201 EFFECTIVENESS DATE: 20211201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BRAUN STACEY ASSOCIATES INC CENTRAL INDEX KEY: 0000872080 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03733 FILM NUMBER: 211462582 BUSINESS ADDRESS: STREET 1: 377 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10013 MAIL ADDRESS: STREET 1: 377 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10013 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000872080 XXXXXXXX 09-30-2021 09-30-2021 false BRAUN STACEY ASSOCIATES INC
377 Broadway New York NY 10013
13F HOLDINGS REPORT 028-03733 N
Rita Weiden Vice President 212-226-7707 /s/ Rita Weiden New York NY 12-01-2021 0 238 2497962000
INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 338 1925 SH SOLE 0 0 1925 ABBVIE INC COM COM 00287Y109 14383 133332 SH DFND 74057 8997 50278 ABBVIE INC COM COM 00287Y109 98 905 SH OTR 905 0 0 ACCENTURE PLC COM G1151C101 25960 81145 SH DFND 47907 5319 27919 ACCENTURE PLC COM G1151C101 138 430 SH OTR 430 0 0 ADOBE SYS INC COM 00724F101 23612 41013 SH DFND 28666 503 11844 ADOBE SYS INC COM 00724F101 155 270 SH OTR 270 0 0 AIR LEASE CORP CL A COM 00912X302 7879 200292 SH DFND 113165 16395 70732 AIR LEASE CORP CL A COM 00912X302 57 1460 SH OTR 1460 0 0 ALEXANDRIA REAL ESTATE EQ INCO COM 015271109 17777 93040 SH DFND 62988 1063 28989 ALEXANDRIA REAL ESTATE EQ INCO COM 015271109 110 575 SH OTR 575 0 0 ALLSTATE CORP COM 020002101 17356 136327 SH DFND 83762 1283 51282 ALLSTATE CORP COM 020002101 104 815 SH OTR 815 0 0 ALPHABET CLASS A COM 02079K305 52984 19818 SH DFND 13334 150 6334 ALPHABET CLASS A COM 02079K305 422 158 SH OTR 158 0 0 ALPHABET CLASS C COM 02079K107 47655 17880 SH DFND 11509 265 6106 ALPHABET CLASS C COM 02079K107 152 57 SH OTR 57 0 0 ALTIMMUNE INC COM NEW COM 02155H200 8025 709593 SH DFND 450815 12100 246678 ALTIMMUNE INC COM NEW COM 02155H200 25 2225 SH OTR 2225 0 0 AMAZON COM INC COM COM 023135106 79905 24324 SH DFND 15987 294 8043 AMAZON COM INC COM COM 023135106 440 134 SH OTR 134 0 0 AMEREN CORP COM COM 023608102 12050 148763 SH DFND 103286 1427 44050 AMEREN CORP COM COM 023608102 60 740 SH OTR 740 0 0 AMERICAN EXPRESS CO COM 025816109 1307 7800 SH DFND 0 2600 5200 AMERICAN TOWER REIT COM COM 03027X100 17534 66063 SH DFND 44390 580 21093 AMERICAN TOWER REIT COM COM 03027X100 89 335 SH OTR 335 0 0 AMERICAN WTR WKS CO INC NEW CO COM 030420103 14421 85312 SH DFND 52736 1140 31436 AMERICAN WTR WKS CO INC NEW CO COM 030420103 68 400 SH OTR 400 0 0 AMETEK INC NEW COM COM 031100100 16410 132332 SH DFND 82817 3902 45613 AMETEK INC NEW COM COM 031100100 69 560 SH OTR 560 0 0 APPLE INC COM 037833100 122126 863083 SH DFND 545845 37439 279799 APPLE INC COM 037833100 665 4700 SH OTR 4700 0 0 APTIV PLC SHS COM G6095L109 14459 97062 SH DFND 70181 872 26009 APTIV PLC SHS COM G6095L109 98 655 SH OTR 655 0 0 AVANTOR INC COM COM 05352A100 286 7000 SH SOLE 0 0 7000 BANK AMER CORP COM 060505104 31116 732994 SH DFND 449667 17255 266072 BANK AMER CORP COM 060505104 161 3785 SH OTR 3785 0 0 BERKSHIRE HATHAWAY INC DEL CL COM 084670702 22833 83657 SH DFND 54063 974 28620 BERKSHIRE HATHAWAY INC DEL CL COM 084670702 135 495 SH OTR 495 0 0 BLACKROCK INC COM COM 09247X101 21613 25771 SH DFND 16475 785 8511 BLACKROCK INC COM COM 09247X101 126 150 SH OTR 150 0 0 BLACKSTONE GROUP INC COM CL A COM 09260D107 36308 312081 SH DFND 178649 28205 105227 BLACKSTONE GROUP INC COM CL A COM 09260D107 137 1180 SH OTR 1180 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 18413 311185 SH DFND 188771 22605 99809 BRISTOL MYERS SQUIBB CO COM 110122108 94 1585 SH OTR 1585 0 0 BURLINGTON STORES INC COM COM 122017106 17961 63340 SH DFND 37827 1939 23574 BURLINGTON STORES INC COM COM 122017106 77 270 SH OTR 270 0 0 CAESARS ENTERTAINMENT INC NECO COM 12769G100 27245 242654 SH DFND 155952 2632 84070 CAESARS ENTERTAINMENT INC NECO COM 12769G100 140 1245 SH OTR 1245 0 0 CAPITAL ONE FINL CORP COM 14040H105 23324 143999 SH DFND 80391 16558 47050 CAPITAL ONE FINL CORP COM 14040H105 61 375 SH OTR 375 0 0 CATERPILLAR INC COM 149123101 1087 5660 SH DFND 0 4125 1535 CBRE GROUP INC CL A COM 12504L109 10191 104670 SH DFND 71919 1163 31588 CBRE GROUP INC CL A COM 12504L109 92 940 SH OTR 940 0 0 CHART INDS INC COM COM 16115Q308 17403 91061 SH DFND 60293 1274 29494 CHART INDS INC COM COM 16115Q308 95 495 SH OTR 495 0 0 CHEGG INC COM COM 163092109 8140 119669 SH DFND 79780 1100 38789 CHEGG INC COM COM 163092109 59 870 SH OTR 870 0 0 CHEVRON CORP COM 166764100 19679 193975 SH DFND 119244 7241 67490 CHEVRON CORP COM 166764100 95 935 SH OTR 935 0 0 CINTAS CORP COM COM 172908105 20758 54532 SH DFND 31667 3667 19198 CINTAS CORP COM COM 172908105 99 260 SH OTR 260 0 0 CITIGROUP INC COM 172967424 24860 354233 SH DFND 213026 31490 109717 CITIGROUP INC COM 172967424 137 1950 SH OTR 1950 0 0 CME GROUP INC COM COM 12572Q105 3421 17690 SH DFND 16560 635 495 CME GROUP INC COM COM 12572Q105 3 15 SH OTR 15 0 0 COCA COLA CO COM 191216100 13890 264716 SH DFND 157385 6655 100676 COCA COLA CO COM 191216100 91 1730 SH OTR 1730 0 0 COMCAST CORP NEW COM CL A COM 20030N101 22285 398446 SH DFND 243250 19820 135376 COMCAST CORP NEW COM CL A COM 20030N101 114 2030 SH OTR 2030 0 0 CONOCOPHILLIPS COM 20825C104 20763 306371 SH DFND 181466 22237 102668 CONOCOPHILLIPS COM 20825C104 97 1435 SH OTR 1435 0 0 CONSTELLATION BRANDS INC COM 21036P108 19902 94462 SH DFND 55344 6679 32439 CONSTELLATION BRANDS INC COM 21036P108 83 395 SH OTR 395 0 0 COSTCO WHSL CORP NEW COM 22160K105 20156 44856 SH DFND 36478 603 7775 COSTCO WHSL CORP NEW COM 22160K105 135 300 SH OTR 300 0 0 CUMMINS INC COM 231021106 1708 7605 SH DFND 0 4155 3450 CVS CORP COM 126650100 20805 245169 SH DFND 155574 15715 73880 CVS CORP COM 126650100 113 1330 SH OTR 1330 0 0 D R HORTON INC COM COM 23331A109 17392 207125 SH DFND 130205 5840 71080 D R HORTON INC COM COM 23331A109 95 1130 SH OTR 1130 0 0 DANAHER CORP SHS BEN INT COM 235851102 25822 84818 SH DFND 50682 5582 28554 DANAHER CORP SHS BEN INT COM 235851102 123 405 SH OTR 405 0 0 DARDEN RESTAURANTS INC COM 237194105 1598 10550 SH DFND 0 6850 3700 DARLING INTL INC COM COM 237266101 15428 214580 SH DFND 146365 2950 65265 DARLING INTL INC COM COM 237266101 104 1440 SH OTR 1440 0 0 DECKERS OUTDOOR CORP COM COM 243537107 18967 52656 SH DFND 34724 614 17318 DECKERS OUTDOOR CORP COM COM 243537107 86 240 SH OTR 240 0 0 DEERE & CO COM COM 244199105 26100 77894 SH DFND 45681 5336 26877 DEERE & CO COM COM 244199105 111 330 SH OTR 330 0 0 DELTA AIR LINES INC DEL COM N COM 247361702 12309 288871 SH DFND 193626 3130 92115 DELTA AIR LINES INC DEL COM N COM 247361702 63 1470 SH OTR 1470 0 0 DIGITAL TURBINE INC COM NEW COM 25400W102 32769 476643 SH DFND 310501 5775 160367 DIGITAL TURBINE INC COM NEW COM 25400W102 145 2110 SH OTR 2110 0 0 DOW INC COM COM 260557103 20857 362360 SH DFND 209000 31735 121625 DOW INC COM COM 260557103 85 1480 SH OTR 1480 0 0 EATON CORP PLC SHS COM G29183103 24504 164115 SH DFND 97567 10673 55875 EATON CORP PLC SHS COM G29183103 113 760 SH OTR 760 0 0 EMERSON ELEC CO COM 291011104 471 5000 SH SOLE 0 0 5000 EXPEDITORS INTL WASH INC COM COM 302130109 3782 31744 SH SOLE 0 0 31744 EXXON MOBIL CORP COM 30231G102 18412 313019 SH DFND 174739 18100 120180 EXXON MOBIL CORP COM 30231G102 89 1515 SH OTR 1515 0 0 FACEBOOK INC CL A COM 30303M102 28026 82579 SH DFND 53708 1105 27766 FACEBOOK INC CL A COM 30303M102 119 350 SH OTR 350 0 0 GENERAL MTRS CO COM COM 37045V100 4289 81365 SH DFND 31200 835 49330 GOLDMAN SACHS GROUP INC COM COM 38141G104 28581 75605 SH DFND 45800 2428 27377 GOLDMAN SACHS GROUP INC COM COM 38141G104 145 384 SH OTR 384 0 0 GROWTH FD AMER INC CL A MUTUAL FUNDS 399874106 203 2678 SH SOLE 0 0 2678 GXO LOGISTICS INCORPORATED COM COM 36262G101 9913 126371 SH DFND 105667 1825 18879 GXO LOGISTICS INCORPORATED COM COM 36262G101 69 885 SH OTR 885 0 0 HOME DEPOT INC COM 437076102 21455 65361 SH DFND 37618 6723 21020 HOME DEPOT INC COM 437076102 102 310 SH OTR 310 0 0 HONEYWELL INTL INC COM COM 438516106 1237 5825 SH DFND 0 1925 3900 HORIZON THERAPEUTICS PUB L SHS COM G46188101 27296 249192 SH DFND 164470 3347 81375 HORIZON THERAPEUTICS PUB L SHS COM G46188101 147 1340 SH OTR 1340 0 0 HOST MARRIOTT CORP NEW COM COM 44107P104 18488 1132138 SH DFND 740913 15195 376030 HOST MARRIOTT CORP NEW COM COM 44107P104 120 7375 SH OTR 7375 0 0 HOSTESS BRANDS INC CL A COM 44109J106 18303 1053710 SH DFND 685370 10625 357715 HOSTESS BRANDS INC CL A COM 44109J106 125 7175 SH OTR 7175 0 0 HUNTSMAN CORP COM COM 447011107 954 32250 SH DFND 0 11050 21200 I B M COM 459200101 14423 103817 SH DFND 70292 1803 31722 I B M COM 459200101 96 690 SH OTR 690 0 0 IAC INTERACTIVECORP NEW COM NE COM 44891N208 12412 95268 SH DFND 71452 936 22880 IAC INTERACTIVECORP NEW COM NE COM 44891N208 108 830 SH OTR 830 0 0 ILLINOIS TOOL WKS INC COM 452308109 1275 6172 SH SOLE 0 0 6172 INMODE LTD SHS COM M5425M103 32834 411840 SH DFND 277824 5266 128750 INMODE LTD SHS COM M5425M103 186 2330 SH OTR 2330 0 0 IQVIA HOLDINGS INC COM 46266C105 22483 93857 SH DFND 61690 1143 31024 IQVIA HOLDINGS INC COM 46266C105 61 255 SH OTR 255 0 0 ISHARES TR RUSSELL1000GRW COM 464287614 695 2535 SH SOLE 1300 0 1235 ISHARES TR RUSSELL1000VAL COM 464287598 255 1627 SH SOLE 961 0 666 JACOBS ENGR GROUP INC DEL COM COM 469814107 20569 155199 SH DFND 99724 4582 50893 JACOBS ENGR GROUP INC DEL COM COM 469814107 117 880 SH OTR 880 0 0 JOHNSON & JOHNSON COM 478160104 22642 140197 SH DFND 90665 4269 45263 JOHNSON & JOHNSON COM 478160104 123 760 SH OTR 760 0 0 JPMORGAN CHASE & CO COM 46625H100 42843 261730 SH DFND 153111 19887 88732 JPMORGAN CHASE & CO COM 46625H100 196 1200 SH OTR 1200 0 0 KEYSIGHT TECHNOLOGIES INC COM COM 49338L103 23055 140331 SH DFND 94209 1515 44607 KEYSIGHT TECHNOLOGIES INC COM COM 49338L103 108 660 SH OTR 660 0 0 KULICKE & SOFFA INDS INC COM COM 501242101 27062 464344 SH DFND 280549 25450 158345 KULICKE & SOFFA INDS INC COM COM 501242101 101 1740 SH OTR 1740 0 0 LAM RESEARCH CORP COM COM 512807108 30860 54222 SH DFND 30763 5358 18101 LAM RESEARCH CORP COM COM 512807108 134 235 SH OTR 235 0 0 LAUDER ESTEE COS INC CL A COM 518439104 23485 78302 SH DFND 47650 2314 28338 LAUDER ESTEE COS INC CL A COM 518439104 79 265 SH OTR 265 0 0 LILLY, ELI AND COMPANY COM 532457108 16981 73496 SH DFND 45922 1887 25687 LILLY, ELI AND COMPANY COM 532457108 64 275 SH OTR 275 0 0 MASTERCARD INC CL A COM 57636Q104 29608 85160 SH DFND 50936 6590 27634 MASTERCARD INC CL A COM 57636Q104 127 365 SH OTR 365 0 0 MATCH GROUP INC NEW COM COM 57667L107 14833 94483 SH DFND 61228 1071 32184 MATCH GROUP INC NEW COM COM 57667L107 79 506 SH OTR 506 0 0 MCDONALDS CORP COM 580135101 530 2200 SH DFND 0 2200 0 MEDTRONIC PLC COM G5960L103 16164 128954 SH DFND 81510 2019 45425 MEDTRONIC PLC COM G5960L103 78 625 SH OTR 625 0 0 MERCK & COMPANY COM 58933Y105 18441 245524 SH DFND 147571 18287 79666 MERCK & COMPANY COM 58933Y105 77 1030 SH OTR 1030 0 0 MICRON TECHNOLOGY INC COM COM 595112103 21964 309433 SH DFND 203908 2932 102593 MICRON TECHNOLOGY INC COM COM 595112103 126 1775 SH OTR 1775 0 0 MICROSOFT COM 594918104 122325 433900 SH DFND 268910 18685 146305 MICROSOFT COM 594918104 610 2165 SH OTR 2165 0 0 MONDELEZ INTL INC COM COM 609207105 6841 117587 SH DFND 59373 1485 56729 MONDELEZ INTL INC COM COM 609207105 0 0 SH OTR 0 0 0 MORGAN STANLEY COM 617446448 29516 303316 SH DFND 180076 7095 116145 MORGAN STANLEY COM 617446448 127 1310 SH OTR 1310 0 0 NEXTERA ENERGY INC COM COM 65339F101 22165 282282 SH DFND 175015 15857 91410 NEXTERA ENERGY INC COM COM 65339F101 95 1215 SH OTR 1215 0 0 NIKE INC CL B COM 654106103 1518 10450 SH DFND 225 6475 3750 NUCOR CORP COM 670346105 25241 256275 SH DFND 159985 7990 88300 NUCOR CORP COM 670346105 120 1215 SH OTR 1215 0 0 NVIDIA CORP COM COM 67066G104 39310 189755 SH DFND 115232 13267 61256 NVIDIA CORP COM COM 67066G104 154 745 SH OTR 745 0 0 NXP SEMICONDUCTORS N V COM COM N6596X109 2556 13050 SH DFND 200 5650 7200 ON SEMICONDUCTOR CORP COM COM 682189105 22506 491720 SH DFND 328200 5470 158050 ON SEMICONDUCTOR CORP COM COM 682189105 152 3320 SH OTR 3320 0 0 OSHKOSH TRUCK CORP COM COM 688239201 819 8000 SH DFND 0 3200 4800 PAYPAL HLDGS INC COM COM 70450Y103 18518 71164 SH DFND 48286 798 22080 PAYPAL HLDGS INC COM COM 70450Y103 117 450 SH OTR 450 0 0 PEPSICO INC COM 713448108 19079 126845 SH DFND 78232 6251 42362 PEPSICO INC COM 713448108 114 755 SH OTR 755 0 0 PIONEER NAT RES CO COM COM 723787107 12378 74337 SH DFND 46959 2163 25215 PIONEER NAT RES CO COM COM 723787107 60 360 SH OTR 360 0 0 POLARIS INDS INC COM COM 731068102 17581 146924 SH DFND 90021 8475 48428 POLARIS INDS INC COM COM 731068102 88 733 SH OTR 733 0 0 POWERSHARES EXCHANGE TRADED FD COM 46137V357 576 3846 SH DFND 1200 141 2505 POWERSHARES EXCHANGE TRADED FD COM 46137V357 10 65 SH OTR 0 0 65 PRICE T ROWE GROUP INC COM COM 74144T108 443 2250 SH SOLE 0 0 2250 PROCTER & GAMBLE COMPANY COM 742718109 23479 167949 SH DFND 96394 13780 57775 PROCTER & GAMBLE COMPANY COM 742718109 113 805 SH OTR 805 0 0 REGENERON PHARMACEUTICALS COM COM 75886F107 13211 21830 SH DFND 15768 215 5847 REGENERON PHARMACEUTICALS COM COM 75886F107 70 115 SH OTR 115 0 0 SECTOR SPDR TR SBI FINL COM 81369Y605 298 7940 SH SOLE 1085 0 6855 SECTOR SPDR TR SBI TECHNOLGY COM 81369Y803 217 1451 SH SOLE 370 0 1081 SERVICENOW INC COM COM 81762P102 32932 52922 SH DFND 35227 631 17064 SERVICENOW INC COM COM 81762P102 171 275 SH OTR 275 0 0 SPDR S&P MIDCAP 400 ETF TR UTS COM 78467Y107 1308 2719 SH DFND 1796 420 503 SPDR S&P MIDCAP 400 ETF TR UTS COM 78467Y107 726 1510 SH OTR 0 0 1510 SPDR TR UNIT SER 1 COM 78462F103 5714 13314 SH DFND 7896 70 5348 SPDR TR UNIT SER 1 COM 78462F103 152 355 SH OTR 0 0 355 STARBUCKS CORP COM 855244109 1040 9425 SH DFND 0 9425 0 SYNAPTICS INC COM 87157D109 21271 118352 SH DFND 77236 1203 39913 SYNAPTICS INC COM 87157D109 86 480 SH OTR 480 0 0 T MOBILE US INC COM COM 872590104 20228 158327 SH DFND 100098 3723 54506 T MOBILE US INC COM COM 872590104 98 765 SH OTR 765 0 0 TARGET CORP COM 87612E106 18621 81398 SH DFND 65947 1171 14280 TARGET CORP COM 87612E106 128 560 SH OTR 560 0 0 TEREX CORP NEW COM COM 880779103 18076 429347 SH DFND 259860 22026 147461 TEREX CORP NEW COM COM 880779103 94 2240 SH OTR 2240 0 0 THE TRADE DESK INC COM CL A COM 88339J105 46869 666697 SH DFND 430323 10345 226029 THE TRADE DESK INC COM CL A COM 88339J105 181 2570 SH OTR 2570 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 22318 39063 SH DFND 24993 616 13454 THERMO FISHER SCIENTIFIC INC COM 883556102 130 227 SH OTR 227 0 0 TRAVEL PLUS LEISURE CO COM COM 894164102 21877 401191 SH DFND 239125 28132 133934 TRAVEL PLUS LEISURE CO COM COM 894164102 99 1820 SH OTR 1820 0 0 UBER TECHNOLOGIES INC COM COM 90353T100 20898 466478 SH DFND 314601 4855 147022 UBER TECHNOLOGIES INC COM COM 90353T100 117 2610 SH OTR 2610 0 0 ULTA SALON COSMETCS & FRAG ICO COM 90384S303 14267 39529 SH DFND 27133 323 12073 ULTA SALON COSMETCS & FRAG ICO COM 90384S303 88 245 SH OTR 245 0 0 UNION PAC CORP COM 907818108 13050 66580 SH DFND 42152 4453 19975 UNION PAC CORP COM 907818108 65 330 SH OTR 330 0 0 UNITEDHEALTH GROUP INC COM 91324P102 26054 66679 SH DFND 41381 3907 21391 UNITEDHEALTH GROUP INC COM 91324P102 131 335 SH OTR 335 0 0 VANGUARD INDEX FDS S&P 500 ETF COM 922908363 14444 36623 SH DFND 14953 1028 20642 VANGUARD INDEX FDS S&P 500 ETF COM 922908363 217 549 SH OTR 0 0 549 VERIZON COMMUNICATIONS COM 92343V104 15116 279867 SH DFND 172085 6505 101277 VERIZON COMMUNICATIONS COM 92343V104 91 1680 SH OTR 1680 0 0 VERTIV HOLDINGS CO COM CL A COM 92537N108 22794 946199 SH DFND 620239 9320 316640 VERTIV HOLDINGS CO COM CL A COM 92537N108 115 4770 SH OTR 4770 0 0 VISA INC COM CL A COM 92826C839 1419 6370 SH DFND 1000 4070 1300 WALT DISNEY CO COM 254687106 33599 198613 SH DFND 110601 22759 65253 WALT DISNEY CO COM 254687106 128 755 SH OTR 755 0 0 XCEL ENERGY INC COM COM 98389B100 8652 138427 SH DFND 96810 972 40645 XCEL ENERGY INC COM COM 98389B100 80 1285 SH OTR 1285 0 0 XPO LOGISTICS INC COM COM 983793100 10221 128435 SH DFND 107855 1699 18881 XPO LOGISTICS INC COM COM 983793100 70 885 SH OTR 885 0 0 ZEBRA TECHNOLOGIES CORP CL A COM 989207105 2484 4819 SH DFND 2519 110 2190 ZEBRA TECHNOLOGIES CORP CL A COM 989207105 90 175 SH OTR 175 0 0 ZOETIS INC CL A COM 98978V103 23616 121646 SH DFND 81233 2758 37655 ZOETIS INC CL A COM 98978V103 137 705 SH OTR 705 0 0