-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KaUaVZxhpA8Cij9SN25jrxYxgeLFftXt3M8H7pWvBwW2aNh3yIUBiVVJRHaWQb71 VuFnh5CBjRZSRfgEqaEWqA== 0000872078-02-000002.txt : 20020414 0000872078-02-000002.hdr.sgml : 20020414 ACCESSION NUMBER: 0000872078-02-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GOUWS CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0000872078 IRS NUMBER: 010396254 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02819 FILM NUMBER: 02522526 BUSINESS ADDRESS: STREET 1: 511 CONGRESS STREET STREET 2: SUITE 900 CITY: PORTLAND STATE: ME ZIP: 04101-3428 BUSINESS PHONE: 2077743333 MAIL ADDRESS: STREET 1: 511 CONGRESS ST STREET 2: STE 900 CITY: PORTLAND STATE: ME ZIP: 04101-3428 13F-HR 1 inftable.txt GOUWS CAPITAL MANAGEMENT QTR 4 2001 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Abbott Laboratories COM 002824100 435 7795 SH SOLE 1235 6560 Air Products & Chemicals COM 009158106 563 12000 SH SOLE 12000 American Electric Power Inc. COM 025537101 4984 114502 SH SOLE 37937 76565 87 2000 SH OTHER 2000 American Home Products COM 026609107 1632 26591 SH SOLE 9350 17241 American International Group I COM 026874107 1530 19267 SH SOLE 11454 7813 Anadarko Petroleum COM 032511107 3095 54437 SH SOLE 18437 36000 57 1000 SH OTHER 1000 Aptargroup Inc COM 038336103 368 10500 SH SOLE 10500 Automatic Data Processing Inc. COM 053015103 1338 22718 SH SOLE 1100 21618 BP PLC - ADR COM 055622104 3086 66343 SH SOLE 20283 46060 47 1000 SH OTHER 1000 Bank of America Corp. COM 060505104 4089 64961 SH SOLE 22686 42275 88 1400 SH OTHER 1400 Bellsouth Corporation COM 079860102 3240 84924 SH SOLE 25520 59404 114 3000 SH OTHER 3000 Berkshire Hathaway Cl B COM 084670207 465 184 SH SOLE 6 178 Black & Decker COM 091797100 2698 71496 SH SOLE 25586 45910 75 2000 SH OTHER 2000 Boeing COM 097023105 1337 34489 SH SOLE 11296 23193 58 1500 SH OTHER 1500 Bristol-Myers Squibb Co. COM 110122108 3270 64120 SH SOLE 18165 45955 51 1000 SH OTHER 1000 Burlington Northern Santa Fe C COM 12189T104 1905 66760 SH SOLE 22553 44207 57 2000 SH OTHER 2000 Burlington Resources COM 122014103 2529 67375 SH SOLE 23124 44251 47 1250 SH OTHER 1250 CVS Corp. COM 126650100 3315 112000 SH SOLE 40135 71865 89 3000 SH OTHER 3000 Camden National Corp. COM 133034108 334 17875 SH SOLE 17875 Canadian Imperial Venture COM 136076106 4 18000 SH SOLE 18000 ChevronTexaco Corporation COM 166764100 881 9832 SH SOLE 4808 5024 Chubb Corp. COM 171232101 2678 38815 SH SOLE 13390 25425 48 700 SH OTHER 700 Cisco Systems COM 17275R102 552 30455 SH SOLE 2750 27705 Clayton Homes Inc. COM 184190106 2088 122083 SH SOLE 50321 71762 51 3000 SH OTHER 3000 Coca-Cola COM 191216100 497 10550 SH SOLE 5100 5450 Conoco Inc. COM 208251504 4580 161821 SH SOLE 50019 111802 99 3500 SH OTHER 3500 Disney, Walt Company COM 254687106 365 17598 SH SOLE 2500 15098 Dominion Resources Inc-VA New COM 25746u109 273 4550 SH SOLE 3000 1550 Donnelley, R.R. & Sons COM 257867101 1331 44837 SH SOLE 16446 28391 Dow Chemical COM 260543103 394 11655 SH SOLE 3900 7755 Dupont E.I. De Nemour COM 263534109 279 6555 SH SOLE 150 6405 EMC Corporation COM 268648102 150 11150 SH SOLE 100 11050 EOG Resources Inc. COM 26875p101 3124 79875 SH SOLE 24905 54970 47 1200 SH OTHER 1200 Eastman Kodak Company COM 277461109 203 6893 SH SOLE 3350 3543 24 800 SH OTHER 800 El Paso Corp. COM 28336l109 2358 52851 SH SOLE 20715 32136 60 1350 SH OTHER 1350 Electronic Data Systems COM 285661104 1625 23700 SH SOLE 8825 14875 41 600 SH OTHER 600 Emerson Electric Company COM 291011104 1244 21782 SH SOLE 10100 11682 Exxon Mobil Corporation COM 30231g102 3771 95951 SH SOLE 58366 37585 Fleet Boston Financial Corp COM 339030108 938 25698 SH SOLE 14698 11000 Fluor Corp. (New) COM 343412102 3907 104465 SH SOLE 35565 68900 75 2000 SH OTHER 2000 Gannett Company COM 364730101 640 9520 SH SOLE 9520 General Electric Company COM 369604103 4696 117174 SH SOLE 42890 74284 General Mills, Inc. COM 370334104 447 8600 SH SOLE 600 8000 Heinz H. J. Co. COM 423074103 251 6101 SH SOLE 1800 4301 Hewlett-Packard Company COM 428236103 531 25835 SH SOLE 17590 8245 Home Depot Inc. COM 437076102 1944 38102 SH SOLE 12690 25412 36 700 SH OTHER 700 Honeywell International, Inc. COM 438516106 2986 88284 SH SOLE 24249 64035 51 1500 SH OTHER 1500 I-Many, Inc. COM 44973q103 97 10000 SH SOLE 10000 Intel Corp. COM 458140100 373 11856 SH SOLE 2110 9746 International Business Machine COM 459200101 3935 32530 SH SOLE 11368 21162 157 1300 SH OTHER 1300 International Paper COM 460146103 3652 90498 SH SOLE 29523 60975 69 1700 SH OTHER 1700 JP Morgan Chase & Co. COM 46625h100 987 27156 SH SOLE 1700 25456 Johnson & Johnson COM 478160104 449 7598 SH SOLE 2400 5198 Lawson Products COM 520776105 575 22122 SH SOLE 7765 14357 52 2000 SH OTHER 2000 Longview Fibre Company COM 543213102 137 11600 SH SOLE 600 11000 MDU Resources Group Inc COM 552690109 225 8000 SH SOLE 2000 6000 Marsh & Mclennan COM 571748102 313 2917 SH SOLE 187 2730 Masco Corporation COM 574599106 343 14000 SH SOLE 14000 Mattel Inc. COM 577081102 1717 99818 SH SOLE 33325 66493 52 3000 SH OTHER 3000 May Dept Stores COM 577778103 406 10975 SH SOLE 10975 McDonalds Corporation COM 580135101 2620 98990 SH SOLE 37830 61160 64 2400 SH OTHER 2400 McKesson Corporation COM 58155q103 1422 38010 SH SOLE 14900 23110 37 1000 SH OTHER 1000 Mead Corporation COM 582834107 3070 99393 SH SOLE 33086 66307 77 2500 SH OTHER 2500 Merck & Company Inc. COM 589331107 5465 92934 SH SOLE 38485 54449 71 1200 SH OTHER 1200 Microsoft COM 594918104 532 8025 SH SOLE 1895 6130 Minnesota Mining & Manufacturi COM 604059105 1287 10886 SH SOLE 2755 8131 47 400 SH OTHER 400 Motorola Inc. COM 620076109 3025 201415 SH SOLE 61595 139820 60 4000 SH OTHER 4000 National Fuel Gas Company COM 636180101 1098 44442 SH SOLE 12732 31710 74 3000 SH OTHER 3000 National Presto Industries, In COM 637215104 319 11490 SH SOLE 2544 8946 Nestle S. A. ADR COM 641069406 242 4534 SH SOLE 4534 Northern Trust Corp COM 665859104 301 5000 SH SOLE 5000 Oracle Systems Corp. COM 68389X105 172 12436 SH SOLE 2450 9986 Pall Corp. COM 696429307 3849 159957 SH SOLE 56082 103875 60 2500 SH OTHER 2500 Penney, J.C. COM 708160106 809 30075 SH SOLE 5450 24625 Pepsico COM 713448108 420 8630 SH SOLE 1700 6930 Pfizer Inc. COM 717081103 338 8475 SH SOLE 2360 6115 Pharmacia Corporation COM 71713u102 470 11019 SH SOLE 8125 2894 Procter & Gamble Co. COM 742718109 2458 31060 SH SOLE 9770 21290 Questar Corporation COM 748356102 3605 143900 SH SOLE 49238 94662 68 2700 SH OTHER 2700 Quintiles Transnational Corp COM 748767100 1459 90925 SH SOLE 36609 54316 RPM, Inc. Ohio COM 749685103 1883 130204 SH SOLE 49694 80510 40 2750 SH OTHER 2750 Raytheon Company COM 755111507 2700 83169 SH SOLE 29693 53476 39 1200 SH OTHER 1200 Reuters Group PLC - Spons ADR COM 76132m102 375 6250 SH SOLE 6250 Royal Dutch Petroleum COM 780257804 661 13481 SH SOLE 3650 9831 Ryder Systems COM 783549108 3019 136305 SH SOLE 42533 93772 55 2500 SH OTHER 2500 SBC Communications Inc. COM 78387G103 525 13397 SH SOLE 3419 9978 Safeco COM 786429100 2362 75838 SH SOLE 25410 50428 62 2000 SH OTHER 2000 Schering-Plough COM 806605101 347 9694 SH SOLE 8600 1094 Schlumberger Ltd. COM 806857108 533 9700 SH SOLE 9700 South Jersey Industries COM 838518108 781 23948 SH SOLE 9989 13959 33 1000 SH OTHER 1000 Tesoro Petroleum Corp COM 881609101 131 10000 SH SOLE 10000 Tidewater Inc. COM 886423102 4030 118877 SH SOLE 40517 78360 68 2000 SH OTHER 2000 Timken Company COM 887389104 2045 126380 SH SOLE 39420 86960 65 4000 SH OTHER 4000 Transocean Sedco Forex Inc COM G90078109 4202 124244 SH SOLE 41345 82899 85 2500 SH OTHER 2500 Tyco Intl Ltd COM 902124106 476 8076 SH SOLE 8076 US Bancorp COM 902973304 3855 184181 SH SOLE 58690 125491 84 4000 SH OTHER 4000 Union Pacific Corporation COM 907818108 564 9900 SH SOLE 5500 4400 United Technologies Corp. COM 913017109 604 9350 SH SOLE 8000 1350 UnumProvident Corp COM 91529y106 417 15744 SH SOLE 170 15574 Vanguard Total Stock Market Eq COM 922908769 1043 9900 SH SOLE 7385 2515 Verizon Communications COM 92343V104 3990 84081 SH SOLE 30634 53447 71 1500 SH OTHER 1500 W. W. Grainger Inc. COM 384802104 384 8000 SH SOLE 8000 Wachovia Corporation COM 929903102 430 13718 SH SOLE 1000 12718 Wausau - Mosinee Paper Corp. COM 943315101 354 29260 SH SOLE 22470 6790 Xcel Energy Inc. COM 98389b100 3786 136468 SH SOLE 46193 90275 86 3100 SH OTHER 3100 Alcoa, Inc UN COM 013817101 535 15056 SH SOLE 15056 Camden National Corp. UN COM 133034108 824 44084 SH SOLE 43984 100 Promedco Management Company UN COM 74342l105 0 65870 SH SOLE 65870 Vanguard Total Stock Market Eq UN COM 922908769 413 3920 SH SOLE 350 3570 Wachovia Corp DEP PFD 929903201 0 12000 SH SOLE 12000 Northern Institutional Equity MF 665278529 583 38418.0300SH SOLE 20965.0220 17453.0080 Northern Institutional Intl Eq MF 655278354 106 11828.5780SH SOLE 10490.0960 1338.4820 Northern Institutional Small C MF 665278560 200 18599.7000SH SOLE 16436.2720 2163.4280 Northern Institutional Equity UN MF 665278529 231 15219.522SH SOLE 15219.522
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