0000902664-13-003608.txt : 20131108
0000902664-13-003608.hdr.sgml : 20131108
20131108124803
ACCESSION NUMBER: 0000902664-13-003608
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131030
FILED AS OF DATE: 20131108
DATE AS OF CHANGE: 20131108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hall George E.
CENTRAL INDEX KEY: 0001566939
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20243
FILM NUMBER: 131203589
MAIL ADDRESS:
STREET 1: C/O CLINTON GROUP INC, 601 LEXINGTON AVE
STREET 2: 51ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10021
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Channel Commerce Partners, L.P.
CENTRAL INDEX KEY: 0001591437
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20243
FILM NUMBER: 131203590
BUSINESS ADDRESS:
STREET 1: C/O CLINTON GROUP INC., 601 LEXINGTON AV
STREET 2: 51ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 825-0400
MAIL ADDRESS:
STREET 1: C/O CLINTON GROUP INC., 601 LEXINGTON AV
STREET 2: 51ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Clinton Relational Opportunity LLC
CENTRAL INDEX KEY: 0001577073
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20243
FILM NUMBER: 131203592
BUSINESS ADDRESS:
STREET 1: 601 LEXINGTON AVENUE
STREET 2: 51ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-825-0400
MAIL ADDRESS:
STREET 1: 601 LEXINGTON AVENUE
STREET 2: 51ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Clinton Relational Opportunity Master Fund, L.P.
CENTRAL INDEX KEY: 0001567108
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20243
FILM NUMBER: 131203593
BUSINESS ADDRESS:
STREET 1: 9 WEST 57TH STREET, 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-825-0400
MAIL ADDRESS:
STREET 1: 9 WEST 57TH STREET, 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Clinton Spotlight Master Fund LP
CENTRAL INDEX KEY: 0001577072
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20243
FILM NUMBER: 131203595
BUSINESS ADDRESS:
STREET 1: 601 LEXINGTON AVENUE
STREET 2: 51ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-825-0400
MAIL ADDRESS:
STREET 1: 601 LEXINGTON AVENUE
STREET 2: 51ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CLINTON GROUP INC
CENTRAL INDEX KEY: 0001134119
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20243
FILM NUMBER: 131203596
BUSINESS ADDRESS:
STREET 1: 9 WEST 57TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 2128250400
MAIL ADDRESS:
STREET 1: 9 WEST 57TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VALUEVISION MEDIA INC
CENTRAL INDEX KEY: 0000870826
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961]
IRS NUMBER: 411673770
STATE OF INCORPORATION: MN
FISCAL YEAR END: 0130
BUSINESS ADDRESS:
STREET 1: 6740 SHADY OAK RD
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55344-3433
BUSINESS PHONE: 6129475200
MAIL ADDRESS:
STREET 1: 6740 SHADY OAK RAOD
CITY: EDEN PRAIRIE
STATE: MN
ZIP: 55344-3433
FORMER COMPANY:
FORMER CONFORMED NAME: VALUEVISION INTERNATIONAL INC
DATE OF NAME CHANGE: 19930328
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GEH Capital Inc.
CENTRAL INDEX KEY: 0001584551
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20243
FILM NUMBER: 131203591
BUSINESS ADDRESS:
STREET 1: C/O CLINTON GROUP INC., 601 LEXINGTON AV
STREET 2: 51ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-825-0400
MAIL ADDRESS:
STREET 1: C/O CLINTON GROUP INC., 601 LEXINGTON AV
STREET 2: 51ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CANNELL CAPITAL LLC
CENTRAL INDEX KEY: 0001058854
STATE OF INCORPORATION: WY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20243
FILM NUMBER: 131203588
BUSINESS ADDRESS:
STREET 1: 310 E. PEARL STREET, P.O. BOX 3459
CITY: JACKSON
STATE: WY
ZIP: 83001
BUSINESS PHONE: 4158358300
MAIL ADDRESS:
STREET 1: 310 E. PEARL STREET, P.O. BOX 3459
CITY: JACKSON
STATE: WY
ZIP: 83001
FORMER NAME:
FORMER CONFORMED NAME: CANNELL J CARLO DBA CANNELL CAPITAL MGMT
DATE OF NAME CHANGE: 19980330
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Clinton Magnolia Master Fund, Ltd.
CENTRAL INDEX KEY: 0001567109
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20243
FILM NUMBER: 131203594
BUSINESS ADDRESS:
STREET 1: C/O CLINTON GROUP INC., 601 LEXINGTON AV
STREET 2: 51ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-825-0400
MAIL ADDRESS:
STREET 1: C/O CLINTON GROUP INC., 601 LEXINGTON AV
STREET 2: 51ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
3
1
p13-1970form3.xml
OWNERSHIP DOCUMENT
X0206
3
2013-10-30
0
0000870826
VALUEVISION MEDIA INC
VVTV
0001134119
CLINTON GROUP INC
601 LEXINGTON AVENUE
51ST FLOOR
NEW YORK
NY
10022
0
0
1
1
SEE REMARKS
0001577072
Clinton Spotlight Master Fund LP
C/O CLINTON GROUP INC., 601 LEXINGTON AV
51ST FLOOR
NEW YORK
NY
10022
0
0
1
0
0001567109
Clinton Magnolia Master Fund, Ltd.
C/O CLINTON GROUP INC., 601 LEXINGTON AV
51ST FLOOR
NEW YORK
NY
10022
0
0
1
0
0001567108
Clinton Relational Opportunity Master Fund, L.P.
C/O CLINTON GROUP INC., 601 LEXINGTON AV
51ST FLOOR
NEW YORK
NY
10022
0
0
1
0
0001577073
Clinton Relational Opportunity LLC
C/O CLINTON GROUP INC., 601 LEXINGTON AV
51ST FLOOR
NEW YORK
NY
10022
0
0
1
0
0001584551
GEH Capital Inc.
C/O CLINTON GROUP INC., 601 LEXINGTON AV
51ST FLOOR
NEW YORK
NY
10022
0
0
1
0
0001591437
Channel Commerce Partners, L.P.
C/O CLINTON GROUP INC., 601 LEXINGTON AV
51ST FLOOR
NEW YORK
NY
10022
0
0
1
0
0001566939
Hall George E.
C/O CLINTON GROUP INC, 601 LEXINGTON AVE
51ST FLOOR
NEW YORK
NY
10021
0
0
1
0
0001058854
CANNELL CAPITAL LLC
310 E. PEARL STREET, P.O. BOX 3459
JACKSON
WY
83001
0
0
1
0
Common Stock, $0.01 par value ("Common Stock")
3194346
I
See footnotes
Common Stock
50000
I
See footnotes
Common Stock
2201333
I
See footnotes
Call Option (obligation to sell)
5.00
2013-11-16
Common Stock
87100
I
See footnotes
Put Option (obligation to buy)
5.00
2013-11-16
Common Stock
525500
I
See footnotes
Call Option (obligation to sell)
5.00
2013-12-21
Common Stock
126700
I
See footnotes
Put Option (obligation to buy)
5.00
2014-01-18
Common Stock
13000
I
See footnotes
Call Option (obligation to sell)
5.00
2014-01-18
Common Stock
138000
I
See footnotes
Call Option (obligation to sell)
5.00
2014-04-19
Common Stock
92000
I
See footnotes
The securities reported on this line may be deemed to be indirectly beneficially owned by Clinton Group, Inc. ("CGI"), which securities are directly held by Clinton Spotlight Master Fund, L.P. ("SPOT"), Clinton Magnolia Master Fund, Ltd. ("CMAG"), Clinton Relational Opportunity Master Fund, L.P. ("CREL"), Channel Commerce Partners, L.P. ("CCP") and a portion of a mutual fund portfolio ("CASF"). CGI is deemed to be the indirect beneficial owner of such securities by virtue of its position as investment manager of SPOT, CMAG and CCP, its ownership of Clinton Relational Opportunity, LLC which serves as the investment manager of CREL and a sub-advisory agreement governing CASF. George E. Hall is deemed to be the indirect beneficial owner of such securities by virtue of his direct and indirect control of CGI.
The securities reported on this line may be deemed to be indirectly beneficially owned by George E. Hall, which securities are directly held by GEH Capital, Inc ("GEHC"). George E. Hall is deemed to be the indirect beneficial owner of such securities by virtue of his indirect ownership of GEHC.
The securities reported on this line may be deemed to be indirectly beneficially owned by Cannell Capital LLC, which securities are held by Tristan Offshore Fund, Ltd., Tristan Partners, L.P., Cuttyhunk II Fund LLC, Tonga Partners, L.P., (the "Cannell Investment Vehicles"), and certain managed accounts (the "Cannell Accounts"). Cannell Capital LLC is deemed to be the indirect beneficial owner of such securities by virtue of its position as investment advisor to the Cannell Investment Vehicles and the Cannell Accounts.
For purposes of Rule 16a-1(a)(2) of the 1934 Act, each of the reporting persons disclaims beneficial ownership of the shares reported herein to the extent such beneficial ownership exceeds its pecuniary interest therein.
Options are exercisable at any time.
As described in Item 5 of Amendment No. 1 to the Schedule 13D, filed by CGI on November 4, 2013, the reporting persons may be deemed to be a "group" pursuant to Rule 13d-5(b)(1) promulgated under the1934 Act and as such may be deemed, collectively, to beneficially own 5,445,679 shares of Common Stock, constituting approximately 11.0% of the outstanding shares of Common Stock for purposes of Section 13(d) of the 1934 Act.
CLINTON SPOTLIGHT MASTER FUND, L.P., By: Clinton Group, Inc., its investment manager, /s/ Francis Ruchalski.Chief Financial Officer
2013-11-08
CLINTON MAGNOLIA MASTER FUND, LTD., By: Clinton Group, Inc., its investment manager, /s/ Francis Ruchalski, Chief Financial Officer
2013-11-08
CLINTON RELATIONAL OPPORTUNITY MASTER FUND, L.P., By: Clinton Relational Opportunity, LLC, its investment manager, /s/ John Hall, Authorized Signatory
2013-11-08
CLINTON RELATIONAL OPPORTUNITY, LLC, /s/ John Hall, Authorized Signatory
2013-11-08
GEH CAPITAL, INC., /s/ Francis Ruchalski, Comptroller
2013-11-08
CHANNEL COMMERCE PARTNERS, L.P., By: Clinton Group, Inc., its investment manager, /s/ Francis Ruchalski, Chief Financial Officer
2013-11-08
CLINTON GROUP, INC, /s/ Francis Ruchalski,Chief Financial Officer
2013-11-08
GEORGE HALL, /s/ George E. Hall
2013-11-08
CANNELL CAPITAL LLC, /s/ J. Carlo Cannell, Managing Member
2013-11-08