0000870385-20-000013.txt : 20200504
0000870385-20-000013.hdr.sgml : 20200504
20200504104543
ACCESSION NUMBER: 0000870385-20-000013
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200501
FILED AS OF DATE: 20200504
DATE AS OF CHANGE: 20200504
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CRISP LINDSEY A
CENTRAL INDEX KEY: 0001638417
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10897
FILM NUMBER: 20843289
MAIL ADDRESS:
STREET 1: 302 CHRISTIAN SERVICE CAMP ROAD
CITY: WASHINGTON
STATE: NC
ZIP: 27889
FORMER NAME:
FORMER CONFORMED NAME: CRISP LINDSAY A
DATE OF NAME CHANGE: 20150401
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAROLINA FINANCIAL CORP
CENTRAL INDEX KEY: 0000870385
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 571039673
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 288 MEETING STREET
CITY: CHARLESTON
STATE: SC
ZIP: 29401
BUSINESS PHONE: 843-723-7700
MAIL ADDRESS:
STREET 1: 288 MEETING STREET
CITY: CHARLESTON
STATE: SC
ZIP: 29401
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2020-05-01
1
0000870385
CAROLINA FINANCIAL CORP
CARO
0001638417
CRISP LINDSEY A
302 CHRISTIAN SERVICE CAMP ROAD
WASHINGTON
NC
27889
1
0
0
0
Common Stock
2020-05-01
4
D
0
1306
D
0
D
Common Stock
2020-05-01
4
D
0
5418
D
0
I
By IRA
Common Stock
2020-05-01
4
D
0
987
D
0
I
By Roth IRA
Disposed of in accordance with the Agreement and Plan of Merger, dated as of November 19, 2020 (the "Merger Agreement"), by and between Carolina Financial Corporation and United Bancshares, Inc., pursuant to which Carolina Financial Corporation was merged with and into United Bancshares, Inc., effective May 1, 2020 (the "Merger"). On May 1, 2020, the effective date of the Merger, each issued and outstanding share of Carolina Financial Corporation of common stock was converted into the right to receive 1.13 shares of United Bankshares, Inc. common stock (subject to the payment of cash in lieu of fractional shares). As a result of the Merger, the Reporting Person no longer beneficially owns, directly or indirectly, any shares of Carolina Financial Corporation common stock.
/s/Lindsey A. Crisp
2020-05-04