0000870385-20-000013.txt : 20200504 0000870385-20-000013.hdr.sgml : 20200504 20200504104543 ACCESSION NUMBER: 0000870385-20-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200501 FILED AS OF DATE: 20200504 DATE AS OF CHANGE: 20200504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRISP LINDSEY A CENTRAL INDEX KEY: 0001638417 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10897 FILM NUMBER: 20843289 MAIL ADDRESS: STREET 1: 302 CHRISTIAN SERVICE CAMP ROAD CITY: WASHINGTON STATE: NC ZIP: 27889 FORMER NAME: FORMER CONFORMED NAME: CRISP LINDSAY A DATE OF NAME CHANGE: 20150401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAROLINA FINANCIAL CORP CENTRAL INDEX KEY: 0000870385 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 571039673 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 288 MEETING STREET CITY: CHARLESTON STATE: SC ZIP: 29401 BUSINESS PHONE: 843-723-7700 MAIL ADDRESS: STREET 1: 288 MEETING STREET CITY: CHARLESTON STATE: SC ZIP: 29401 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-05-01 1 0000870385 CAROLINA FINANCIAL CORP CARO 0001638417 CRISP LINDSEY A 302 CHRISTIAN SERVICE CAMP ROAD WASHINGTON NC 27889 1 0 0 0 Common Stock 2020-05-01 4 D 0 1306 D 0 D Common Stock 2020-05-01 4 D 0 5418 D 0 I By IRA Common Stock 2020-05-01 4 D 0 987 D 0 I By Roth IRA Disposed of in accordance with the Agreement and Plan of Merger, dated as of November 19, 2020 (the "Merger Agreement"), by and between Carolina Financial Corporation and United Bancshares, Inc., pursuant to which Carolina Financial Corporation was merged with and into United Bancshares, Inc., effective May 1, 2020 (the "Merger"). On May 1, 2020, the effective date of the Merger, each issued and outstanding share of Carolina Financial Corporation of common stock was converted into the right to receive 1.13 shares of United Bankshares, Inc. common stock (subject to the payment of cash in lieu of fractional shares). As a result of the Merger, the Reporting Person no longer beneficially owns, directly or indirectly, any shares of Carolina Financial Corporation common stock. /s/Lindsey A. Crisp 2020-05-04