Chief Compliance Officer

0000870260-22-000006.txt : 20221019 0000870260-22-000006.hdr.sgml : 20221019 20221019161224 ACCESSION NUMBER: 0000870260-22-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221019 DATE AS OF CHANGE: 20221019 EFFECTIVENESS DATE: 20221019 FILER: COMPANY DATA: COMPANY CONFORMED NAME: L.M. KOHN & COMPANY CENTRAL INDEX KEY: 0000870260 IRS NUMBER: 311311805 STATE OF INCORPORATION: OH FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-22550 FILM NUMBER: 221318754 BUSINESS ADDRESS: STREET 1: 10151 CARVER RD. STREET 2: SUITE 100 CITY: CINCINNATI STATE: OH ZIP: 45242 BUSINESS PHONE: (513)792-0301 X1 MAIL ADDRESS: STREET 1: 10151 CARVER RD. STREET 2: SUITE 100 CITY: CINCINNATI STATE: OH ZIP: 45242 FORMER COMPANY: FORMER CONFORMED NAME: KOHN L M & CO/OH /BD DATE OF NAME CHANGE: 20001130 FORMER COMPANY: FORMER CONFORMED NAME: L M KOHN & CO /BD DATE OF NAME CHANGE: 20001130 FORMER COMPANY: FORMER CONFORMED NAME: KOHN L M & CO /BD DATE OF NAME CHANGE: 19980923 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0000870260 XXXXXXXX 09-30-2022 09-30-2022 L.M. KOHN & COMPANY

10151 CARVER RD. SUITE 100 CINCINNATI OH 45242

13F HOLDINGS REPORT 028-22550 N Mike Bell Chief Compliance Officer 513-792-0301 Mike Bell Cincinnati OH 10-19-2022 0 218 204162 false INFORMATION TABLE 2 lmk13fq32022.xml L.M. KOHN & COMPANY 13F - 3Q 2022 Apple Inc Common Stock 037833100 25481 184384 SH SOLE 0 0 0 175380 Amazon.Com Inc Common Stock 023135106 9359 82828 SH SOLE 0 0 0 80088 Spdr Series Trust Spdr Bloomberg 1 3 Month T Bill Etf ETF 78468R663 7679 83828 SH SOLE 0 0 0 83828 Costco Wholesale Corp-New Common Stock 22160K105 7031 14886 SH SOLE 0 0 0 14887 Alphabet Inc Class A Common Stock 02079K305 5816 60803 SH SOLE 0 0 0 60803 Microsoft Corp Common Stock 594918104 4417 18962 SH SOLE 0 0 0 18963 Berkshire Hathaway Inc Del Cl B Common Stock 084670702 3654 13681 SH SOLE 0 0 0 13681 Tesla Inc Common Stock Common Stock 88160R101 3374 12720 SH SOLE 0 0 0 12720 Visa Inc Cl A Common Stock Common Stock 92826C839 3272 18418 SH SOLE 0 0 0 18419 Vanguard S&P 500 ETF ETF 922908363 3182 9691 SH SOLE 0 0 0 9692 Invesco Db Us Dollar Index Trust Invesco Db Us Dollar Index Bullish Fund ETF 46141D203 2872 95273 SH SOLE 0 0 0 94558 Pepsico Inc Common Stock Common Stock 713448108 2700 16537 SH SOLE 0 0 0 16538 Mastercard Incorporated Common Stock 57636Q104 2458 8642 SH SOLE 0 0 0 8643 Vanguard Index Funds Vanguard Total Stock Market Etf ETF 922908769 2330 12982 SH SOLE 0 0 0 12982 Johnson & Johnson Common Stock 478160104 2241 13718 SH SOLE 0 0 0 13719 Spdr Series Trust Spdr Portfolio Short Term Treasury Etf ETF 78468R101 2117 73225 SH SOLE 0 0 0 73226 Home Depot Inc Common Stock 437076102 2062 7472 SH SOLE 0 0 0 7473 Nvidia Corp Common Stock 67066G104 2038 16784 SH SOLE 0 0 0 16785 AbbVie Inc Common Stock 00287Y109 1966 14645 SH SOLE 0 0 0 14646 Spdr S&p 500 Etf Trust ETF 78462F103 1957 5476 SH SOLE 0 0 0 5477 Invesco Exchange Traded Fd Tr Ii S&p 500 High Divid Low Volatility Etf ETF 46138E362 1939 49591 SH SOLE 0 0 0 49377 United Parcel Svc Inc Cl B Common Stock 911312106 1937 11985 SH SOLE 0 0 0 11986 Procter & Gamble Co Common Stock 742718109 1891 14970 SH SOLE 0 0 0 14971 Fifth Third Bancorp Common Stock 316773100 1812 56671 SH SOLE 0 0 0 56671 First Trust Rising Dividend Achievers Etf ETF 33738R506 1761 45288 SH SOLE 0 0 0 45289 Brown-Forman Corporation Class B Common Stock Common Stock 115637209 1604 24089 SH SOLE 0 0 0 24090 Ishares Trust Ishares 7 10 Year Treasury Bond Etf ETF 464287440 1509 15728 SH SOLE 0 0 0 15466 Cvs Health Corporation Common Stock 126650100 1507 15792 SH SOLE 0 0 0 15793 Walt Disney Co Common Stock 254687106 1487 15753 SH SOLE 0 0 0 15754 Ishares 20 Plus Year Treasury Bond Etf ETF 464287432 1422 13886 SH SOLE 0 0 0 13786 Vanguard Scottsdale Funds Vanguard Short Term Treasury Etf ETF 92206C102 1408 24347 SH SOLE 0 0 0 24347 Salesforce Inc Common Stock Common Stock 79466L302 1391 9667 SH SOLE 0 0 0 9667 UnitedHealth Group Inc Common Stock 91324P102 1359 2690 SH SOLE 0 0 0 2691 Franklin Templeton Etf Tr Liberty High Yield Corporate Etf ETF 35473P629 1334 62139 SH SOLE 0 0 0 62139 Spdr Series Trust Spdr Bloomberg Convertible Securities Etf ETF 78464A359 1307 20645 SH SOLE 0 0 0 20645 Walmart Inc Common Stock Common Stock 931142103 1298 10001 SH SOLE 0 0 0 10002 Deere & Co Common Stock 244199105 1289 3858 SH SOLE 0 0 0 3859 Flexshares Us Quality Large Cap Index Fund ETF 33939L746 1269 32003 SH SOLE 0 0 0 32003 Standard & Poors Midcap 400 Spdr S&p Midcap 400 Etf ETF 78467Y107 1206 3000 SH SOLE 0 0 0 3001 Jpmorgan Chase & Co Common Stock 46625H100 1187 11351 SH SOLE 0 0 0 11352 Qualcomm Inc Common Stock 747525103 1151 10181 SH SOLE 0 0 0 10182 Wd 40 Co Common Stock 929236107 1120 6371 SH SOLE 0 0 0 6371 Spdr Series Trust Spdr Portfolio S&p 500 Value Etf ETF 78464A508 1112 32219 SH SOLE 0 0 0 32220 Invesco Exchange Traded Fund Trust Invesco S&p 500 Equal Weight Etf ETF 46137V357 1105 8680 SH SOLE 0 0 0 8680 Waste Management Inc Del Common Stock 94106L109 1100 6865 SH SOLE 0 0 0 6866 Raytheon Technologies Corporation Common Stock Common Stock 75513E101 1057 12909 SH SOLE 0 0 0 12910 Pfizer Inc Common Stock 717081103 1052 24056 SH SOLE 0 0 0 23953 Adobe Inc Common Stock Common Stock 00724F101 1016 3690 SH SOLE 0 0 0 3690 Lululemon Athletica Inc Common Stock 550021109 1006 3597 SH SOLE 0 0 0 3597 Oracle Corporation Common Stock 68389X105 944 15453 SH SOLE 0 0 0 15454 Ssga Active Trust Spdr Ssga Ultra Short Term Bond Etf ETF 78467V707 941 23573 SH SOLE 0 0 0 23573 Paychex Inc Common Stock 704326107 924 8233 SH SOLE 0 0 0 8234 Vanguard Specialized Funds Vanguard Dividend Appreciation Etf ETF 921908844 910 6730 SH SOLE 0 0 0 6730 Meta Platforms Inc Class A Common Stock Common Stock 30303M102 891 6560 SH SOLE 0 0 0 6560 Southern Co Common Stock 842587107 880 12930 SH SOLE 0 0 0 12931 Bristol Myers Squibb Co Common Stock 110122108 872 12258 SH SOLE 0 0 0 12259 Select Sector Spdr Trust Shs Ben Int Energy ETF 81369Y506 857 11907 SH SOLE 0 0 0 11828 Vanguard Specialized Funds Vanguard Real Estate Etf ETF 922908553 849 10578 SH SOLE 0 0 0 10578 Booking Holdings Inc Common Stock Common Stock 09857L108 848 516 SH SOLE 0 0 0 516 Realty Income Corp Common Stock 756109104 829 14227 SH SOLE 0 0 0 14228 Stryker Corp Common Stock 863667101 828 4083 SH SOLE 0 0 0 4084 Exxon Mobil Corp Common Stock 30231G102 816 9337 SH SOLE 0 0 0 9338 Select Sector Spdr Trust The Utilities Select Sector Spdr Trust ETF 81369Y886 778 11874 SH SOLE 0 0 0 11874 Vanguard Ftse Developed Markets Etf ETF 921943858 777 21348 SH SOLE 0 0 0 21348 Sector Spdr Trust Sbi Consumer Staples ETF 81369Y308 775 11609 SH SOLE 0 0 0 11609 Mcdonalds Corp Common Stock 580135101 747 3233 SH SOLE 0 0 0 3234 First Tr Exchange Traded Fd Ii First Tr Dow Jones Global Select Dividend Index Fd ETF 33734X200 744 40081 SH SOLE 0 0 0 40082 Verizon Communications Common Stock 92343V104 719 18925 SH SOLE 0 0 0 18926 Nike Inc Class B Com Common Stock 654106103 716 8612 SH SOLE 0 0 0 8613 Union Pacific Corp Common Stock 907818108 716 3670 SH SOLE 0 0 0 3671 Alphabet Inc Class C Capital Stock Common Stock 02079k107 699 7260 SH SOLE 0 0 0 7260 First Trust Exchange Traded Fund Iv First Trust Low Duration Opportunities Etf ETF 33739Q200 674 14217 SH SOLE 0 0 0 14217 Ishares Tr Ishares Core Dividend Growth Etf ETF 46434V621 668 15019 SH SOLE 0 0 0 15019 Valero Energy Corp New Common Stock 91913Y100 660 6170 SH SOLE 0 0 0 6170 Csx Corporation Com Common Stock 126408103 652 24447 SH SOLE 0 0 0 24448 Goldman Sachs Group Inc Common Stock 38141G104 648 2210 SH SOLE 0 0 0 2211 Paypal Holdings Inc Com Common Stock 70450Y103 632 7335 SH SOLE 0 0 0 7335 Select Sector Spdr Trust The Health Care Select Sector Spdr Fund ETF 81369Y209 620 5112 SH SOLE 0 0 0 5112 iShares Russell 2000 ETF ETF 464287655 612 3706 SH SOLE 0 0 0 3706 Coca Cola Company (The) Common Stock 191216100 599 10693 SH SOLE 0 0 0 9398 Philip Morris International Inc Common Stock 718172109 597 7181 SH SOLE 0 0 0 7182 Ishares Trust Ishares Preferred And Income Securities Etf ETF 464288687 593 18699 SH SOLE 0 0 0 18700 W P Carey Inc Com Common Stock 92936U109 591 8466 SH SOLE 0 0 0 8466 Diageo Plc-Sponsored Adr Repstg 4 Ord Shs Common Stock 25243Q205 586 3449 SH SOLE 0 0 0 3450 Bce Inc Com New Common Stock 05534B760 579 13799 SH SOLE 0 0 0 13799 Ishares Trust Ishares 1 3 Year Treasury Bond Etf ETF 464287457 578 7122 SH SOLE 0 0 0 6962 First Tr Value Line Divid Index Fd ETF 33734H106 576 16090 SH SOLE 0 0 0 16091 Vanguard Short Term Bond Etf ETF 921937827 566 7557 SH SOLE 0 0 0 7557 Vanguard Total International Bond Etf ETF 92203J407 548 11463 SH SOLE 0 0 0 11463 M & T Bank Corp Common Stock 55261F104 547 3097 SH SOLE 0 0 0 3098 Proshares Trust S&p Midcap 400 Dividend Aristocrats Etf ETF 74347B680 543 8426 SH SOLE 0 0 0 8427 First Trust Capital Strength Etf ETF 33733E104 533 8009 SH SOLE 0 0 0 8010 Cisco Systems Inc Common Stock 17275R102 527 13168 SH SOLE 0 0 0 13169 Spdr Series Trust Spdr Bloomberg Investment Grade Floating Rate Etf ETF 78468R200 526 17344 SH SOLE 0 0 0 17344 Sysco Corp Common Stock 871829107 521 7355 SH SOLE 0 0 0 7356 Kraneshares Trust Quadratic Deflation Etf ETF 500767587 521 24062 SH SOLE 0 0 0 23475 Lowes Companies Inc Common Stock 548661107 515 2737 SH SOLE 0 0 0 2738 Merck & Co Inc Common Stock 58933Y105 510 5930 SH SOLE 0 0 0 5776 Yum Brands Inc Common Stock 988498101 503 4722 SH SOLE 0 0 0 4723 Ishares Russell Mid Cap Growth Etf ETF 464287481 498 6344 SH SOLE 0 0 0 6344 Dollar General Corporation Common Stock 256677105 497 2070 SH SOLE 0 0 0 2071 Chevron Corporation Common Stock 166764100 475 3302 SH SOLE 0 0 0 3303 Select Sector Spdr Trust The Financial Select Sector Spdr Fund ETF 81369Y605 474 15604 SH SOLE 0 0 0 15604 First Trust Etf Dow Jones Internet Index Fund ETF 33733E302 473 3743 SH SOLE 0 0 0 3743 First Trust Morningstar Dividend Leaders Index Fund ETF 336917109 468 14544 SH SOLE 0 0 0 14544 Ishares Core S&p Small Cap Etf ETF 464287804 466 5336 SH SOLE 0 0 0 5336 Sentinelone Inc Class A Common Stock Common Stock 81730H109 461 18000 SH SOLE 0 0 0 18000 Vanguard Short Term Inflation Protected Securities Index Fund ETF 922020805 458 9514 SH SOLE 0 0 0 9514 Spdr Series Trust Spdr Portfolio S&p 1500 Composite Stock Market Etf ETF 78464A805 451 10208 SH SOLE 0 0 0 10209 Servicenow Inc Com Common Stock 81762P102 446 1179 SH SOLE 0 0 0 1179 General Mills Inc Common Stock 370334104 445 5798 SH SOLE 0 0 0 5799 Proshares Trust Russell 2000 Dividend Growers Etf ETF 74347B698 443 7977 SH SOLE 0 0 0 7978 American Tower Corporation Reit Common Stock 03027X100 442 2057 SH SOLE 0 0 0 2058 First Trust Dorsey Wright Focus 5 ETF ETF 33738R605 436 10600 SH SOLE 0 0 0 10600 Cliffs Natural Resources Inc Common Stock 185899101 433 32105 SH SOLE 0 0 0 32105 First Tr Exchange Traded Fd Ii Utils Alphadex Fd ETF 33734X184 431 14127 SH SOLE 0 0 0 13826 Boeing Co Common Stock 097023105 431 3565 SH SOLE 0 0 0 3357 Spdr Series Trust Spdr Bloomberg 1 10 Year Tips Etf ETF 78468R861 428 23489 SH SOLE 0 0 0 23489 Intel Corp Common Stock 458140100 424 16426 SH SOLE 0 0 0 16427 Dominos Pizza Inc Common Stock 25754A201 423 1360 SH SOLE 0 0 0 1361 Spdr Series Trust Spdr Nuveen Bloomberg Municipal Bond Etf ETF 78468R721 418 9500 SH SOLE 0 0 0 9500 Applied Materials Inc Common Stock 038222105 412 5023 SH SOLE 0 0 0 5024 First Tr Exchange Traded Fd Ii Consumer Staples Alphadex Fd Annual ETF 33734X119 412 7256 SH SOLE 0 0 0 7103 Ssga Active Trust Spdr Blackstone Senior Loan Etf ETF 78467V608 409 9995 SH SOLE 0 0 0 9996 Select Sector Spdr Trust The Technology Select Sector Spdr Fund ETF 81369Y803 409 3440 SH SOLE 0 0 0 3440 Centene Corp Del Common Stock 15135B101 406 5214 SH SOLE 0 0 0 5214 Ishares Tips Bond Etf ETF 464287176 405 3856 SH SOLE 0 0 0 3856 O Reilly Automotive Inc Common Stock 67103H107 405 575 SH SOLE 0 0 0 575 First Trust Preferred Securities And Income Etf ETF 33739E108 398 23789 SH SOLE 0 0 0 23790 Amgen Inc Common Stock 031162100 397 1758 SH SOLE 0 0 0 1759 Duke Energy Corporation Holding Company Common Stock 26441C204 396 4250 SH SOLE 0 0 0 4251 Ishares Core S&p 500 Etf ETF 464287200 392 1091 SH SOLE 0 0 0 1091 Powershares Qqq Trust Series 1 ETF 46090E103 391 1461 SH SOLE 0 0 0 1462 Powershares Exchange Traded Fd Tr Ii S&p 500 Low Volatility Port ETF 46138E354 391 6778 SH SOLE 0 0 0 6623 Lockheed Martin Corp Common Stock 539830109 389 1004 SH SOLE 0 0 0 1005 Proshares S&p 500 Dividend Aristocrats Etf ETF 74348A467 381 4755 SH SOLE 0 0 0 4755 Thermo Fisher Scientific Inc Common Stock 883556102 377 742 SH SOLE 0 0 0 743 Vanguard Sector Index Fds Vanguard Consumer Staples Etf ETF 92204A207 377 2192 SH SOLE 0 0 0 2192 Altria Group Inc Common Stock 02209S103 374 9241 SH SOLE 0 0 0 9242 Interpublic Group Of Cos Inc Common Stock 460690100 370 14448 SH SOLE 0 0 0 14449 Meridian Bioscience Inc Common Stock 589584101 363 11500 SH SOLE 0 0 0 11500 Blackstone Inc Common Stock Common Stock 09260D107 352 4202 SH SOLE 0 0 0 4203 Blackrock Inc Common Stock 09247X101 350 634 SH SOLE 0 0 0 635 Ishares Trust Ishares National Muni Bond Etf ETF 464288414 342 3325 SH SOLE 0 0 0 3325 Starbucks Corp Common Stock 855244109 331 3927 SH SOLE 0 0 0 3928 Vanguard Index Funds Vanguard Value Etf ETF 922908744 315 2549 SH SOLE 0 0 0 2550 Honeywell Intl Inc Common Stock 438516106 314 1876 SH SOLE 0 0 0 1877 First Tr Exchange Traded Fd Ii Health Care Alphadex Fd ETF 33734X143 312 3209 SH SOLE 0 0 0 3209 Pimco Active Bond Exchange Traded Fund ETF 72201R775 306 3405 SH SOLE 0 0 0 3405 Spdr Series Trust Spdr Portfolio S&p 500 Etf ETF 78464A854 305 7253 SH SOLE 0 0 0 7253 Ishares Core S&p Mid Cap Etf ETF 464287507 298 1355 SH SOLE 0 0 0 1356 Target Corp Common Stock 87612E106 295 1985 SH SOLE 0 0 0 1986 Innovator Etfs Tr S&p Invt Grade Pfd Etf ETF 45783y822 291 15508 SH SOLE 0 0 0 15508 Vanguard Total Bond Market Etf ETF 921937835 290 4061 SH SOLE 0 0 0 4061 Vanguard Index Funds Vanguard Extended Market Etf ETF 922908652 288 2262 SH SOLE 0 0 0 2262 Gaming & Leisure Properties Inc Common Stock 36467J108 285 6438 SH SOLE 0 0 0 6439 Dow Inc Common Stock Common Stock 260557103 280 6366 SH SOLE 0 0 0 6367 Vanguard Index Funds Vanguard Mid-Cap ETF ETF 922908629 275 1459 SH SOLE 0 0 0 1459 Vanguard Ftse Emerging Markets Etf Ftse Emerging Index ETF 922042858 271 7426 SH SOLE 0 0 0 7426 Emerson Electric Co Common Stock 291011104 269 3662 SH SOLE 0 0 0 3662 Powershares Senior Loan Portfolio ETF 46138G508 269 13316 SH SOLE 0 0 0 13316 Spdr Ser Tr S&p Biotech Etf ETF 78464A870 265 3329 SH SOLE 0 0 0 3329 John Hancock Financial Opportunity Fund Closed End Fund 409735206 262 8288 SH SOLE 0 0 0 8289 Trade Desk Inc (The) Class A Common Stock Common Stock 88339J105 254 4239 SH SOLE 0 0 0 4239 Parker Hannifin Corp Common Stock 701094104 251 1034 SH SOLE 0 0 0 1034 Fedex Corp Common Stock 31428X106 248 1669 SH SOLE 0 0 0 1670 First Tr Exchange Traded Fd Viii Ft Cboe Vest U S Equity Buffer Etf ETF 33740U885 247 8925 SH SOLE 0 0 0 8925 Calamos Convertible Opportunities And Income Fund Closed End Fund 128117108 246 25444 SH SOLE 0 0 0 25445 Nextera Energy Inc Common Stock 65339F101 243 3092 SH SOLE 0 0 0 3093 Spdr Series Trust Spdr Portfolio S&p 500 Growth Etf ETF 78464A409 242 4810 SH SOLE 0 0 0 4811 Chipotle Mexican Grill Inc Common Stock Common Stock 169656105 238 158 SH SOLE 0 0 0 158 Nuveen Amt Free Quality Municipal Income Fund Closed End Fund 670657105 237 22270 SH SOLE 0 0 0 22270 Idexx Laboratories Corp Common Stock 45168D104 234 716 SH SOLE 0 0 0 716 Horizon Therapeutics Public Limited Company Ordinary Shares Common Stock G46188101 233 3750 SH SOLE 0 0 0 3750 Wisdomtree Trust International Hedged Quality Dividend Growth Fund ETF 97717X594 230 6422 SH SOLE 0 0 0 6261 Caterpillar Inc Common Stock 149123101 227 1379 SH SOLE 0 0 0 1380 First Tr Exchange Traded Fd Iv Ft Cboe Vest S&p 500 Dividend Aristocrats Target Income Etf ETF 33739Q705 227 4960 SH SOLE 0 0 0 4960 Vanguard Intermediate Term Bond Etf ETF 921937819 226 3063 SH SOLE 0 0 0 3063 Ford Motor Co Par $0.01 Common Stock 345370860 223 19857 SH SOLE 0 0 0 19858 Spdr Dow Jones Indl Average Etf Tr Unit Ser 1 ETF 78467X109 221 769 SH SOLE 0 0 0 769 Ishares Russell 1000 Etf ETF 464287622 220 1110 SH SOLE 0 0 0 1110 Spdr Gold Tr Gold Shs ETF 78463V107 220 1420 SH SOLE 0 0 0 1420 Vanguard Star Fd Vanguard Total Intl Stock Index Fd Etf Shs ETF 921909768 218 4746 SH SOLE 0 0 0 4746 First Trust North American Energy Infrastructure Fund ETF 33738D101 217 8703 SH SOLE 0 0 0 8703 First Trust Energy Income And Growth Fund Closed End Fund 33738G104 216 14534 SH SOLE 0 0 0 14534 Vanguard Scottsdale Funds Vanguard Mortage-Backed Securities Etf ETF 92206C771 213 4713 SH SOLE 0 0 0 4713 Eli Lilly & Co Common Stock 532457108 210 649 SH SOLE 0 0 0 650 Iron Mountain Incorporated Reit New Common Stock 46284V101 210 4775 SH SOLE 0 0 0 4775 Spdr Series Trust Spdr Bloomberg Short Term High Yield Bond Etf ETF 78468R408 209 8771 SH SOLE 0 0 0 8771 Invesco High Income 2023 Target Term Fund Com Closed End Fund 46135X108 208 25700 SH SOLE 0 0 0 25700 Comcast Corp Cl A Common Stock 20030N101 206 6994 SH SOLE 0 0 0 6995 Mondelez International Inc Com Common Stock 609207105 205 3729 SH SOLE 0 0 0 3730 Papa Johns International Inc Common Stock 698813102 204 2900 SH SOLE 0 0 0 2900 Southwest Airlines Co Common Stock 844741108 203 6573 SH SOLE 0 0 0 6574 First Tr Exchange Traded Fd Viii Cboe Vest U S Equity Deep Buffer Etf August ETF 33740F854 203 6754 SH SOLE 0 0 0 6754 Spdr Series Trust Spdr Portfolio Short Term Corporate Bond Etf ETF 78464A474 203 6924 SH SOLE 0 0 0 6924 First Tr Exchange-Traded Fd Ii Consumer Discretionary Fd Annual ETF 33734X101 201 4662 SH SOLE 0 0 0 4662 First Trust Dorsey Wright International Focus 5 Etf ETF 33738R886 174 10750 SH SOLE 0 0 0 10750 AT&T Inc Common Stock 00206R102 172 11204 SH SOLE 0 0 0 11205 Medical Properties Trust Inc Common Stock 58463J304 168 14112 SH SOLE 0 0 0 14112 Huntington Bancshares Inc Common Stock 446150104 156 11796 SH SOLE 0 0 0 11796 Gabelli Convertible And Income Securities Fund Inc Closed End Fund 36240B109 144 28830 SH SOLE 0 0 0 28831 Calamos Conv & High Income Fd Closed End Fund 12811P108 141 13881 SH SOLE 0 0 0 13881 Eaton Vance Tax-Managed Global Buy-Write Opportunities Fd Closed End Fund 27829C105 134 17743 SH SOLE 0 0 0 17743 Mfs Charter Income Trust-Sbi Closed End Fund 552727109 132 22106 SH SOLE 0 0 0 22107 Alpine Global Premier Pptys Fd Shs Of Ben Int Closed End Fund 00302L108 131 34085 SH SOLE 0 0 0 34086 Cohen & Steers Closed-End Opportunity Fd Inc Closed End Fund 19248P106 112 11488 SH SOLE 0 0 0 11489 Triplepoint Venture Growth Bdc Corp Closed End Fund 89677Y100 112 10232 SH SOLE 0 0 0 10233 Madison Covered Call & Equity Fund Closed End Fund 557437100 109 16868 SH SOLE 0 0 0 16869 High Income Securities Fund Shares Of Beneficial Interest Closed End Fund 42968F108 99 14310 SH SOLE 0 0 0 14311 Calamos Global Dynamic Income Fund Closed End Fund 12811L107 99 16414 SH SOLE 0 0 0 16414 Gamco Natural Resources Gold & Income Trust Closed End Fund 36465E101 81 19618 SH SOLE 0 0 0 19619 Mfs Intermediate Income Trust Sh Ben Int Closed End Fund 55273C107 75 26432 SH SOLE 0 0 0 26433 Gamco Global Gold Natural Resources & Income Trust Closed End Fund 36465A109 74 22230 SH SOLE 0 0 0 22231 Mfs Government Markets Income Trust-Sbi Closed End Fund 552939100 54 16466 SH SOLE 0 0 0 16467 Neuberger Berman Real Estate Securities Income Fund Closed End Fund 64190A103 48 14057 SH SOLE 0 0 0 14058 Mfs Intermediate High Income Fund Closed End Fund 59318T109 46 27125 SH SOLE 0 0 0 27125 Invesco Senior Income Trust Com Closed End Fund 46131H107 41 11250 SH SOLE 0 0 0 11250