Chief Compliance Officer

0000869878-17-000017.txt : 20170718 0000869878-17-000017.hdr.sgml : 20170718 20170718132627 ACCESSION NUMBER: 0000869878-17-000017 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170718 DATE AS OF CHANGE: 20170718 EFFECTIVENESS DATE: 20170718 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKEFELLER FINANCIAL SERVICES INC CENTRAL INDEX KEY: 0000869878 IRS NUMBER: 133006574 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02813 FILM NUMBER: 17969140 BUSINESS ADDRESS: STREET 1: 10 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2125495471 MAIL ADDRESS: STREET 1: 10 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10020 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000869878 XXXXXXXX 06-30-2017 06-30-2017 ROCKEFELLER FINANCIAL SERVICES INC

10 ROCKEFELLER PLAZA NEW YORK NY 10020

13F HOLDINGS REPORT 028-02813 N Timothy McCarthy Chief Compliance Officer 2125495471 Timothy McCarthy New York NY 07-17-2017 3 657 5037 false 1 0000315123 028-00926 ROCKEFELLER & CO., INC. 2 0000866998 028-02772 ROCKEFELLER TRUST COMPANY, N.A. 3 0001292819 028-11086 Rockefeller Trust CO Delaware INFORMATION TABLE 2 13F_2017_Quarter_2.xml 3D Systems Corporation Common 88554D205 3 167 SH DFND 1 167 0 0 3M Co. Common 88579Y101 1740 8360 SH DFND 1 8360 0 0 3M Co. Common 88579Y101 551 2645 SH DFND 3 2645 0 0 Aaon Inc Common 000360206 15556 422148 SH DFND 1 422148 0 0 Abaxis, Inc. Common 002567105 10223 192818 SH DFND 1 192818 0 0 ABB Ltd. - Spon ADR ADR 000375204 315 12641 SH DFND 1 12641 0 0 Abbott Laboratories Common 002824100 99801 2053105 SH DFND 1 1831219 0 221886 Abbott Laboratories Common 002824100 9233 189939 SH DFND 3 189939 0 0 Abbott Laboratories Common 002824100 16334 336016 SH DFND 2 336016 0 0 AbbVie Inc. Common 00287Y109 4814 66388 SH DFND 1 66388 0 0 AbbVie Inc. Common 00287Y109 1802 24850 SH DFND 3 24850 0 0 AbbVie Inc. Common 00287Y109 134 1850 SH DFND 2 1850 0 0 Abiomed, Inc Common 003654100 31871 222410 SH DFND 1 222410 0 0 Accenture Plc Common G1151C101 788 6375 SH DFND 1 6375 0 0 Accenture Plc Common G1151C101 126 1020 SH DFND 2 1020 0 0 Adient PLC Common G0084W101 1 15 SH DFND 1 15 0 0 Adobe Systems Incorporated Common 00724F101 1061 7498 SH DFND 1 7498 0 0 AdvanSix Inc Common 00773T101 9 304 SH DFND 1 304 0 0 Aetna Inc. Common 00817Y108 152 1000 SH DFND 3 1000 0 0 Aflac, Inc. Common 001055102 671 8633 SH DFND 1 8633 0 0 Aflac, Inc. Common 001055102 124 1594 SH DFND 2 1594 0 0 Agilent Technologies, Inc. Common 00846U101 36 608 SH DFND 1 608 0 0 Air Products and Chemicals, Inc. Common 009158106 429 3000 SH DFND 1 3000 0 0 Alexion Pharmaceuticals, Inc. Common 015351109 1040 8550 SH DFND 1 8550 0 0 Allergan Plc Common G0177J108 34 141 SH DFND 1 141 0 0 Allison Transmission Holdings, Inc. Common 01973R101 1238 33000 SH DFND 1 33000 0 0 Allstate Corporation Common 020002101 9 100 SH DFND 1 100 0 0 Alnylam Pharmaceuticals Inc. Common 02043Q107 20179 252992 SH DFND 1 211706 0 41286 Alnylam Pharmaceuticals Inc. Common 02043Q107 2213 27742 SH DFND 3 27742 0 0 Alnylam Pharmaceuticals Inc. Common 02043Q107 4094 51324 SH DFND 2 51324 0 0 Alphabet Inc. - Class A Class A 02079K305 32061 34486 SH DFND 1 34486 0 0 Alphabet Inc. - Class A Class A 02079K305 1920 2065 SH DFND 3 2065 0 0 Alphabet Inc. - Class A Class A 02079K305 3086 3319 SH DFND 2 3319 0 0 Alphabet Inc. - Class C Class C 02079K107 119968 132017 SH DFND 1 111606 0 20411 Alphabet Inc. - Class C Class C 02079K107 12848 14138 SH DFND 3 14138 0 0 Alphabet Inc. - Class C Class C 02079K107 25061 27578 SH DFND 2 27578 0 0 Altria Group, Inc. Common 02209S103 128 1714 SH DFND 1 1714 0 0 Amazon.Com Inc Common 023135106 75594 78093 SH DFND 1 66001 0 12092 Amazon.Com Inc Common 023135106 8766 9056 SH DFND 3 9056 0 0 Amazon.Com Inc Common 023135106 16290 16829 SH DFND 2 16829 0 0 AMC Networks Inc Class A 00164V103 124 2325 SH DFND 1 2325 0 0 American Airlines Group Inc. Common 02376R102 65 1300 SH DFND 2 1300 0 0 American Superconductor Corp. Common 030111207 0 35 SH DFND 1 35 0 0 American Water Works Co., Inc. Common 030420103 45530 584097 SH DFND 1 563545 0 20552 American Water Works Co., Inc. Common 030420103 326 4177 SH DFND 3 4177 0 0 American Water Works Co., Inc. Common 030420103 3797 48710 SH DFND 2 48710 0 0 Amerigas Partners MLP Master Limited Partnership 030975106 242 5354 SH DFND 1 5354 0 0 AmerisourceBergen Corporation Common 03073E105 44 469 SH DFND 1 469 0 0 AMEX Technology Select Spider Exchange Traded Fund 81369Y803 86 1580 SH DFND 1 1580 0 0 Amgen Inc. Common 031162100 259 1502 SH DFND 1 1502 0 0 Amgen Inc. Common 031162100 4 22 SH DFND 3 22 0 0 AMN Healthcare Services, Inc. Common 001744101 26 668 SH DFND 1 668 0 0 Anadarko Petroleum Corporation Common 032511107 745 16434 SH DFND 1 16434 0 0 Anadarko Petroleum Corporation Common 032511107 215 4740 SH DFND 2 4740 0 0 Analog Devices, Inc. Common 032654105 2 23 SH DFND 1 23 0 0 Analog Devices, Inc. Common 032654105 134 1720 SH DFND 2 1720 0 0 Anthem Inc. Common 036752103 5388 28640 SH DFND 1 28005 0 635 Aon PLC Common G0408V102 302 2273 SH DFND 1 2273 0 0 Apache Corporation Common 037411105 80 1676 SH DFND 1 1676 0 0 Apache Corporation Common 037411105 1 14 SH DFND 3 14 0 0 Apache Corporation Common 037411105 11 223 SH DFND 2 223 0 0 Apple Inc. Common 037833100 4270 29652 SH DFND 1 29652 0 0 Apple Inc. Common 037833100 91 630 SH DFND 3 630 0 0 Aqua America Inc. Common 03836W103 658 19761 SH DFND 1 19761 0 0 Aramark Common 03852U106 4326 105557 SH DFND 1 61616 0 43941 AT&T Inc Common 00206R102 1230 32612 SH DFND 1 32612 0 0 AT&T Inc Common 00206R102 64 1700 SH DFND 2 1700 0 0 Athenahealth Inc Common 04685W103 326 2317 SH DFND 1 1587 0 730 AtriCure Inc. Common 04963C209 285 11766 SH DFND 1 8080 0 3686 Automatic Data Processing Common 053015103 648 6329 SH DFND 1 6329 0 0 Automatic Data Processing Common 053015103 6 63 SH DFND 3 63 0 0 Automatic Data Processing Common 053015103 492 4800 SH DFND 2 4800 0 0 Axis Capital Holdings Limited Common G0692U109 323 5000 SH DFND 1 5000 0 0 Badger Meter, Inc. Common 056525108 14562 365413 SH DFND 1 365413 0 0 Baidu.com, Inc. Common 056752108 42540 237842 SH DFND 1 212135 0 25707 Baidu.com, Inc. Common 056752108 4130 23090 SH DFND 3 23090 0 0 Baidu.com, Inc. Common 056752108 8530 47692 SH DFND 2 47692 0 0 Baker Hughes Incorporated Common 057224107 33 600 SH DFND 1 600 0 0 Bancolombia S.A. ADR 05968L102 680 15262 SH DFND 1 15262 0 0 Bank of America Corporation Common 060505104 904 37251 SH DFND 1 37251 0 0 Bank of New York Mellon Corporation Common 064058100 2639 51731 SH DFND 1 51731 0 0 Baxter Int'l Inc. Common 071813109 303 5012 SH DFND 1 5012 0 0 Becton Dickinson & Co. Common 075887109 76400 391576 SH DFND 1 347569 0 44007 Becton Dickinson & Co. Common 075887109 6764 34670 SH DFND 3 34670 0 0 Becton Dickinson & Co. Common 075887109 13583 69617 SH DFND 2 69617 0 0 Berkshire Hathaway Inc - Cl B Class B 084670702 4019 23731 SH DFND 1 23731 0 0 Berkshire Hathaway Inc - Cl B Class B 084670702 50 293 SH DFND 3 293 0 0 Berkshire Hathaway Inc. - Class A Class A 084670108 2292 9 SH DFND 1 9 0 0 Berkshire Hathaway Inc. - Class A Class A 084670108 509 2 SH DFND 3 2 0 0 Biogen Idec Inc. Common 09062X103 55242 203573 SH DFND 1 177705 0 25868 Biogen Idec Inc. Common 09062X103 5359 19749 SH DFND 3 19749 0 0 Biogen Idec Inc. Common 09062X103 10594 39039 SH DFND 2 39039 0 0 Bioverativ Inc. Common 09075E100 1710 28416 SH DFND 1 26143 0 2273 Bioverativ Inc. Common 09075E100 0 2 SH DFND 2 2 0 0 Boeing Co. Common 097023105 264 1333 SH DFND 1 1333 0 0 BP PLC - Spons ADR ADR 055622104 62789 1812103 SH DFND 1 1590138 0 221965 BP PLC - Spons ADR ADR 055622104 4766 137558 SH DFND 3 137558 0 0 BP PLC - Spons ADR ADR 055622104 8676 250381 SH DFND 2 250381 0 0 Bristol Myers Squibb Co. Common 110122108 16765 300885 SH DFND 1 272241 0 28644 Bristol Myers Squibb Co. Common 110122108 156 2800 SH DFND 3 2800 0 0 Bristol Myers Squibb Co. Common 110122108 721 12935 SH DFND 2 12935 0 0 Broadcom Limited Common Y09827109 1128 4842 SH DFND 1 4842 0 0 Brookfield Asset Management Class A 112585104 826 21063 SH DFND 1 21063 0 0 Brookfield Renewable Partners MLP Master Limited Partnership G16258108 0 0 SH DFND 1 0 0 0 Buckeye Partners, MLP Master Limited Partnership 118230101 120 1870 SH DFND 1 1870 0 0 C.R. Bard, Inc. Common 067383109 341 1080 SH DFND 1 1080 0 0 Cabot Oil & Gas Corporation -Cl A Class A 127097103 22255 887364 SH DFND 1 683993 0 203371 Cabot Oil & Gas Corporation -Cl A Class A 127097103 3376 134626 SH DFND 3 134626 0 0 Cabot Oil & Gas Corporation -Cl A Class A 127097103 5513 219813 SH DFND 2 219813 0 0 Calgon Carbon Corporation Common 129603106 646 42777 SH DFND 1 42777 0 0 California Resources Corporation Common 13057Q206 0 2 SH DFND 1 2 0 0 Canadian National Railway Company Common 136375102 2683 33102 SH DFND 1 33102 0 0 Capital One Financial Corp. Common 14040H105 10443 126398 SH DFND 1 112356 0 14042 Capital One Financial Corp. Common 14040H105 225 2725 SH DFND 3 2725 0 0 CarMax, Inc. Common 143130102 966 15320 SH DFND 1 15320 0 0 Carnival Corporation Common 143658300 12995 198188 SH DFND 1 193508 0 4680 Carnival Corporation Common 143658300 200 3044 SH DFND 3 3044 0 0 Carnival Corporation Common 143658300 35240 537437 SH DFND 2 537437 0 0 Carnival PLC - ADR ADR 14365C103 185 2791 SH DFND 1 2791 0 0 Carter's, Inc. Common 146229109 18064 203086 SH DFND 1 203086 0 0 Caterpillar Inc. Common 149123101 9 80 SH DFND 1 80 0 0 CDK Global Inc. Common 12508E101 122 1961 SH DFND 1 1961 0 0 CDK Global Inc. Common 12508E101 99 1600 SH DFND 2 1600 0 0 Celgene Corp. Common 151020104 1723 13269 SH DFND 1 13269 0 0 Cemex S.A. de C.V. Spons ADR ADR 151290889 43816 4651351 SH DFND 1 3904833 0 746518 Cemex S.A. de C.V. Spons ADR ADR 151290889 4301 456558 SH DFND 3 456558 0 0 Cemex S.A. de C.V. Spons ADR ADR 151290889 8655 918749 SH DFND 2 918749 0 0 Cerner Corporation Common 156782104 74912 1126999 SH DFND 1 982357 0 144642 Cerner Corporation Common 156782104 7095 106736 SH DFND 3 106736 0 0 Cerner Corporation Common 156782104 13708 206232 SH DFND 2 206232 0 0 Charter Communications Inc. Class A 16119P108 557 1655 SH DFND 1 1655 0 0 Chemed Corporation Common 16359R103 16638 81348 SH DFND 1 81348 0 0 Cheniere Energy, Inc. Common 16411R208 1212 24872 SH DFND 1 14417 0 10455 Chevron Corporation Common 166764100 22703 217603 SH DFND 1 217603 0 0 Chevron Corporation Common 166764100 5924 56777 SH DFND 3 56777 0 0 Chevron Corporation Common 166764100 1739 16669 SH DFND 2 16669 0 0 China Mobile (Hong Kong) Limited Sp ADR ADR 16941M109 23 434 SH DFND 1 434 0 0 Chubb Limited Common H1467J104 710 4884 SH DFND 1 4884 0 0 CIGNA Corporation Common 125509109 911 5445 SH DFND 1 5445 0 0 Cimarex Energy Co. Common 171798101 564 6000 SH DFND 1 6000 0 0 Cisco Systems, Inc. Common 17275R102 9461 302260 SH DFND 1 302260 0 0 Cisco Systems, Inc. Common 17275R102 445 14225 SH DFND 3 14225 0 0 Cisco Systems, Inc. Common 17275R102 335 10700 SH DFND 2 10700 0 0 CIT Group, Inc. Common 125581801 5 100 SH DFND 1 100 0 0 Citigroup Inc. Common 172967424 1184 17706 SH DFND 1 17706 0 0 Citizens Financial Group Inc Common 174610105 226 6328 SH DFND 1 6328 0 0 Coach, Inc. Common 189754104 3 72 SH DFND 1 72 0 0 Coca Cola Company Common 191216100 909 20274 SH DFND 1 20274 0 0 Coca Cola Company Common 191216100 146 3257 SH DFND 2 3257 0 0 Colgate-Palmolive Common 194162103 704 9492 SH DFND 1 9492 0 0 Colgate-Palmolive Common 194162103 25690 346553 SH DFND 3 346553 0 0 Comcast Corporation - CL A Class A 20030N101 2221 57072 SH DFND 1 57072 0 0 Comerica Incorporated Common 200340107 751 10249 SH DFND 1 10249 0 0 Community Health Care Common 203668108 4 427 SH DFND 1 427 0 0 Community Health Systems - CVR Right 203668116 0 450 SH DFND 1 450 0 0 Concert Pharmaceuticals Inc. Common 206022105 144 10289 SH DFND 1 7155 0 3134 Concho Resources Inc. Common 20605P101 413 3400 SH DFND 1 3400 0 0 ConocoPhillips Common 20825C104 58605 1333155 SH DFND 1 1160216 0 172939 ConocoPhillips Common 20825C104 4904 111564 SH DFND 3 111564 0 0 ConocoPhillips Common 20825C104 11204 254877 SH DFND 2 254877 0 0 Continental Resources, Inc. Common 212015101 74 2289 SH DFND 1 2289 0 0 ContraFect Corporation Common 212326102 29 20251 SH DFND 1 13974 0 6277 Corning Inc. Common 219350105 695 23119 SH DFND 1 23119 0 0 CoStart Group Inc. Common 22160N109 17 63 SH DFND 1 63 0 0 Costco Wholesale Corporation Common 22160K105 45 284 SH DFND 1 284 0 0 Coty Inc - Class A Class A 222070203 88 4687 SH DFND 1 4687 0 0 Coty Inc - Class A Class A 222070203 7 351 SH DFND 2 351 0 0 Crown Holdings, Inc. Common 228368106 542 9093 SH DFND 1 9093 0 0 Ctrip.com International - Sponsored ADR ADR 22943F100 84 1560 SH DFND 1 1560 0 0 Ctrip.com International - Sponsored ADR ADR 22943F100 21 398 SH DFND 2 398 0 0 Cullen/Frost Bankers, Inc. Common 229899109 170 1814 SH DFND 1 1814 0 0 CVS Health Corporation Common 126650100 98089 1219104 SH DFND 1 1064797 0 154307 CVS Health Corporation Common 126650100 9424 117123 SH DFND 3 117123 0 0 CVS Health Corporation Common 126650100 18034 224137 SH DFND 2 224137 0 0 D. R. Horton, Inc. Common 23331A109 39 1125 SH DFND 2 1125 0 0 Danaher Corporation Common 235851102 813 9638 SH DFND 1 9638 0 0 Danaher Corporation Common 235851102 131 1555 SH DFND 3 1555 0 0 DaVita, Inc. Common 23918K108 466 7200 SH DFND 1 7200 0 0 Deere & Company Common 244199105 137 1108 SH DFND 1 1108 0 0 Dell Technologies Inc - CL V Common 24703L103 48 787 SH DFND 1 787 0 0 Delphi Automotive PLC Common G27823106 56421 643704 SH DFND 1 551098 0 92606 Delphi Automotive PLC Common G27823106 5751 65614 SH DFND 3 65614 0 0 Delphi Automotive PLC Common G27823106 11044 126004 SH DFND 2 126004 0 0 Delta Air Lines, Inc. Common 247361702 59 1100 SH DFND 2 1100 0 0 Dentsply Sirona Inc. Common 24906P109 273 4206 SH DFND 1 2890 0 1316 Devon Energy Corporation Common 25179M103 529 16549 SH DFND 1 16549 0 0 Dexcom, Inc. Common 252131107 228 3123 SH DFND 1 2170 0 953 Dick's Sporting Goods, Inc. Common 253393102 43 1077 SH DFND 1 1077 0 0 DigitalGlobe Inc. Common 25389M877 15594 468274 SH DFND 1 468274 0 0 Direxion Daily Mid Cap Bull 3X Shares Exchange Traded Fund 25459W730 671 18000 SH DFND 1 18000 0 0 Discover Financial Services Common 254709108 182 2921 SH DFND 1 2921 0 0 Dollar Tree, Inc. Common 256746108 25 360 SH DFND 1 360 0 0 Dominion Energy Midstream Partners - MLP Master Limited Partnership 257454108 43 1475 SH DFND 1 1475 0 0 Dominion Energy Midstream Partners - MLP Master Limited Partnership 257454108 17 600 SH DFND 3 600 0 0 Donaldson Company, Inc. Common 257651109 150 3300 SH DFND 1 3300 0 0 Dover Corp. Common 260003108 181 2260 SH DFND 1 2260 0 0 Dr. Reddy's Laboratories Limited - ADR ADR 256135203 56 1329 SH DFND 1 910 0 419 Duke Energy Corporation Common 26441C204 778 9303 SH DFND 1 9303 0 0 Dupont, E.I. de Nemours & Co. Common 263534109 97 1196 SH DFND 1 1196 0 0 Dupont, E.I. de Nemours & Co. Common 263534109 39 489 SH DFND 3 489 0 0 DXC Technology Company Common 23355L106 32 412 SH DFND 1 412 0 0 Eagle Bancorp, Inc. Common 268948106 177 2792 SH DFND 1 2792 0 0 eBay Inc. Common 278642103 14 400 SH DFND 1 400 0 0 Ecolab Inc. Common 278865100 266 2000 SH DFND 1 2000 0 0 Edwards Lifesciences Corporation Common 28176E108 26503 224150 SH DFND 1 224150 0 0 Eli Lilly & Co. Common 532457108 788 9572 SH DFND 1 8615 0 957 Emerson Electric Co. Common 291011104 1379 23125 SH DFND 1 23125 0 0 Emerson Electric Co. Common 291011104 220 3698 SH DFND 3 3698 0 0 Emerson Electric Co. Common 291011104 281 4711 SH DFND 2 4711 0 0 Enbridge Energy Partners, MLP Master Limited Partnership 29250R106 678 42392 SH DFND 1 42392 0 0 Enbridge Energy Partners, MLP Master Limited Partnership 29250R106 16 1000 SH DFND 3 1000 0 0 Enbridge Inc. Common 29250N105 1550 38936 SH DFND 1 38936 0 0 Energy Transfer Equity MLP Master Limited Partnership 29273V100 78 4366 SH DFND 1 4366 0 0 Energy Transfer Equity MLP Master Limited Partnership 29273V100 27 1500 SH DFND 3 1500 0 0 Energy Transfer Partners, MLP Master Limited Partnership 29278N103 1495 73316 SH DFND 1 73316 0 0 Energy Transfer Partners, MLP Master Limited Partnership 29278N103 24 1200 SH DFND 3 1200 0 0 Enterprise Products Partners MLP Master Limited Partnership 293792107 1482 54742 SH DFND 1 54742 0 0 Enterprise Products Partners MLP Master Limited Partnership 293792107 41 1500 SH DFND 3 1500 0 0 Envision Healthcare Corp Common 29414D100 112 1792 SH DFND 1 1258 0 534 EOG Resources Inc. Common 26875P101 1635 18059 SH DFND 1 11094 0 6965 EQT Corporation Common 26884L109 649 11085 SH DFND 1 11085 0 0 EQT Midstream Partners MLP Master Limited Partnership 26885B100 199 2664 SH DFND 1 2664 0 0 EQT Midstream Partners MLP Master Limited Partnership 26885B100 6 75 SH DFND 3 75 0 0 Expeditors International of Washington, Common 302130109 295 5230 SH DFND 1 5230 0 0 Express Scripts Holding, Inc. Common 30219G108 1122 17575 SH DFND 1 17575 0 0 Express Scripts Holding, Inc. Common 30219G108 120 1872 SH DFND 3 1872 0 0 Express Scripts Holding, Inc. Common 30219G108 67 1055 SH DFND 2 1055 0 0 Exxon Mobil Corporation Common 30231G102 45100 558656 SH DFND 1 557095 0 1561 Exxon Mobil Corporation Common 30231G102 9817 121599 SH DFND 3 121599 0 0 Exxon Mobil Corporation Common 30231G102 10296 127538 SH DFND 2 127538 0 0 Facebook Inc. Class A 30303M102 126242 836149 SH DFND 1 730402 0 105747 Facebook Inc. Class A 30303M102 12740 84379 SH DFND 3 84379 0 0 Facebook Inc. Class A 30303M102 24274 160779 SH DFND 2 160779 0 0 FactSet Research Systems, Inc. Common 303075105 20463 123139 SH DFND 1 123139 0 0 FedEx Corporation Common 31428X106 66 304 SH DFND 2 304 0 0 Fifth Third Bancorp Common 316773100 16916 651628 SH DFND 1 651628 0 0 Fifth Third Bancorp Common 316773100 107 4123 SH DFND 3 4123 0 0 Fifth Third Bancorp Common 316773100 1882 72508 SH DFND 2 72508 0 0 Financial Select Sector SPDR Fund Exchange Traded Fund 81369Y605 11 450 SH DFND 1 450 0 0 FirstCash Inc Common 33767D105 17580 301552 SH DFND 1 301552 0 0 Five Prime Therapeutics, Inc Common 33830X104 210 6958 SH DFND 1 4826 0 2132 FlexShares Morningstar Global Upstream Exchange Traded Fund 33939L407 471 16500 SH DFND 1 16500 0 0 FLIR Systems, Inc. Common 302445101 208 5996 SH DFND 1 5996 0 0 Fomento Economico Mexicano, S.A.-Sp ADR ADR 344419106 727 7396 SH DFND 1 0 0 7396 Ford Motor Company Common 345370860 9006 804839 SH DFND 1 804839 0 0 Ford Motor Company Common 345370860 66 5907 SH DFND 3 5907 0 0 Ford Motor Company Common 345370860 1151 102880 SH DFND 2 102880 0 0 Fortive Corporation Common 34959J108 67 1058 SH DFND 1 1058 0 0 Fortive Corporation Common 34959J108 49 777 SH DFND 3 777 0 0 Foundation Medicine Inc. Common 350465100 398 10000 SH DFND 1 10000 0 0 Freeport-McMoran Copper & Gold, Inc. Common 35671D857 0 36 SH DFND 1 36 0 0 Frontier Communications Company Common 35906A108 0 18 SH DFND 1 18 0 0 General Electric Co. Common 369604103 8385 310456 SH DFND 1 310456 0 0 General Electric Co. Common 369604103 105 3905 SH DFND 3 3905 0 0 General Mills, Inc. Common 370334104 1299 23439 SH DFND 1 23439 0 0 Genesis Energy MLP Master Limited Partnership 371927104 44 1400 SH DFND 1 1400 0 0 Gentherm Inc. Common 37253A103 18167 468225 SH DFND 1 468225 0 0 Gilead Sciences Inc. Common 375558103 750 10600 SH DFND 1 9701 0 899 Goldcorp Inc. Common 380956409 1012 78415 SH DFND 1 0 0 78415 Goldman Sachs Group, Inc. Common 38141G104 1599 7204 SH DFND 1 7204 0 0 Grainger W W Inc. Common 384802104 361 2000 SH DFND 2 2000 0 0 Grupo FIn Santander- ADR B ADR 40053C105 1299 134749 SH DFND 1 0 0 134749 Halliburton Co. Common 406216101 700 16382 SH DFND 1 16382 0 0 Hannon Armstrong Sustainable Common 41068X100 408 17855 SH DFND 1 17855 0 0 HCA Healthcare Inc. Common 40412C101 407 4663 SH DFND 1 3203 0 1460 HDFC Bank Ltd. - ADR ADR 40415F101 603 6930 SH DFND 1 6930 0 0 Healthcare Services Group. Common 421906108 31461 671804 SH DFND 1 671804 0 0 Helix Energy Solutions Group I Common 42330P107 32 5686 SH DFND 1 5686 0 0 Helmerich & Payne, Inc. Common 423452101 391 7200 SH DFND 1 7200 0 0 Hess Corp Common 42809H107 659 15033 SH DFND 1 15033 0 0 Hewlett Packard Enterprise Company Common 42824C109 80 4848 SH DFND 1 4848 0 0 Home Depot Inc. Common 437076102 4845 31583 SH DFND 1 22800 0 8783 Home Depot Inc. Common 437076102 1146 7473 SH DFND 3 7473 0 0 Honeywell International Inc. Common 438516106 13424 100715 SH DFND 1 100715 0 0 HP Inc. Common 40434L105 85 4848 SH DFND 1 4848 0 0 HSBC Holdings PLC - Pfd, Preferred 404280604 185 7000 SH DFND 1 7000 0 0 Humana Inc. Common 444859102 1231 5114 SH DFND 1 4608 0 506 Huntington Bancshares Incorporated Common 446150104 338 24980 SH DFND 1 24980 0 0 Icici Bank Limited - Spon ADR ADR 45104G104 30502 3400469 SH DFND 1 3023395 0 377074 Icici Bank Limited - Spon ADR ADR 45104G104 3058 340859 SH DFND 3 340859 0 0 Icici Bank Limited - Spon ADR ADR 45104G104 6171 688007 SH DFND 2 688007 0 0 Illinois Tool Works Inc. Common 452308109 2264 15803 SH DFND 1 15803 0 0 Illinois Tool Works Inc. Common 452308109 87702 612233 SH DFND 2 0 0 612233 Illumina, Inc. Common 452327109 45213 260566 SH DFND 1 222999 0 37567 Illumina, Inc. Common 452327109 4738 27306 SH DFND 3 27306 0 0 Illumina, Inc. Common 452327109 9269 53417 SH DFND 2 53417 0 0 Incyte Corporation Common 45337C102 151 1200 SH DFND 1 823 0 377 ING Groep N.V. - Sponsored ADR ADR 456837103 2487 143031 SH DFND 1 143031 0 0 Ingersoll-Rand Plc Common G47791101 94 1030 SH DFND 1 1030 0 0 Inogen Inc Common 45780L104 29557 309755 SH DFND 1 309252 0 503 Insulet Corporation Common 45784P101 19556 381134 SH DFND 1 381134 0 0 Int'l Business Machines Corp. Common 459200101 6470 42060 SH DFND 1 42060 0 0 Int'l Business Machines Corp. Common 459200101 895 5820 SH DFND 3 5820 0 0 Int'l Business Machines Corp. Common 459200101 980 6373 SH DFND 2 6373 0 0 Integer Holdings Corp Common 45826H109 13696 316675 SH DFND 1 316675 0 0 Intel Corp. Common 458140100 3096 91766 SH DFND 1 91766 0 0 Intel Corp. Common 458140100 272 8049 SH DFND 3 8049 0 0 Intel Corp. Common 458140100 255 7545 SH DFND 2 7545 0 0 IntercontinentalExchange Inc. Common 45866F104 103 1565 SH DFND 1 1565 0 0 Interface, Inc. Common 458665304 507 25778 SH DFND 1 25778 0 0 International Paper Co. Common 460146103 5 80 SH DFND 1 80 0 0 Intuit Corp. Common 461202103 425 3200 SH DFND 1 3200 0 0 Intuit Corp. Common 461202103 14 105 SH DFND 2 105 0 0 IPG Photonics Corporation Common 44980X109 25382 174930 SH DFND 1 174930 0 0 Iron Mountain Inc. Common 46284V101 16266 473405 SH DFND 1 473405 0 0 Ironwood Pharmaceuticals Inc. Common 46333X108 51 2678 SH DFND 1 2678 0 0 iShares 0-5 Year TIPS Bond ETF Exchange Traded Fund 46429B747 573 5710 SH DFND 1 5710 0 0 iShares 1-3 Year Credit Bond ETF Exchange Traded Fund 464288646 823 7811 SH DFND 1 7811 0 0 iShares 1-3 Year Treasury Bond ETF Exchange Traded Fund 464287457 240 2844 SH DFND 1 2844 0 0 iShares 7-10 Year Treasury Bond ETF Exchange Traded Fund 464287440 154 1440 SH DFND 1 1440 0 0 iShares Core S&P 500 ETF Exchange Traded Fund 464287200 83 340 SH DFND 1 340 0 0 iShares Core S&P 500 ETF Exchange Traded Fund 464287200 165 679 SH DFND 3 679 0 0 iShares Core S&P Mid-Cap ETF Exchange Traded Fund 464287507 6 36 SH DFND 1 36 0 0 iShares Core S&P Mid-Cap ETF Exchange Traded Fund 464287507 77 443 SH DFND 3 443 0 0 iShares Core S&P Small-Cap ETF Exchange Traded Fund 464287804 8 114 SH DFND 1 114 0 0 iShares Core S&P Small-Cap ETF Exchange Traded Fund 464287804 793 11314 SH DFND 3 11314 0 0 iShares Core U.S. Aggregate Bond ETF Exchange Traded Fund 464287226 9394 85783 SH DFND 1 1210 0 84573 iShares Core U.S. Aggregate Bond ETF Exchange Traded Fund 464287226 221 2017 SH DFND 2 2017 0 0 iShares Global 100 ETF Exchange Traded Fund 464287572 273 3246 SH DFND 1 3246 0 0 iShares Global 100 ETF Exchange Traded Fund 464287572 305 3619 SH DFND 3 3619 0 0 iShares Gold Trust Exchange Traded Fund 464285105 852 71393 SH DFND 1 71393 0 0 iShares Gold Trust Exchange Traded Fund 464285105 70 5873 SH DFND 3 5873 0 0 iShares iBoxx $ Investment Grade Exchange Traded Fund 464287242 53 436 SH DFND 1 436 0 0 iShares MSCI EAFE ETF Exchange Traded Fund 464287465 40219 616849 SH DFND 1 512107 0 104742 iShares MSCI EAFE ETF Exchange Traded Fund 464287465 2006 30763 SH DFND 3 30763 0 0 iShares MSCI EAFE ETF Exchange Traded Fund 464287465 554 8495 SH DFND 2 8495 0 0 iShares MSCI Emerging Markets ETF Exchange Traded Fund 464287234 476 11510 SH DFND 1 11510 0 0 iShares MSCI Emerging Markets ETF Exchange Traded Fund 464287234 200 4825 SH DFND 3 4825 0 0 iShares MSCI Emerging Markets ETF Exchange Traded Fund 464287234 744 17968 SH DFND 2 17968 0 0 iShares MSCI Japan ETF Exchange Traded Fund 46434G822 632 11773 SH DFND 1 11773 0 0 iShares MSCI UK - ETF Exchange Traded Fund 46435G334 1198 35944 SH DFND 1 35944 0 0 iShares New York Muni Bond ETF Exchange Traded Fund 464288323 87 777 SH DFND 2 777 0 0 iShares Russell 2000 ETF Exchange Traded Fund 464287655 12276 87114 SH DFND 1 69379 0 17735 iShares Russell 2000 ETF Exchange Traded Fund 464287655 1296 9199 SH DFND 3 9199 0 0 iShares Russell Mid-Cap ETF Exchange Traded Fund 464287499 51 267 SH DFND 1 267 0 0 iShares Russell Mid-Cap ETF Exchange Traded Fund 464287499 6 31 SH DFND 3 31 0 0 iShares Russell Mid-Cap Growth ETF Exchange Traded Fund 464287481 130 1200 SH DFND 1 1200 0 0 iShares S&P 500 Growth ETF Exchange Traded Fund 464287309 1319 9635 SH DFND 1 9635 0 0 iShares S&P 500 Value ETF Exchange Traded Fund 464287408 2006 19114 SH DFND 1 19114 0 0 iShares S&P Small-Cap 600 Growth ETF Exchange Traded Fund 464287887 2339 15000 SH DFND 3 15000 0 0 iShares TIPS Bond ETF Exchange Traded Fund 464287176 14803 130507 SH DFND 1 130507 0 0 iShares TIPS Bond ETF Exchange Traded Fund 464287176 244 2150 SH DFND 3 2150 0 0 iShares TIPS Bond ETF Exchange Traded Fund 464287176 61 541 SH DFND 2 541 0 0 Itau Unibanco Holdings SA - Pref ADR ADR 465562106 1585 143441 SH DFND 1 64115 0 79326 Itron, Inc. Common 465741106 657 9694 SH DFND 1 9694 0 0 J.P. Morgan Chase & Co. Common 46625H100 130144 1423892 SH DFND 1 1254088 0 169804 J.P. Morgan Chase & Co. Common 46625H100 12127 132677 SH DFND 3 132677 0 0 J.P. Morgan Chase & Co. Common 46625H100 22543 246643 SH DFND 2 246643 0 0 Jacobs Engineering Group, Inc. Common 469814107 68 1250 SH DFND 1 1250 0 0 John Wiley & Sons, Inc. Class A 968223206 158 3000 SH DFND 1 3000 0 0 Johnson & Johnson Common 478160104 9964 75323 SH DFND 1 74430 0 893 Johnson & Johnson Common 478160104 998 7543 SH DFND 2 7543 0 0 Johnson Controls International PLC Common G51502105 7 150 SH DFND 1 150 0 0 JPMorgan Alerian MLP Index ETN Exchange Traded Fund 46625H365 220 7403 SH DFND 1 7403 0 0 Juno Therapeutics Inc Common 48205A109 98 3288 SH DFND 1 2326 0 962 Kansas City Southern Common 485170302 1261 12047 SH DFND 1 0 0 12047 Keycorp Common 493267108 1687 90000 SH DFND 1 90000 0 0 Keysight Technologies Inc. Common 49338L103 12 304 SH DFND 1 304 0 0 Kimberly-Clark Corp Common 494368103 452 3500 SH DFND 1 3500 0 0 Kinder Morgan Inc. Common 49456B101 50956 2659486 SH DFND 1 2186523 0 472963 Kinder Morgan Inc. Common 49456B101 7265 379195 SH DFND 3 379195 0 0 Kinder Morgan Inc. Common 49456B101 12334 643742 SH DFND 2 643742 0 0 Knowles Corp Common 49926D109 4 245 SH DFND 1 245 0 0 Korea Electric Power Corp. SP ADR ADR 500631106 12769 710548 SH DFND 1 710548 0 0 KT Corporation Sponsored ADR ADR 48268K101 25394 1526096 SH DFND 1 1513126 0 12970 KT Corporation Sponsored ADR ADR 48268K101 222 13317 SH DFND 3 13317 0 0 KT Corporation Sponsored ADR ADR 48268K101 2028 121886 SH DFND 2 121886 0 0 Laboratory Corp of America Holdings Common 50540R409 21 134 SH DFND 1 134 0 0 Lam Research Corporation Common 512807108 92 650 SH DFND 1 650 0 0 Lazard Ltd. - Cl. A Class A G54050102 186 4025 SH DFND 1 4025 0 0 Lincoln National Corporation Common 534187109 41 600 SH DFND 2 600 0 0 Littelfuse, Inc. Common 537008104 25028 151685 SH DFND 1 151685 0 0 Lululemon Athletica Inc. Common 550021109 60 1000 SH DFND 1 1000 0 0 LyondellBasell Industries NV Class A N53745100 1 16 SH DFND 1 16 0 0 Magellan Midstream Partners, MLP Master Limited Partnership 559080106 279 3919 SH DFND 1 3919 0 0 Magellan Midstream Partners, MLP Master Limited Partnership 559080106 12 175 SH DFND 3 175 0 0 Mallinckrodt PLC Common G5785G107 23 515 SH DFND 1 515 0 0 Marathon Oil Corp Common 565849106 4 334 SH DFND 1 334 0 0 Marathon Petroleum Corporation Common 56585A102 17 332 SH DFND 1 332 0 0 Masimo Corporation Common 574795100 29706 325800 SH DFND 1 325800 0 0 Mastercard Inc - Class A Class A 57636Q104 116 957 SH DFND 1 957 0 0 McDonald's Corporation Common 580135101 2681 17506 SH DFND 1 17506 0 0 McDonald's Corporation Common 580135101 398 2600 SH DFND 3 2600 0 0 McKesson HBOC Inc. Common 58155Q103 16 100 SH DFND 1 100 0 0 Medidata Solutions, Inc. Common 58471A105 25398 324783 SH DFND 1 323711 0 1072 Medtronic, PLC Common G5960L103 4264 48048 SH DFND 1 32992 0 15056 Medtronic, PLC Common G5960L103 22 246 SH DFND 2 246 0 0 Merck & Co. Inc. Common 58933Y105 13943 217547 SH DFND 1 214185 0 3362 Merck & Co. Inc. Common 58933Y105 160 2504 SH DFND 3 2504 0 0 Merck & Co. Inc. Common 58933Y105 410 6400 SH DFND 2 6400 0 0 Merit Medical Systems, Inc. Common 589889104 28461 746021 SH DFND 1 746021 0 0 MetLife, Inc. Common 59156R108 704 12823 SH DFND 1 12823 0 0 Mettler-Toledo International Common 592688105 1659 2819 SH DFND 1 2819 0 0 Microchip Technology Inc. Common 595017104 116 1500 SH DFND 1 1500 0 0 Microsemi Corp. Common 595137100 25706 549282 SH DFND 1 549282 0 0 Microsoft Corp. Common 594918104 92584 1343156 SH DFND 1 1166465 0 176691 Microsoft Corp. Common 594918104 9904 143687 SH DFND 3 143687 0 0 Microsoft Corp. Common 594918104 17238 250073 SH DFND 2 250073 0 0 Mistras Group Inc. Common 60649T107 17696 805443 SH DFND 1 805443 0 0 Mitsubishi UFJ Financial Group, Inc. ADR 606822104 3 500 SH DFND 1 500 0 0 Mohawk Industries Inc. Common 608190104 168 695 SH DFND 1 695 0 0 Molson Coors Brewing Co. Common 60871R209 117 1356 SH DFND 1 1356 0 0 Mondelez International Inc. Common 609207105 43 1000 SH DFND 1 1000 0 0 Monsanto Company Common 61166W101 1283 10842 SH DFND 1 10842 0 0 MPLX MLP Master Limited Partnership 55336V100 19 580 SH DFND 1 580 0 0 MPLX MLP Master Limited Partnership 55336V100 10 300 SH DFND 3 300 0 0 MRC Global Inc. Common 55345K103 4071 246433 SH DFND 1 246433 0 0 MSG Networks Inc. Common 553573106 52 2325 SH DFND 1 2325 0 0 NanoString Technologies Inc Common 63009R109 64 3892 SH DFND 1 2767 0 1125 National Instruments Corporation Common 636518102 568 14121 SH DFND 1 14121 0 0 National Oilwell Varco, Inc. Common 637071101 437 13269 SH DFND 1 13269 0 0 NetApp, Inc. Common 64110D104 56 1400 SH DFND 1 1400 0 0 Nevro Corporation Common 64157F103 82 1102 SH DFND 1 758 0 344 Newfield Exploration Company Common 651290108 16144 567244 SH DFND 1 488642 0 78602 Newfield Exploration Company Common 651290108 1527 53653 SH DFND 3 53653 0 0 Newfield Exploration Company Common 651290108 3494 122767 SH DFND 2 122767 0 0 Newmont Mining Corporation Common 651639106 10 324 SH DFND 1 324 0 0 Newpark Resources, Inc. Common 651718504 10396 1414438 SH DFND 1 1414438 0 0 NextEra Energy, Inc. Common 65339F101 86 612 SH DFND 1 612 0 0 NIC Inc. Common 62914B100 11635 613973 SH DFND 1 613973 0 0 Nike Inc. - CL B Class B 654106103 70131 1188661 SH DFND 1 1041655 0 147006 Nike Inc. - CL B Class B 654106103 6790 115081 SH DFND 3 115081 0 0 Nike Inc. - CL B Class B 654106103 13096 221962 SH DFND 2 221962 0 0 Noble Energy, Inc. Common 655044105 4783 169028 SH DFND 1 169028 0 0 Noble Energy, Inc. Common 655044105 40 1402 SH DFND 3 1402 0 0 Noble Energy, Inc. Common 655044105 184 6516 SH DFND 2 6516 0 0 Northern Trust Corporation Common 665859104 267 2750 SH DFND 3 2750 0 0 Novartis AG - ADR ADR 66987V109 67009 802786 SH DFND 1 773430 0 29356 Novartis AG - ADR ADR 66987V109 6617 79276 SH DFND 3 79276 0 0 Novartis AG - ADR ADR 66987V109 14910 178625 SH DFND 2 178625 0 0 Novo Nordisk A/S-Spons ADR ADR 670100205 1169 27250 SH DFND 1 27250 0 0 NuVasive, Inc. Common 670704105 225 2927 SH DFND 1 2027 0 900 Nuvectra Corporation Common 67075N108 1428 107523 SH DFND 1 107523 0 0 Occidental Petroleum Corporation Common 674599105 999 16678 SH DFND 1 16678 0 0 Oceaneering International, Inc Common 675232102 330 14460 SH DFND 1 14460 0 0 Olin Corporation Common 680665205 99 3285 SH DFND 1 3285 0 0 Omnicell, Inc. Common 68213N109 20190 468453 SH DFND 1 467508 0 945 Omnicom Group Common 681919106 59 708 SH DFND 1 708 0 0 Oneok Partners MLP Master Limited Partnership 68268N103 66 1300 SH DFND 1 1300 0 0 ONEOK, Inc. Common 682680103 91 1750 SH DFND 1 1750 0 0 Oracle Corporation Common 68389X105 136387 2720124 SH DFND 1 2479813 0 240311 Oracle Corporation Common 68389X105 8204 163625 SH DFND 3 163625 0 0 Oracle Corporation Common 68389X105 16683 332726 SH DFND 2 332726 0 0 Palo Alto Networks, Inc. Common 697435105 57 428 SH DFND 1 428 0 0 Paycom Software Inc Common 70432V102 15 222 SH DFND 1 222 0 0 PayPal Holdings Inc. Common 70450Y103 59 1100 SH DFND 1 1100 0 0 Pentair, PLC Common G7S00T104 58353 876956 SH DFND 1 777665 0 99291 Pentair, PLC Common G7S00T104 4779 71815 SH DFND 3 71815 0 0 Pentair, PLC Common G7S00T104 9810 147427 SH DFND 2 147427 0 0 Pepsico, Inc Common 713448108 10831 93784 SH DFND 1 93784 0 0 Pepsico, Inc Common 713448108 1181 10227 SH DFND 3 10227 0 0 Pepsico, Inc Common 713448108 835 7227 SH DFND 2 7227 0 0 PetroChina Company Ltd. -ADR ADR 71646E100 0 3 SH DFND 1 3 0 0 Pfizer Inc. Common 717081103 3298 98190 SH DFND 1 93415 0 4775 Pfizer Inc. Common 717081103 345 10260 SH DFND 3 10260 0 0 Pfizer Inc. Common 717081103 176 5250 SH DFND 2 5250 0 0 Philip Morris International Inc. Common 718172109 54 464 SH DFND 1 464 0 0 Phillips 66 Common 718546104 418 5061 SH DFND 1 5061 0 0 Phillips 66 Partners MLP Master Limited Partnership 718549207 71 1438 SH DFND 1 1438 0 0 Phillips 66 Partners MLP Master Limited Partnership 718549207 20 400 SH DFND 3 400 0 0 PIMCO Active Bond - ETF Exchange Traded Fund 72201R775 318 2996 SH DFND 3 2996 0 0 PJT Partners Inc. - Class A Class A 69343T107 6 150 SH DFND 1 150 0 0 Plains All American Pipeline, MLP Master Limited Partnership 726503105 650 24756 SH DFND 1 24756 0 0 Plains All American Pipeline, MLP Master Limited Partnership 726503105 32 1200 SH DFND 3 1200 0 0 Plains GP Holdings LP-CL A Class A 72651A207 30 1164 SH DFND 1 1164 0 0 PNC Financial Services Group Common 693475105 152 1219 SH DFND 1 1219 0 0 Potash Corporation of Saskatchewan Inc. ADR 73755L107 29 1800 SH DFND 1 1800 0 0 PowerShares Cleantech Portfolio Exchange Traded Fund 73935X278 19 500 SH DFND 1 500 0 0 PowerShares QQQ Trust, Series 1 Exchange Traded Fund 73935A104 1765 12825 SH DFND 1 12825 0 0 PPL Corporation Common 69351T106 20 517 SH DFND 1 517 0 0 Praxair, Inc. Common 74005P104 363 2740 SH DFND 1 2740 0 0 Priceline.com Inc Common 741503403 350 187 SH DFND 1 187 0 0 Procter & Gamble Co. Common 742718109 6741 77348 SH DFND 1 77348 0 0 Procter & Gamble Co. Common 742718109 1419 16288 SH DFND 2 16288 0 0 PROS Holdings, Inc. Common 74346Y103 23674 864312 SH DFND 1 864312 0 0 Qualcomm Inc. Common 747525103 4591 83148 SH DFND 1 83148 0 0 Qualcomm Inc. Common 747525103 217 3930 SH DFND 3 3930 0 0 Quest Diagnostics Incorporated Common 74834L100 351 3158 SH DFND 1 2189 0 969 Quest Diagnostics Incorporated Common 74834L100 19 168 SH DFND 2 168 0 0 Quorum Health Corp Common 74909E106 0 79 SH DFND 1 79 0 0 Range Resources Corp. Common 75281A109 3939 170025 SH DFND 1 170025 0 0 Raytheon Company Common 755111507 87 536 SH DFND 1 536 0 0 Raytheon Company Common 755111507 194 1200 SH DFND 2 1200 0 0 Real Estate Select Sector SPDR Fund Exchange Traded Fund 81369Y860 2 62 SH DFND 1 62 0 0 Red Hat Inc. Common 756577102 7 72 SH DFND 1 72 0 0 Regeneron Pharmaceuticals Common 75886F107 48108 97952 SH DFND 1 84882 0 13070 Regeneron Pharmaceuticals Common 75886F107 4218 8588 SH DFND 3 8588 0 0 Regeneron Pharmaceuticals Common 75886F107 8333 16967 SH DFND 2 16967 0 0 Reinsurance Group of America, Inc. Common 759351604 64243 500372 SH DFND 1 427780 0 72592 Reinsurance Group of America, Inc. Common 759351604 6658 51856 SH DFND 3 51856 0 0 Reinsurance Group of America, Inc. Common 759351604 12444 96920 SH DFND 2 96920 0 0 Renaissance Holdings Ltd. Common G7496G103 1794 12900 SH DFND 1 12900 0 0 ResMed Inc. Common 761152107 13994 179715 SH DFND 1 179715 0 0 Roper Industries Inc. Common 776696106 16625 71804 SH DFND 1 71804 0 0 Roper Industries Inc. Common 776696106 116 503 SH DFND 3 503 0 0 Roper Industries Inc. Common 776696106 2025 8747 SH DFND 2 8747 0 0 Royal Caribbean Cruises Ltd. Common V7780T103 81142 742854 SH DFND 1 602797 0 140057 Royal Caribbean Cruises Ltd. Common V7780T103 12114 110905 SH DFND 3 110905 0 0 Royal Caribbean Cruises Ltd. Common V7780T103 18602 170299 SH DFND 2 170299 0 0 Royal Dutch Shell PLC - ADR B ADR 780259107 575 10565 SH DFND 1 10565 0 0 Royal Dutch Shell PLC-ADR A ADR 780259206 6339 119169 SH DFND 1 119169 0 0 Royal Dutch Shell PLC-ADR A ADR 780259206 26 487 SH DFND 3 487 0 0 Royal Dutch Shell PLC-ADR A ADR 780259206 292 5498 SH DFND 2 5498 0 0 S&P Global Inc Common 78409V104 1194 8180 SH DFND 1 8180 0 0 S&P Global Inc Common 78409V104 14234 97500 SH DFND 2 97500 0 0 Salesforce.com, Inc. Common 79466L302 196 2267 SH DFND 1 2267 0 0 Sanofi-Aventis - ADR ADR 80105N105 468 9761 SH DFND 1 6702 0 3059 Schlumberger Ltd. Common 806857108 527 8004 SH DFND 1 8004 0 0 Schlumberger Ltd. Common 806857108 105 1600 SH DFND 3 1600 0 0 Schwab (Charles) Corp. Common 808513105 77 1791 SH DFND 1 1791 0 0 SemGroup Corp - Class A Common 81663A105 128 4745 SH DFND 1 4745 0 0 Shell Midstream Partners LP - MLP Master Limited Partnership 822634101 18 585 SH DFND 1 585 0 0 Shell Midstream Partners LP - MLP Master Limited Partnership 822634101 7 225 SH DFND 3 225 0 0 Shire PLC - ADR ADR 82481R106 87224 527764 SH DFND 1 474549 0 53215 Shire PLC - ADR ADR 82481R106 7269 43981 SH DFND 3 43981 0 0 Shire PLC - ADR ADR 82481R106 15933 96404 SH DFND 2 96404 0 0 Simpson Manufacturing Co., Inc. Common 829073105 11234 257021 SH DFND 1 257021 0 0 SLM Corporation Common 78442P106 10348 899840 SH DFND 1 899840 0 0 Smith (A.O.) Corp Common 831865209 1105 19608 SH DFND 1 19608 0 0 Sony Corporation - Spons ADR ADR 835699307 1144 29959 SH DFND 1 29959 0 0 Southwest Airlines Co. Common 844741108 150865 2427817 SH DFND 1 2149894 0 277923 Southwest Airlines Co. Common 844741108 13118 211097 SH DFND 3 211097 0 0 Southwest Airlines Co. Common 844741108 26909 433044 SH DFND 2 433044 0 0 Spark Therapeutics, Inc. Common 84652J103 82 1367 SH DFND 1 940 0 427 SPDR Dow Jones Industrial Average ETF Exchange Traded Fund 78467X109 10355 48562 SH DFND 1 48562 0 0 SPDR Euro Stoxx 50 Fund Exchange Traded Fund 78463X202 1200 31206 SH DFND 1 31206 0 0 SPDR Gold Shares Exchange Traded Fund 78463V107 2293 19432 SH DFND 1 19432 0 0 SPDR Gold Shares Exchange Traded Fund 78463V107 510 4321 SH DFND 3 4321 0 0 SPDR Gold Shares Exchange Traded Fund 78463V107 1488 12612 SH DFND 2 12612 0 0 SPDR S&P 500 ETF Trust Exchange Traded Fund 78462F103 95963 396869 SH DFND 1 392779 0 4090 SPDR S&P 500 ETF Trust Exchange Traded Fund 78462F103 4480 18528 SH DFND 3 18528 0 0 SPDR S&P Regional Banking ETF Exchange Traded Fund 78464A698 14926 271636 SH DFND 1 271636 0 0 Spectra Energy Partners MLP Master Limited Partnership 84756N109 168 3919 SH DFND 1 3919 0 0 Spectra Energy Partners MLP Master Limited Partnership 84756N109 11 250 SH DFND 3 250 0 0 Standard Motor Products, Inc. Common 853666105 12150 232667 SH DFND 1 232667 0 0 Starbucks Corporation Common 855244109 216 3704 SH DFND 1 3704 0 0 State Street Corp. Common 857477103 212 2365 SH DFND 1 2365 0 0 State Street Corp. Common 857477103 5 55 SH DFND 3 55 0 0 Statoil ASA ADR ADR 85771P102 26 1600 SH DFND 1 1600 0 0 Stericycle, Inc. Common 858912108 10357 135702 SH DFND 1 135702 0 0 Stryker Corporation Common 863667101 1244 8965 SH DFND 1 7930 0 1035 Sumitomo Mitsui Financial Group, Inc ADR 86562M209 260 33082 SH DFND 1 33082 0 0 Synchronoss Technologies, Inc. Common 87157B103 5910 359253 SH DFND 1 359253 0 0 Synchrony Financial Common 87165B103 51567 1729279 SH DFND 1 1485780 0 243499 Synchrony Financial Common 87165B103 5570 186779 SH DFND 3 186779 0 0 Synchrony Financial Common 87165B103 10963 367623 SH DFND 2 367623 0 0 SYSCO Corporation Common 871829107 41 810 SH DFND 1 810 0 0 SYSCO Corporation Common 871829107 240 4760 SH DFND 3 4760 0 0 SYSCO Corporation Common 871829107 121 2400 SH DFND 2 2400 0 0 T. Rowe Price Group Inc. Common 74144T108 176 2366 SH DFND 1 2366 0 0 T2 Biosystems, Inc. Common 89853L104 48 14917 SH DFND 1 10331 0 4586 Target Corporation Common 87612E106 1057 20207 SH DFND 1 20207 0 0 Tesla Inc. Common 88160R101 36 100 SH DFND 1 100 0 0 Tesoro Logistics LP - MLP Master Limited Partnership 88160T107 10 200 SH DFND 3 200 0 0 Tetra Tech, Inc. Common 88162G103 884 19318 SH DFND 1 19318 0 0 Teva Pharmaceutical Industries Ltd. ADR ADR 881624209 47 1422 SH DFND 1 1422 0 0 Texas Instruments Inc. Common 882508104 5770 75000 SH DFND 1 75000 0 0 Texas Instruments Inc. Common 882508104 554 7198 SH DFND 3 7198 0 0 Textron Inc. Common 883203101 34 720 SH DFND 1 720 0 0 The Advisory Board Company Common 00762W107 137 2660 SH DFND 1 1821 0 839 The Blackstone Group MLP Master Limited Partnership 09253U108 185 5545 SH DFND 1 5545 0 0 The Chemours Company Common 163851108 1 14 SH DFND 1 14 0 0 The Dow Chemical Company Common 260543103 541 8576 SH DFND 1 8576 0 0 The Estee Lauder Companies Inc. Class A Class A 518439104 747 7785 SH DFND 1 7785 0 0 The Kraft Heinz Company Common 500754106 29 333 SH DFND 1 333 0 0 The Madison Square Garden Company Class A 55825T103 153 775 SH DFND 1 775 0 0 The TJX Companies, Inc. Common 872540109 167 2317 SH DFND 1 2317 0 0 The Travelers Companies, Inc. Common 89417E109 163 1288 SH DFND 1 1288 0 0 The Travelers Companies, Inc. Common 89417E109 35 275 SH DFND 2 275 0 0 The Walt Disney Company Common 254687106 3336 31400 SH DFND 1 31400 0 0 The Walt Disney Company Common 254687106 162 1525 SH DFND 3 1525 0 0 The Walt Disney Company Common 254687106 2123 19979 SH DFND 2 19979 0 0 Thermo Fisher Scientific Inc. Common 883556102 1659 9507 SH DFND 1 8904 0 603 Thermo Fisher Scientific Inc. Common 883556102 71 405 SH DFND 3 405 0 0 Time Inc. Common 887228104 13 937 SH DFND 1 937 0 0 Time Warner Inc. Common 887317303 1596 15894 SH DFND 1 15894 0 0 Toronto-Dominion Bank Common 891160509 1464 29063 SH DFND 1 2290 0 26773 Total SA - Spons ADR ADR 89151E109 2923 58939 SH DFND 1 58939 0 0 TransDigm Group, Inc. Common 893641100 66 244 SH DFND 1 244 0 0 Trimble Inc Common 896239100 21696 608256 SH DFND 1 608256 0 0 Triumph Group, Inc. Common 896818101 8535 270100 SH DFND 1 270100 0 0 Ultragenyx Pharmaceutical Inc. Common 90400D108 19216 309381 SH DFND 1 260315 0 49066 Ultragenyx Pharmaceutical Inc. Common 90400D108 2171 34953 SH DFND 3 34953 0 0 Ultragenyx Pharmaceutical Inc. Common 90400D108 3978 64045 SH DFND 2 64045 0 0 UniFirst Corporation Common 904708104 329 2335 SH DFND 1 2335 0 0 Unilever Plc - Sponsored ADR ADR 904767704 11455 211665 SH DFND 1 211665 0 0 Unilever Plc - Sponsored ADR ADR 904767704 81 1494 SH DFND 3 1494 0 0 Unilever Plc - Sponsored ADR ADR 904767704 1404 25941 SH DFND 2 25941 0 0 Union Pacific Corp. Common 907818108 1046 9600 SH DFND 1 9600 0 0 Union Pacific Corp. Common 907818108 2498 22937 SH DFND 2 22937 0 0 United Continental Holdings Inc. Common 910047109 53100 705654 SH DFND 1 585556 0 120098 United Continental Holdings Inc. Common 910047109 6183 82164 SH DFND 3 82164 0 0 United Continental Holdings Inc. Common 910047109 11299 150156 SH DFND 2 150156 0 0 United Parcel Service Class B Common 911312106 1447 13086 SH DFND 1 13086 0 0 United States Steel Corporation Common 912909108 7 300 SH DFND 1 300 0 0 United Technologies Corp. Common 913017109 1774 14526 SH DFND 1 14526 0 0 UnitedHealth Group Inc. Common 91324P102 3516 18964 SH DFND 1 18544 0 420 Universal Display Corporation Common 91347P105 78 715 SH DFND 1 715 0 0 Universal Health Servies-B Class B 913903100 126 1031 SH DFND 1 720 0 311 US Bancorp Common 902973304 1087 20936 SH DFND 1 20936 0 0 Vale SA (ADR) ADR 91912E105 7 800 SH DFND 1 800 0 0 Valero Energy Corporation Common 91913Y100 321 4761 SH DFND 1 4761 0 0 VanEck Vectors AMT-Free Intermediate Exchange Traded Fund 92189F544 41 1710 SH DFND 1 1710 0 0 VanEck Vectors AMT-Free Intermediate Exchange Traded Fund 92189F544 444 18553 SH DFND 3 18553 0 0 Vanguard Dividend Appreciation Index Fd Exchange Traded Fund 921908844 2474 26698 SH DFND 1 26698 0 0 Vanguard Emerging Markets ETF Exchange Traded Fund 922042858 6177 151286 SH DFND 1 151286 0 0 Vanguard Emerging Markets ETF Exchange Traded Fund 922042858 6882 168557 SH DFND 3 168557 0 0 Vanguard Emerging Markets ETF Exchange Traded Fund 922042858 434 10624 SH DFND 2 10624 0 0 Vanguard FTSE All-World Ex-US Index Fund Exchange Traded Fund 922042775 1414 28263 SH DFND 1 11158 0 17105 Vanguard FTSE All-World Ex-US Index Fund Exchange Traded Fund 922042775 886 17700 SH DFND 3 17700 0 0 Vanguard FTSE Developed Markets ETF Exchange Traded Fund 921943858 22 540 SH DFND 1 540 0 0 Vanguard FTSE Developed Markets ETF Exchange Traded Fund 921943858 101 2435 SH DFND 3 2435 0 0 Vanguard FTSE Europe ETF Exchange Traded Fund 922042874 117 2124 SH DFND 1 2124 0 0 Vanguard Mid-Cap ETF Exchange Traded Fund 922908629 295 2067 SH DFND 1 2067 0 0 Vanguard Mortgage Backed Securities ETF Exchange Traded Fund 92206C771 29445 559156 SH DFND 1 559156 0 0 Vanguard Mortgage Backed Securities ETF Exchange Traded Fund 92206C771 9432 179115 SH DFND 3 179115 0 0 Vanguard Mortgage Backed Securities ETF Exchange Traded Fund 92206C771 13412 254690 SH DFND 2 254690 0 0 Vanguard REIT VIPERs Exchange Traded Fund 922908553 74 890 SH DFND 1 890 0 0 Vanguard S&P 500 ETF Exchange Traded Fund 922908363 16285 73335 SH DFND 1 26188 0 47147 Vanguard S&P 500 ETF Exchange Traded Fund 922908363 1325 5969 SH DFND 3 5969 0 0 Vanguard Short-Term Bond ETF Exchange Traded Fund 921937827 336 4207 SH DFND 1 4207 0 0 Vanguard Short-Term Bond ETF Exchange Traded Fund 921937827 41 509 SH DFND 3 509 0 0 Vanguard Small-Cap ETF Exchange Traded Fund 922908751 191 1410 SH DFND 1 1410 0 0 Vanguard Total World Stock ETF Exchange Traded Fund 922042742 682 10100 SH DFND 1 10100 0 0 Varex Imaging Corporation Common 92214X106 27 800 SH DFND 1 800 0 0 Varian Medical Systems, Inc. Common 92220P105 393 3807 SH DFND 1 3241 0 566 VCA Antech, Inc. Common 918194101 222 2401 SH DFND 1 1650 0 751 Verisk Analytics, Inc. Common 92345Y106 320 3794 SH DFND 1 3794 0 0 Verizon Communications Common 92343V104 285 6379 SH DFND 1 6379 0 0 Verizon Communications Common 92343V104 117 2611 SH DFND 2 2611 0 0 Versum Materials Inc Common 92532W103 49 1500 SH DFND 1 1500 0 0 Visa Inc - Class A Shares Class A 92826C839 107360 1144802 SH DFND 1 1007860 0 136942 Visa Inc - Class A Shares Class A 92826C839 10252 109325 SH DFND 3 109325 0 0 Visa Inc - Class A Shares Class A 92826C839 19119 203870 SH DFND 2 203870 0 0 Vocera Communications Inc. Common 92857F107 24489 926895 SH DFND 1 926895 0 0 Vodafone Group PLC - SP ADR ADR 92857W308 156 5416 SH DFND 2 5416 0 0 Wal-Mart Stores, Inc. Common 931142103 1129 14915 SH DFND 1 14915 0 0 Wal-Mart Stores, Inc. Common 931142103 608 8032 SH DFND 2 8032 0 0 Waters Corporation Common 941848103 252 1370 SH DFND 1 1370 0 0 Weatherford International PLC Common G48833100 1 216 SH DFND 1 216 0 0 WEC Energy Group, Inc. Common 92939U106 40459 659155 SH DFND 1 583024 0 76131 WEC Energy Group, Inc. Common 92939U106 3749 61071 SH DFND 3 61071 0 0 WEC Energy Group, Inc. Common 92939U106 6480 105577 SH DFND 2 105577 0 0 Wells Fargo Company Common 949746101 83792 1512218 SH DFND 1 1272032 0 240186 Wells Fargo Company Common 949746101 10263 185219 SH DFND 3 185219 0 0 Wells Fargo Company Common 949746101 16972 306290 SH DFND 2 306290 0 0 Western Gas Partners MLP Master Limited Partnership 958254104 2292 40981 SH DFND 1 40981 0 0 Western Gas Partners MLP Master Limited Partnership 958254104 22 400 SH DFND 3 400 0 0 Weyerhaeuser Company Common 962166104 165 4922 SH DFND 1 4922 0 0 Whole Foods Market, Inc. Common 966837106 89 2120 SH DFND 1 2120 0 0 Williams Partners MLP Master Limited Partnership 96949L105 194 4827 SH DFND 1 4827 0 0 Williams Partners MLP Master Limited Partnership 96949L105 20 500 SH DFND 3 500 0 0 Xerium Technologies, Inc. Common 98416J118 7 1026 SH DFND 1 1026 0 0 Xylem Inc. Common 98419M100 1226 22115 SH DFND 1 22115 0 0 Yum China Holdings Inc Common 98850P109 58 1459 SH DFND 1 1459 0 0 Yum! Brands, Inc. Common 988498101 287 3892 SH DFND 1 3892 0 0 Zimmer Biomet Holdings, Inc. Common 98956P102 565 4400 SH DFND 1 4400 0 0