-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Dc6DT0L0pAqSjw6FluQTldqQXwQpQRTsenjSJCVTzdajFtpfeMxp0muyOHYw4ZtS MxjK6VRSvIwtbk+R+kIn3A== 0000869878-08-000005.txt : 20080423 0000869878-08-000005.hdr.sgml : 20080423 20080422175402 ACCESSION NUMBER: 0000869878-08-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080423 DATE AS OF CHANGE: 20080422 EFFECTIVENESS DATE: 20080423 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKEFELLER FINANCIAL SERVICES INC CENTRAL INDEX KEY: 0000869878 IRS NUMBER: 133006574 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02813 FILM NUMBER: 08770124 BUSINESS ADDRESS: STREET 1: 30 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10112 BUSINESS PHONE: 2126495600 MAIL ADDRESS: STREET 1: 30 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10112 13F-HR 1 rfs-holdings.txt R&CO. RTC & RTC (DE) HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2008 Check here if Amendment [ ]; Amendment Number: ________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Rockefeller Financial Services, Inc. Address: 30 Rockefeller Plaza New York, New York 10112 Form 13F File Number: 28-02813 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Paula J. Mueller Title: General Counsel Phone: (212) 649-5664 Signature, Place, and Date of Signing: \s\Paula J. Mueller New York, New York April 22, 2008 [City, State] [Date] The schedule attached, headed Rockefeller Financial Services, Inc. /Rockefeller & Co., Inc., include all of the information required to be reported by Rockefeller & Co., Inc. a wholly owned subsidiary of Rockefeller Financial Services, Inc. on Form 13F for the quarter ended March 31, 2008. The schedule attached, headed Rockefeller Financial Services, Inc. /Rockefeller & Co., Inc. / The Rockefeller Trust Company, includes all of the information required to be reported by The Rockefeller Trust Company, a wholly owned subsidiary of Rockefeller & Co., Inc. which is the wholly owned subsidiary of Rockefeller Financial Services, Inc. on Form 13F for the quarter ended March 31, 2008. The schedule attached, headed Rockefeller Financial Services, Inc. /Rockefeller & Co., Inc. / The Rockefeller Trust Company (Delaware), includes all of the information required to be reported by The Rockefeller Trust Company (Delaware), a wholly owned subsidiary of Rockefeller & Co., Inc. which is the wholly owned subsidiary of Rockefeller Financial Services, Inc. on Form 13F for the quarter ended March 31, 2008. Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 3 Form 13F Information Table Entry Total: 494 Form 13F Information Table Value Total: $2,736,820(x 1,000) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 28-04497 Rockefeller & Co., Inc. 28-02772 The Rockefeller Trust Company 28-11086 The Rockefeller Trust Company (Delaware)
Rockefeller Financial Services, Inc. / Rockefeller & Co., Inc. Value SHRS OR SH/ Put/ Investment Other Voting Authority Shares Issuer Title of Class Cusip (x$1,000) PRN AMT PRN Call Discretion Mngrs Sole Shared None 3M Co .......................... Common 88579Y101 895 11,306 SH Defined 1 11,306 0 0 Abaxis ......................... Common 002567105 1,988 85,800 SH Defined 1 85,800 0 0 Abbott Laboratories ............ Common 002824100 11,120 201,629 SH Defined 1 201,629 0 0 Abiomed ........................ Common 003654100 5,530 420,890 SH Defined 1 420,890 0 0 Adelphia Business Sol .......... Common 006847107 0 49 SH Defined 1 49 0 0 Adelphia Communications Corp ... Class A 006ESC917 0 100 SH Defined 1 100 0 0 Affiliated Computer Services ... Class A 008190100 9 180 SH Defined 1 180 0 0 Aflac .......................... Common 001055102 63,431 976,614 SH Defined 1 973,314 0 3,300 Agilent Technologies ........... Common 00846U101 82 2,742 SH Defined 1 2,742 0 0 Air Products and Chemicals ..... Common 009158106 276 3,000 SH Defined 1 3,000 0 0 Airgas ......................... Common 009363102 12,376 272,170 SH Defined 1 272,170 0 0 Albany Intl Corp - Cl A ........ Common 012348108 5,497 152,110 SH Defined 1 152,110 0 0 Alcoa .......................... Common 013817101 207 5,740 SH Defined 1 5,740 0 0 Alkermes Inc (New) ............. Common 01642T108 10 800 SH Defined 1 0 0 800 Allegheny Energy ............... Common 017361106 9 170 SH Defined 1 170 0 0 Allegheny Technologies ......... Common 01741R102 19 264 SH Defined 1 264 0 0 Allied Capital Corp ............ Common 01903Q108 37 2,000 SH Defined 1 2,000 0 0 Allstate Corp .................. Common 020002101 19 387 SH Defined 1 387 0 0 Altria Group ................... Common 02209S103 8 338 SH Defined 1 338 0 0 American Electric Power Company Common 025537101 5 110 SH Defined 1 110 0 0 American Express Co ............ Common 025816109 262 6,000 SH Defined 1 6,000 0 0 American Intl Group ............ Common 026874107 16,598 383,766 SH Defined 1 383,364 0 402 American Superconductor Corp ... Common 030111108 4,358 187,930 SH Defined 1 187,930 0 0 AmeriVest Properties ........... Common 03071L101 1 3,418 SH Defined 1 3,418 0 0 Select Sector Spider ........... SBI INT-TECH 81369Y803 195 8,695 SH Defined 1 0 0 8,695 Amgen .......................... Common 031162100 604 14,464 SH Defined 1 14,464 0 0 AMR Corp ....................... Common 001765106 18 2,000 SH Defined 1 2,000 0 0 Amylin Pharmaceuticals ......... Common 032346108 2,606 89,220 SH Defined 1 18,940 0 70,280 Anadarko Petroleum Corp ........ Common 032511107 78 1,230 SH Defined 1 1,230 0 0 Analog Devices ................. Common 032654105 12 395 SH Defined 1 395 0 0 Anheuser-Busch Companies ....... Common 035229103 1,677 35,340 SH Defined 1 35,340 0 0 Annaly Mortgage Management ..... Common 035710409 932 60,830 SH Defined 1 60,830 0 0 Apache Corp .................... Common 037411105 56,687 469,187 SH Defined 1 418,987 0 50,200 Apple .......................... Common 037833100 688 4,795 SH Defined 1 4,795 0 0 Applied Signal Technology ...... Common 038237103 11 898 SH Defined 1 898 0 0 Arch Coal ...................... Common 039380100 413 9,500 SH Defined 1 9,500 0 0 ASML Holdings NV NY Reg Shs ADR ADR N07059186 3,812 153,630 SH Defined 1 63,050 0 90,580 AT&T ........................... Common 00206R102 104 2,717 SH Defined 1 2,717 0 0 Automatic Data Processing ...... Common 053015103 1,124 26,522 SH Defined 1 26,522 0 0 Baker Hughes Inc Com ........... Common 057224107 5,757 84,040 SH Defined 1 84,040 0 0 Baldor Electric Company ........ Common 057741100 6,680 238,585 SH Defined 1 238,585 0 0 Bank of America Corp ........... Common 060505104 1,228 32,402 SH Defined 1 29,902 0 2,500 Bank of New York Mellon Corp ... Common 064058100 205 4,905 SH Defined 1 4,905 0 0 Barr Laboratories .............. Common 068306109 29 595 SH Defined 1 595 0 0 BE Aerospace ................... Common 073302101 18,514 529,737 SH Defined 1 446,507 0 83,230 Berkshire Hathaway Inc ......... Common 084670207 510 114 SH Defined 1 114 0 0 Biogen Idec .................... Common 09062X103 48 782 SH Defined 1 782 0 0 Boeing Co ...................... Common 097023105 24 325 SH Defined 1 325 0 0 BP PLC - Spons ADR ............. ADR 055622104 39,038 643,654 SH Defined 1 494,954 0 148,700 Bristol Myers Squibb Co ........ Common 110122108 201 9,430 SH Defined 1 9,430 0 0 Buckeye Partners L P ........... Common 118230101 28 600 SH Defined 1 600 0 0 C.R. Bard ...................... Common 067383109 13 131 SH Defined 1 131 0 0 Cablevision Systems A .......... Class A 12686C109 598 27,900 SH Defined 1 27,900 0 0 Cadbury Schweppes Plc .......... ADR 127209302 111 2,500 SH Defined 1 2,500 0 0 Caliper Technologies Corp ...... Common 130872104 1 252 SH Defined 1 252 0 0 Cameron Intl Corp .............. Common 13342B105 6,818 163,740 SH Defined 1 163,740 0 0 Campbell Soup Co ............... Common 134429109 30 881 SH Defined 1 881 0 0 Canon Inc - Sponsored ADR ...... ADR 138006309 4,112 88,686 SH Defined 1 86,846 0 1,840 Capital One Financial Corp ..... Common 14040H105 859 17,450 SH Defined 1 17,450 0 0 CarMax ......................... Common 143130102 19 980 SH Defined 1 980 0 0 Carnival Corp .................. Common 143658300 22,049 544,684 SH Defined 1 542,194 0 2,490 Carpenter Technology Corp ...... Common 144285103 5,166 92,300 SH Defined 1 92,300 0 0 Caterpillar .................... Common 149123101 184 2,344 SH Defined 1 2,344 0 0 CBS Corp - Class B ............. Class B 124857202 7 317 SH Defined 1 317 0 0 Charles River Laboratories Intl Common 159864107 20,758 352,190 SH Defined 1 278,240 0 73,950 Charming Shoppes ............... Common 161133103 3,764 779,200 SH Defined 1 779,200 0 0 Check Point Software ........... Common M22465104 459 20,500 SH Defined 1 20,500 0 0 Chemed Corp .................... Common 16359R103 12,721 301,445 SH Defined 1 260,335 0 41,110 Chevron Corp ................... Common 166764100 94,830 1,110,946 SH Defined 1 1,031,576 0 79,370 Church & Dwight Co ............. Common 171340102 111 2,046 SH Defined 1 2,046 0 0 Cisco Systems .................. Common 17275R102 43,057 1,787,335 SH Defined 1 1,557,291 0 230,044 Citadel Broadcasting Corp ...... Common 17285T106 3 1,879 SH Defined 1 1,879 0 0 Citigroup ...................... Common 172967101 346 16,175 SH Defined 1 15,595 0 580 Coca Cola Company .............. Common 191216100 934 15,348 SH Defined 1 15,348 0 0 Cognex Corp .................... Common 192422103 164 7,496 SH Defined 1 7,496 0 0 Cognizant Tech Solutions Corp .. Common 192446102 4,205 145,847 SH Defined 1 123,687 0 22,160 Colgate-Palmolive .............. Common 194162103 421 5,402 SH Defined 1 5,402 0 0 Comcast Corp - CL A ............ Class A 20030N101 26,088 1,348,932 SH Defined 1 1,343,882 0 5,050 Comcast Corp - Special CL A .... Class A 20030N200 307 16,172 SH Defined 1 16,172 0 0 Comcast Corp 6.625% Pfd ........ Preferred 20030N507 45 2,000 SH Defined 1 2,000 0 0 ConocoPhillips ................. Common 20825C104 20,095 263,677 SH Defined 1 263,677 0 0 Constellation Energy Group ..... Common 210371100 280 3,170 SH Defined 1 3,170 0 0 Select Sector SDPR ............. SBI CONS DISCR 81369Y407 90 2,940 SH Defined 1 0 0 2,940 Select Sector SDPR ............. SBI CONS STPLS 81369Y308 987 35,410 SH Defined 1 0 0 35,410 Core Laboratories N.V. ......... Common N22717107 1,319 11,060 SH Defined 1 11,060 0 0 Corning ........................ Common 219350105 1,308 54,399 SH Defined 1 54,399 0 0 Costco Wholesale Corp .......... Common 22160K105 22 335 SH Defined 1 335 0 0 Cymer .......................... Common 232572107 1,003 38,520 SH Defined 1 0 0 38,520 Danaher Corp ................... Common 235851102 76 1,000 SH Defined 1 1,000 0 0 Deere & Company ................ Common 244199105 194 2,410 SH Defined 1 2,410 0 0 Dell ........................... Common 24702R101 3,209 161,075 SH Defined 1 48,345 0 112,730 DENTSPLY Intl .................. Common 249030107 309 8,000 SH Defined 1 8,000 0 0 Devon Energy Corp .............. Common 25179M103 15,533 148,880 SH Defined 1 148,880 0 0 Diamond Offshore Drilling ...... Common 25271C102 8,044 69,110 SH Defined 1 69,110 0 0 Digital River .................. Common 25388B104 9,304 300,405 SH Defined 1 300,405 0 0 Dillard's ...................... Common 254067101 3 190 SH Defined 1 190 0 0 Dime Bancorp Inc - Warrant ..... Warrant 25429Q110 11 30,000 SH Defined 1 30,000 0 0 Disney Walt Co ................. Common 254687106 1,264 40,282 SH Defined 1 40,282 0 0 Dominion Resources ............. Common 25746U109 82 2,000 SH Defined 1 2,000 0 0 Dover Corp ..................... Common 260003108 1,838 44,000 SH Defined 1 44,000 0 0 DTF Tax-Free Income Inc ........ Common 23334J107 188 13,792 SH Defined 1 13,792 0 0 Duke Energy Corp ............... Common 26441C105 11 622 SH Defined 1 622 0 0 Dupont E.I. de Nemours & Co .... Common 263534109 10 220 SH Defined 1 220 0 0 Dynegy ......................... Common 26817G102 3,693 468,050 SH Defined 1 468,050 0 0 Echelon Corp ................... Common 27874N105 354 26,258 SH Defined 1 26,258 0 0 Ecolab ......................... Common 278865100 43 1,000 SH Defined 1 1,000 0 0 Edwards Lifesciences Corp ...... Common 28176E108 4,555 102,255 SH Defined 1 102,255 0 0 El Paso Corp ................... Common 28336L109 738 44,340 SH Defined 1 44,340 0 0 Elan Corp PLC - ADR ............ ADR 284131208 3,852 184,680 SH Defined 1 184,680 0 0 Eli Lilly & Co ................. Common 532457108 1,032 20,010 SH Defined 1 20,010 0 0 Emc Corp Mass .................. Common 268648102 283 19,730 SH Defined 1 19,730 0 0 Emerson Electric Co ............ Common 291011104 9,477 184,154 SH Defined 1 130,764 0 53,390 Enbridge Energy Partners L P ... Common 29250R106 870 18,300 SH Defined 1 18,300 0 0 Energy Conversion Devices ...... Common 292659109 215 7,200 SH Defined 1 7,200 0 0 Select Sector SPDR Fund ........ SBI INT-ENERGY 81369Y506 319 4,305 SH Defined 1 0 0 4,305 Energy Transfer Partners L P ... Common 29273R109 40 870 SH Defined 1 870 0 0 ENI SPA - Sponsored ADR ........ ADR 26874R108 10 150 SH Defined 1 150 0 0 Enterprise Products Partners L P Common 293792107 185 6,217 SH Defined 1 6,217 0 0 EOG Resources .................. Common 26875P101 132 1,100 SH Defined 1 1,100 0 0 Equifax ........................ Common 294429105 36 1,052 SH Defined 1 1,052 0 0 Estee Lauder Companies ......... Class B 518439203 34,533 753,182 SH Defined 1 753,182 0 0 Exelon Corp .................... Common 30161N101 823 10,127 SH Defined 1 10,127 0 0 Expeditors Intl of Washington .. Common 302130109 813 18,000 SH Defined 1 18,000 0 0 Exxon Mobil Corp ............... Common 30231G102 123,440 1,459,448 SH Defined 1 1,376,248 0 83,200 FactSet Research Systems ....... Common 303075105 15,398 285,835 SH Defined 1 249,315 0 36,520 Family Dollar Stores ........... Common 307000109 4 182 SH Defined 1 182 0 0 Fidelity National Information .. Common 31620M106 16 429 SH Defined 1 429 0 0 Select Sector SPDR ............. SBI INT-FINL 81369Y605 2,067 83,130 SH Defined 1 12,710 0 70,420 FirstEnergy Corp ............... Common 337932107 10 148 SH Defined 1 148 0 0 Fiserv ......................... Common 337738108 866 18,000 SH Defined 1 18,000 0 0 FMC Technologies ............... Common 30249U101 5,757 101,200 SH Defined 1 101,200 0 0 Fred's ......................... Common 356108100 3,841 374,720 SH Defined 1 374,720 0 0 GameStop Corp .................. Common 36467W109 900 17,400 SH Defined 1 17,400 0 0 Garmin Ltd. .................... Common G37260109 30 564 SH Defined 1 564 0 0 General Dynamics Corp .......... Common 369550108 16 186 SH Defined 1 186 0 0 General Electric Co ............ Common 369604103 33,173 896,335 SH Defined 1 891,335 0 5,000 General Growth Properties ...... Common 370021107 6,817 178,591 SH Defined 1 178,591 0 0 General Mills .................. Common 370334104 120 2,000 SH Defined 1 2,000 0 0 Getty Images ................... Common 374276103 9,325 291,412 SH Defined 1 291,412 0 0 GlaxoSmithKline plc ............ ADR 37733W105 9 205 SH Defined 1 205 0 0 Goldman Sachs Group ............ Common 38141G104 644 3,895 SH Defined 1 3,895 0 0 Google Inc - Class A ........... Common 38259P508 25,624 58,175 SH Defined 1 49,220 0 8,955 Greatbatch ..................... Common 39153L106 6,441 349,880 SH Defined 1 349,880 0 0 Halliburton Co ................. Common 406216101 49,018 1,246,335 SH Defined 1 1,076,625 0 169,710 Hasbro ......................... Common 418056107 4 140 SH Defined 1 140 0 0 HCC Insurance Holdings ......... Common 404132102 7 300 SH Defined 1 300 0 0 Select Sector SPDR ............. SBI HEALTHCARE 81369Y209 1,039 33,325 SH Defined 1 0 0 33,325 Healthcare Realty Trust ........ Common 421946104 209 8,000 SH Defined 1 8,000 0 0 Healthcare Services Group. ..... Common 421906108 12,903 625,145 SH Defined 1 625,145 0 0 Hewlett-Packard Company ........ Common 428236103 2,910 63,731 SH Defined 1 63,731 0 0 Hlth Corp ...................... Common 40422Y101 4 390 SH Defined 1 390 0 0 Hologic ........................ Common 436440101 34,713 624,337 SH Defined 1 510,437 0 113,900 Home Depot ..................... Common 437076102 31,154 1,113,853 SH Defined 1 968,263 0 145,590 Honeywell ...................... Common 438516106 47,554 842,858 SH Defined 1 713,428 0 129,430 Hospira ........................ Common 441060100 650 15,200 SH Defined 1 15,200 0 0 HRPT Properties Trust .......... Common 40426W101 67 10,000 SH Defined 1 10,000 0 0 Idexx Laboratories ............. Common 45168D104 510 10,359 SH Defined 1 10,359 0 0 Illinois Tool Works ............ Common 452308109 139 2,880 SH Defined 1 2,880 0 0 Illumina ....................... Common 452327109 24 315 SH Defined 1 315 0 0 IMS Health ..................... Common 449934108 57 2,728 SH Defined 1 2,728 0 0 Select Sector SPDR ............. SBI INT-INDS 81369Y704 1,110 29,690 SH Defined 1 0 0 29,690 Infosys Technologies Limited ... Common 456788108 145 4,040 SH Defined 1 4,040 0 0 Int'l Business Machines Corp ... Common 459200101 48,793 423,771 SH Defined 1 378,436 0 45,335 Intel Corp ..................... Common 458140100 3,022 142,667 SH Defined 1 142,667 0 0 Intl Flavors & Fragrances ...... Common 459506101 22 503 SH Defined 1 503 0 0 Intl Paper Co .................. Common 460146103 2 80 SH Defined 1 80 0 0 Intuit Corp .................... Common 461202103 10 370 SH Defined 1 370 0 0 Intuitive Surgical ............. Common 46120E602 11,181 34,472 SH Defined 1 27,852 0 6,620 Iron Mountain .................. Common 462846106 11,699 442,464 SH Defined 1 442,464 0 0 iShares Inc .................... MSCI EAFE IDX 464287465 45,781 636,734 SH Defined 1 179,824 0 456,910 iShares Inc .................... MSCI JAPAN 464286848 34,326 2,774,922 SH Defined 1 2,763,562 0 11,360 iShares Inc .................... RUSSELL 2000 464287655 11 157 SH Defined 1 157 0 0 J.C. Penney Company Inc ........ Common 708160106 5 130 SH Defined 1 130 0 0 J.P. Morgan Chase & Co ......... Common 46625H100 4,734 110,227 SH Defined 1 110,227 0 0 Johnson & Johnson .............. Common 478160104 7,028 108,340 SH Defined 1 105,340 0 3,000 Johnson Controls ............... Common 478366107 1,526 45,152 SH Defined 1 45,152 0 0 Juniper Networks ............... Common 48203R104 21,264 850,570 SH Defined 1 733,730 0 116,840 Keycorp ........................ Common 493267108 3,966 180,700 SH Defined 1 180,700 0 0 Kimberly-Clark Corp ............ Common 494368103 146 2,261 SH Defined 1 2,261 0 0 Kinder Morgan Energy Partners L P Common 494550106 3,487 63,752 SH Defined 1 63,752 0 0 Kinder Morgan Management LLC. .. Common 49455U100 32 636 SH Defined 1 636 0 0 Koninklijke Philips Elect-N V .. Common 500472303 6,249 163,000 SH Defined 1 98,540 0 64,460 Kopin Corp ..................... Common 500600101 204 76,820 SH Defined 1 76,820 0 0 Kraft Foods Inc ................ Class A 50075N104 16 507 SH Defined 1 507 0 0 Lam Research Corp .............. Common 512807108 50 1,300 SH Defined 1 1,300 0 0 Liberty Media Intl ............. Common 530555101 445 13,056 SH Defined 1 13,056 0 0 Limited Brands ................. Common 532716107 3 179 SH Defined 1 179 0 0 Linear Technology Corp ......... Common 535678106 338 11,000 SH Defined 1 11,000 0 0 Littelfuse ..................... Common 537008104 8,835 252,635 SH Defined 1 252,635 0 0 Liz Claiborne .................. Common 539320101 37 2,050 SH Defined 1 2,050 0 0 Lockheed Martin Corp ........... Common 539830109 17 176 SH Defined 1 176 0 0 Loews Corp ..................... Common 540424108 12 297 SH Defined 1 297 0 0 LSI Logic Corp ................. Common 502161102 1,621 327,420 SH Defined 1 102,440 0 224,980 Magellan Midstream Partners L P Common 559080106 130 3,208 SH Defined 1 3,208 0 0 Manulife Financial Corp ........ Common 56501R106 7 190 SH Defined 1 190 0 0 Marathon Oil Corp .............. Common 565849106 10,137 222,300 SH Defined 1 222,300 0 0 Markwest Energy Partners LP .... Common 570759100 62 2,000 SH Defined 1 2,000 0 0 Marriott Intl Cl A ............. Common 571903202 16 478 SH Defined 1 478 0 0 Select Sector SPDR ............. SBI MATERIALS 81369Y100 286 7,110 SH Defined 1 0 0 7,110 Maxim Integrated Products ...... Common 57772K101 3,835 188,100 SH Defined 1 52,790 0 135,310 McDermott Intl ................. Common 580037109 6,895 125,780 SH Defined 1 125,780 0 0 McDonald's Corp ................ Common 580135101 1,079 19,353 SH Defined 1 19,353 0 0 Medtronic ...................... Common 585055106 17 350 SH Defined 1 350 0 0 MEMC Electronic Materials ...... Common 552715104 3,369 47,518 SH Defined 1 47,518 0 0 Mentor Graphics ................ Common 587200106 5,909 669,233 SH Defined 1 669,233 0 0 Merck & Co ..................... Common 589331107 3,972 104,655 SH Defined 1 103,155 0 1,500 Merrill Lynch & Co ............. Common 590188108 21,268 522,040 SH Defined 1 520,010 0 2,030 MetLife ........................ Common 59156R108 18 302 SH Defined 1 302 0 0 Mettler-Toledo Intl ............ Common 592688105 563 5,800 SH Defined 1 5,800 0 0 Microchip Technology ........... Common 595017104 11 335 SH Defined 1 335 0 0 Microsemi Corp ................. Common 595137100 11,529 505,664 SH Defined 1 505,664 0 0 Microsoft Corp ................. Common 594918104 63,621 2,241,749 SH Defined 1 1,882,059 0 359,690 Monsanto Company ............... Common 61166W101 3,268 29,308 SH Defined 1 9,338 0 19,970 Morgan Stanley Dean Witter & Co Common 617446448 468 10,239 SH Defined 1 10,239 0 0 Motorola ....................... Common 620076109 315 33,823 SH Defined 1 33,823 0 0 Powershares QQQ Trust .......... UNIT SER 1 73935A104 1,552 35,510 SH Defined 1 1,000 0 34,510 NetObjects ..................... Common 64114L102 0 830 SH Defined 1 830 0 0 Newmont Mining Corp ............ Common 651639106 15,942 351,910 SH Defined 1 254,960 0 96,950 Newpark Resources .............. Common 651718504 2,846 558,070 SH Defined 1 558,070 0 0 Noble Corp ..................... Common G65422100 6,574 132,360 SH Defined 1 132,360 0 0 Noble Energy ................... Common 655044105 8,261 113,480 SH Defined 1 113,480 0 0 Norfolk Southern Corp .......... Common 655844108 159 2,930 SH Defined 1 2,930 0 0 Nortel Networks Corp ........... Common 656568508 18 2,708 SH Defined 1 2,708 0 0 O'Reilly Automotive ............ Common 686091109 456 16,000 SH Defined 1 16,000 0 0 Occidental Petroleum Corp ...... Common 674599105 14,769 201,840 SH Defined 1 201,840 0 0 Oracle Corp .................... Common 68389X105 641 32,770 SH Defined 1 32,770 0 0 Pall Corp ...................... Common 696429307 70 2,000 SH Defined 1 2,000 0 0 PartnerRe Ltd. ................. Common G6852T105 244 3,200 SH Defined 1 3,200 0 0 Paychex ........................ Common 704326107 97 2,844 SH Defined 1 2,844 0 0 Peabody Energy Corp ............ Common 704549104 4,646 91,090 SH Defined 1 91,090 0 0 Pepsico ........................ Common 713448108 13,920 192,796 SH Defined 1 146,456 0 46,340 Pepsico Inc (Restricted Stock UnitCommon R71344810 61 881 SH Defined 1 881 0 0 Performance Food Group Company . Common 713755106 4,888 149,575 SH Defined 1 149,575 0 0 Pfizer ......................... Common 717081103 1,125 53,731 SH Defined 1 52,811 0 920 Pharmacyclics .................. Common 716933106 21 27,859 SH Defined 1 27,859 0 0 Phillips-Van Heusen Corp ....... Common 718592108 7 180 SH Defined 1 180 0 0 Phycor ......................... Common 71940F100 0 2,000 SH Defined 1 2,000 0 0 Plains All American Pipeline L P Common 726503105 571 12,015 SH Defined 1 12,015 0 0 Plum Creek Timber Company ...... Common 729251108 122 3,000 SH Defined 1 3,000 0 0 PNC Financial Services Group ... Common 693475105 387 5,896 SH Defined 1 5,896 0 0 Praxair ........................ Common 74005P104 63,184 750,142 SH Defined 1 667,472 0 82,670 Pride Intl ..................... Common 74153Q102 1,831 52,380 SH Defined 1 52,380 0 0 Procter & Gamble Co ............ Common 742718109 58,471 834,469 SH Defined 1 712,109 0 122,360 Prudential Financial ........... Common 744320102 19 240 SH Defined 1 240 0 0 Public Storage Inc ............. Common 74460D729 65 2,600 SH Defined 1 2,600 0 0 Qualcomm ....................... Common 747525103 4,711 114,899 SH Defined 1 114,899 0 0 Quest Diagnostics Incorporated . Common 74834L100 28 627 SH Defined 1 627 0 0 Range Resources Corp ........... Common 75281A109 12,098 190,666 SH Defined 1 190,666 0 0 Raytheon Company ............... Common 755111507 371 5,740 SH Defined 1 5,740 0 0 Redwood Trust .................. Common 758075402 387 10,650 SH Defined 1 10,650 0 0 Regions Financial Corp ......... Common 7591EP100 6 280 SH Defined 1 280 0 0 Republic Services Inc Cl A ..... Class A 760759100 27,780 950,055 SH Defined 1 794,625 0 155,430 ResMed ......................... Common 761152107 5,565 131,930 SH Defined 1 131,930 0 0 Roche Holding AG ............... ADR 771195104 22 235 SH Defined 1 235 0 0 Roper Industries ............... Common 776696106 2,001 33,670 SH Defined 1 33,670 0 0 SPDR TR ........................ UNIT SER 1 78462F103 45,297 343,237 SH Defined 1 138,077 0 205,160 San Juan Basin Royalty Trust ... Common 798241105 56 1,500 SH Defined 1 1,500 0 0 Schering-Plough Corp ........... Common 806605101 342 23,720 SH Defined 1 23,720 0 0 Schlumberger Ltd. .............. Common 806857108 856 9,834 SH Defined 1 9,834 0 0 Scholastic Corp ................ Common 807066105 3,825 126,370 SH Defined 1 126,370 0 0 Schwab (Charles) Corp .......... Common 808513105 39 2,061 SH Defined 1 2,061 0 0 Smith Intl ..................... Common 832110100 4,674 72,770 SH Defined 1 72,770 0 0 Smithfield Foods ............... Common 832248108 4 140 SH Defined 1 140 0 0 SonoSite ....................... Common 83568G104 5,553 195,320 SH Defined 1 195,320 0 0 Southern Union Company ......... Common 844030106 5,909 253,940 SH Defined 1 253,940 0 0 Southwestern Energy Company .... Common 845467109 7,579 224,960 SH Defined 1 224,960 0 0 St. Jude Medical ............... Common 790849103 6 130 SH Defined 1 130 0 0 State Street Corp .............. Common 857477103 930 11,768 SH Defined 1 11,768 0 0 Stericycle ..................... Common 858912108 14,178 275,310 SH Defined 1 275,310 0 0 Stratasys ...................... Common 862685104 3,863 217,050 SH Defined 1 217,050 0 0 Stryker Corp ................... Common 863667101 553 8,500 SH Defined 1 8,500 0 0 Suburban Propane Partners L P .. Common 864482104 39 1,000 SH Defined 1 1,000 0 0 Sunoco ......................... Common 86764P109 29 560 SH Defined 1 560 0 0 Symyx Technologies ............. Common 87155S108 95 12,704 SH Defined 1 12,704 0 0 SYSCO Corp ..................... Common 871829107 9 320 SH Defined 1 320 0 0 T. Rowe Price Group ............ Common 74144T108 7 136 SH Defined 1 136 0 0 Target Corp .................... Common 87612E106 18 360 SH Defined 1 360 0 0 Telefonica S.A. - ADR .......... ADR 879382208 5 58 SH Defined 1 58 0 0 TEPPCO Partners L P ............ Common 872384102 220 6,390 SH Defined 1 6,390 0 0 Texas Instruments .............. Common 882508104 2,960 104,702 SH Defined 1 104,702 0 0 The Clorox Company ............. Common 189054109 10 176 SH Defined 1 176 0 0 The Dow Chemical Company ....... Common 260543103 150 4,080 SH Defined 1 4,080 0 0 The Dun & Bradstreet Corp ...... Common 26483E100 101 1,240 SH Defined 1 1,240 0 0 The Estee Lauder Companies Inc . Class A 518439104 200 4,360 SH Defined 1 4,360 0 0 The McGraw-Hill Companies ...... Common 580645109 299 8,100 SH Defined 1 8,100 0 0 The New York Times Company ..... Common 650111107 23 1,200 SH Defined 1 1,200 0 0 The Southern Company ........... Common 842587107 125 3,500 SH Defined 1 3,500 0 0 Thermo Electron Corp ........... Common 883556102 450 7,922 SH Defined 1 7,922 0 0 Time Warner .................... Common 887317105 1,115 79,555 SH Defined 1 79,555 0 0 Total SA - Spons ADR ........... ADR 89151E109 3,935 53,164 SH Defined 1 51,394 0 1,770 Transocean Sedco Forex ......... Common G90073100 3,502 25,904 SH Defined 1 25,904 0 0 Trimble Navigation Limited ..... Common 896239100 12,941 452,635 SH Defined 1 452,635 0 0 Triumph Group .................. Common 896818101 11,345 199,285 SH Defined 1 199,285 0 0 Tyco Intl Ltd .................. Common G9143X208 7 156 SH Defined 1 156 0 0 Unilever Plc - Sponsored ADR ... ADR 904767704 5,278 156,520 SH Defined 1 156,520 0 0 United Parcel Service Class B .. Common 911312106 1,367 18,720 SH Defined 1 18,720 0 0 United Technologies Corp ....... Common 913017109 638 9,270 SH Defined 1 9,270 0 0 UnitedHealth Group ............. Common 91324P102 13 390 SH Defined 1 390 0 0 USB Capital XI 6.6% Pfd ........ Preferred 903300200 46 2,000 SH Defined 1 2,000 0 0 Utilities Select Sector SPDR Fund SBI INT-UTILS 81369Y886 336 8,860 SH Defined 1 0 0 8,860 V.F. Corp ...................... Common 918204108 246 3,175 SH Defined 1 3,175 0 0 Valero Energy Corp ............. Common 91913Y100 196 4,000 SH Defined 1 4,000 0 0 Varian ......................... Common 922206107 7,094 122,485 SH Defined 1 122,485 0 0 Varian Medical Systems ......... Common 92220P105 4,283 91,430 SH Defined 1 27,520 0 63,910 Verizon Communications ......... Common 92343V104 94 2,575 SH Defined 1 2,575 0 0 Vodafone Group PLC - SP ADR .... ADR 92857W209 2,143 72,625 SH Defined 1 72,625 0 0 Vornado Realty Trust ........... Common 929042109 259 3,000 SH Defined 1 3,000 0 0 Wachovia Corp 6.375% Pfd ....... Common 92978X201 64 3,000 SH Defined 1 3,000 0 0 Wachovia Corp .................. Common 929903102 13 486 SH Defined 1 486 0 0 Wal-Mart Stores ................ Common 931142103 61,958 1,176,111 SH Defined 1 1,091,731 0 84,380 Waters Corp .................... Common 941848103 279 5,000 SH Defined 1 5,000 0 0 Weatherford Intl Ltd. .......... Common G95089101 15,263 210,610 SH Defined 1 210,610 0 0 Wellpoint ...................... Common 94973V107 3,738 84,700 SH Defined 1 84,700 0 0 Wells Fargo Company ............ Common 949746101 839 28,830 SH Defined 1 28,830 0 0 Weyerhaeuser Company ........... Common 962166104 13 200 SH Defined 1 200 0 0 Whole Foods Market ............. Common 966837106 55 1,660 SH Defined 1 1,660 0 0 Williams Co .................... Common 969457100 6,675 202,400 SH Defined 1 202,400 0 0 Wind River Systems ............. Common 973149107 6,305 814,660 SH Defined 1 814,660 0 0 Wisconsin Energy Corp .......... Common 976657106 53 1,200 SH Defined 1 1,200 0 0 Wyeth .......................... Common 983024100 22 516 SH Defined 1 516 0 0 Xcel Energy .................... Common 98389B100 4 180 SH Defined 1 180 0 0 XTO Energy ..................... Common 98385X106 12,342 199,514 SH Defined 1 199,514 0 0 Yahoo! ......................... Common 984332106 37 1,264 SH Defined 1 0 0 1,264 Yum! Brands .................... Common 988498101 27,293 733,491 SH Defined 1 730,821 0 2,670 Zimmer Holdings ................ Common 98956P102 23,276 298,951 SH Defined 1 244,811 0 54,140 Rockefeller Financial Services, Inc. / Rockefeller & Co., Inc. / The Rockefeller Trust Company Value SHRS OR SH/ Put/ Investment Other Voting Authority Shares Issuer Title of Class Cusip (x$1,000) PRN AMT PRN Call Discretion Mngrs Sole Shared None 3M Co .......................... Common 88579Y101 421 5,314 SH Defined 1,2 5,314 0 0 Abbott Laboratories ............ Common 002824100 754 13,668 SH Defined 1,2 13,668 0 0 Aflac Inc ...................... Common 001055102 19,589 301,603 SH Defined 1,2 301,603 0 0 Akamai Technologies Inc ........ Common 00971T101 5 160 SH Defined 1,2 160 0 0 Allergan Inc ................... Common 018490102 17 300 SH Defined 1,2 300 0 0 American Express Co ............ Common 025816109 15 350 SH Defined 1,2 350 0 0 American Intl Group ............ Common 026874107 2,544 58,811 SH Defined 1,2 58,811 0 0 Analog Devices Inc ............. Common 032654105 190 6,432 SH Defined 1,2 6,432 0 0 Apache Corporation ............. Common 037411105 11,925 98,699 SH Defined 1,2 98,699 0 0 Apple Inc ...................... Common 037833100 17 120 SH Defined 1,2 120 0 0 Autodesk Inc ................... Common 052769106 17 555 SH Defined 1,2 555 0 0 Automatic Data Processing ...... Common 053015103 237 5,590 SH Defined 1,2 5,590 0 0 Bank of America Corporation .... Common 060505104 538 14,181 SH Defined 1,2 14,181 0 0 Bank of New York Mellon CorporatioCommon 064058100 568 13,609 SH Defined 1,2 13,609 0 0 BE Aerospace Inc ............... Common 073302101 9,618 275,201 SH Defined 1,2 275,201 0 0 Berkshire Hathaway Inc ......... Common 084670207 67 15 SH Defined 1,2 15 0 0 Best Buy Co Inc ................ Common 086516101 20 490 SH Defined 1,2 490 0 0 Boeing Co ...................... Common 097023105 16 215 SH Defined 1,2 215 0 0 BP PLC ......................... ADR 055622104 17,730 292,340 SH Defined 1,2 292,340 0 0 Canadian National Railway Company Common 136375102 773 16,000 SH Defined 1,2 16,000 0 0 Canon Inc ...................... ADR 138006309 2,903 62,595 SH Defined 1,2 62,595 0 0 Carnival Corp .................. Common 143658300 15,581 384,917 SH Defined 1,2 384,917 0 0 Charles River Labs Intl ........ Common 159864107 10,602 179,878 SH Defined 1,2 179,878 0 0 Chevron Corporation ............ Common 166764100 18,485 216,552 SH Defined 1,2 216,552 0 0 Cisco Systems Inc .............. Common 17275R102 17,106 710,105 SH Defined 1,2 710,105 0 0 Citadel Broadcasting Corp ...... Common 17285T106 0 46 SH Defined 1,2 46 0 0 Citigroup Inc .................. Common 172967101 290 13,524 SH Defined 1,2 13,524 0 0 Coach Inc ...................... Common 189754104 12 410 SH Defined 1,2 410 0 0 Coca Cola Company .............. Common 191216100 751 12,345 SH Defined 1,2 12,345 0 0 Cognizant Technology Solutions CorCommon 192446102 1,937 67,202 SH Defined 1,2 67,202 0 0 Colgate-Palmolive .............. Common 194162103 512 6,570 SH Defined 1,2 6,570 0 0 Comcast Corporation ............ Class A 20030N101 17,733 916,927 SH Defined 1,2 916,927 0 0 Constellation Energy Group ..... Common 210371100 22 252 SH Defined 1,2 252 0 0 CSX Corporation ................ Common 126408103 90 1,600 SH Defined 1,2 1,600 0 0 Deere & Company ................ Common 244199105 20 250 SH Defined 1,2 250 0 0 Devon Energy Corporation ....... Common 25179M103 104 1,000 SH Defined 1,2 1,000 0 0 Disney Walt Co ................. Common 254687106 19 600 SH Defined 1,2 600 0 0 Duke Energy Corporation ........ Common 26441C105 42 2,360 SH Defined 1,2 2,360 0 0 Dupont E.I. de Nemours & Co .... Common 263534109 122 2,600 SH Defined 1,2 2,600 0 0 Emc Corp Mass .................. Common 268648102 172 12,000 SH Defined 1,2 12,000 0 0 Emerson Electric Co ............ Common 291011104 1,627 31,610 SH Defined 1,2 31,610 0 0 Exxon Mobil Corporation ........ Common 30231G102 46,224 546,515 SH Defined 1,2 546,515 0 0 FactSet Research Systems Inc ... Common 303075105 45 840 SH Defined 1,2 840 0 0 Fiserv Inc ..................... Common 337738108 38 800 SH Defined 1,2 800 0 0 Fluor Corporation .............. Common 343412102 22 155 SH Defined 1,2 155 0 0 Gemstar-TV Guide Intl Inc ...... Common 36866W106 1 109 SH Defined 1,2 109 0 0 General Dynamics Corporation ... Common 369550108 335 4,015 SH Defined 1,2 4,015 0 0 General Electric Co ............ Common 369604103 15,926 430,317 SH Defined 1,2 430,317 0 0 Genzyme Corporation ............ Common 372917104 27 360 SH Defined 1,2 360 0 0 Goldman Sachs Group Inc ........ Common 38141G104 17 100 SH Defined 1,2 100 0 0 Google Inc ..................... Common 38259P508 14,002 31,788 SH Defined 1,2 31,788 0 0 Halliburton Co ................. Common 406216101 18,647 474,110 SH Defined 1,2 474,110 0 0 Hewlett-Packard Company ........ Common 428236103 42 920 SH Defined 1,2 920 0 0 Hologic Inc .................... Common 436440101 18,449 331,812 SH Defined 1,2 331,812 0 0 Home Depot Inc ................. Common 437076102 15,847 566,582 SH Defined 1,2 566,582 0 0 Honeywell Inc .................. Common 438516106 20,385 361,300 SH Defined 1,2 361,300 0 0 Illinois Tool Works Inc ........ Common 452308109 30 630 SH Defined 1,2 630 0 0 IMS Health Inc ................. Common 449934108 33 1,578 SH Defined 1,2 1,578 0 0 Intl Business Machines Corp .... Common 459200101 22,803 198,042 SH Defined 1,2 198,042 0 0 Intel Corp ..................... Common 458140100 1,288 60,832 SH Defined 1,2 60,832 0 0 Intuit Corp .................... Common 461202103 32 1,200 SH Defined 1,2 1,200 0 0 Intuitive Surgical Inc ......... Common 46120E602 5,921 18,255 SH Defined 1,2 18,255 0 0 iShares Inc .................... MSCI EAFE 464287465 298 4,145 SH Defined 1,2 4,145 0 0 iShares Inc .................... MSCI JAPAN 464286848 19,566 1,581,750 SH Defined 1,2 1,581,750 0 0 iShares Inc .................... RUSSELL 2000 464287655 869 12,720 SH Defined 1,2 12,720 0 0 J P Morgan Chase & Co .......... Common 46625H100 2,101 48,920 SH Defined 1,2 48,920 0 0 Johnson & Johnson .............. Common 478160104 1,759 27,112 SH Defined 1,2 27,112 0 0 Juniper Networks Inc ........... Common 48203R104 10,891 435,633 SH Defined 1,2 435,633 0 0 Lincoln National Corporation ... Common 534187109 112 2,150 SH Defined 1,2 2,150 0 0 Marriott Intl .................. Common 571903202 12 355 SH Defined 1,2 355 0 0 Marsh McLennan & Co ............ Common 571748102 857 35,214 SH Defined 1,2 35,214 0 0 MBIA Inc ....................... Common 55262C100 14 1,130 SH Defined 1,2 1,130 0 0 Medtronic Inc .................. Common 585055106 572 11,825 SH Defined 1,2 11,825 0 0 MEMC Electronic Materials Inc .. Common 552715104 10 135 SH Defined 1,2 135 0 0 Merck & Co Inc ................. Common 589331107 439 11,572 SH Defined 1,2 11,572 0 0 Merrill Lynch & Co Inc ......... Common 590188108 7,959 195,350 SH Defined 1,2 195,350 0 0 Microchip Technology Inc ....... Common 595017104 14 420 SH Defined 1,2 420 0 0 Microsoft Corp ................. Common 594918104 32,697 1,152,131 SH Defined 1,2 1,152,131 0 0 Millipore Corporation .......... Common 601073109 7 100 SH Defined 1,2 100 0 0 Newmont Mining Corporation ..... Common 651639106 6,724 148,424 SH Defined 1,2 148,424 0 0 Noble Energy Inc ............... Common 655044105 324 4,450 SH Defined 1,2 4,450 0 0 Nordstrom Inc .................. Common 655664100 7 220 SH Defined 1,2 220 0 0 Norfolk Southern Corp .......... Common 655844108 1,304 24,000 SH Defined 1,2 24,000 0 0 Oracle Corporation ............. Common 68389X105 56,643 2,895,862 SH Defined 1,2 2,895,862 0 0 Pepsico Inc .................... Common 713448108 784 10,865 SH Defined 1,2 10,865 0 0 Petsmart Inc ................... Common 716768106 61 3,002 SH Defined 1,2 3,002 0 0 Pfizer Inc ..................... Common 717081103 843 40,271 SH Defined 1,2 40,271 0 0 Praxair Inc .................... Common 74005P104 24,817 294,628 SH Defined 1,2 294,628 0 0 Procter & Gamble Co ............ Common 742718109 29,862 426,171 SH Defined 1,2 426,171 0 0 Qualcomm Inc ................... Common 747525103 31 745 SH Defined 1,2 745 0 0 Republic Services Inc .......... Class A 760759100 15,826 541,230 SH Defined 1,2 541,230 0 0 Roper Industries Inc ........... Common 776696106 296 4,980 SH Defined 1,2 4,980 0 0 SPDR TR ........................ UNIT SER 1 78462F103 926 7,018 SH Defined 1,2 7,018 0 0 Schlumberger Ltd. .............. Common 806857108 30 340 SH Defined 1,2 340 0 0 Sigma Aldrich .................. Common 826552101 1,440 24,145 SH Defined 1,2 24,145 0 0 Stericycle Inc ................. Common 858912108 77 1,490 SH Defined 1,2 1,490 0 0 Stryker Corporation ............ Common 863667101 20 300 SH Defined 1,2 300 0 0 SYSCO Corporation .............. Common 871829107 560 19,300 SH Defined 1,2 19,300 0 0 Target Corporation ............. Common 87612E106 465 9,171 SH Defined 1,2 9,171 0 0 Texas Instruments Inc .......... Common 882508104 45 1,600 SH Defined 1,2 1,600 0 0 The McGraw-Hill Companies Inc .. Common 580645109 2,647 71,649 SH Defined 1,2 71,649 0 0 Thermo Electron Corp ........... Common 883556102 45 800 SH Defined 1,2 800 0 0 Total SA ....................... ADR 89151E109 3,249 43,900 SH Defined 1,2 43,900 0 0 United Parcel Service .......... Common 911312106 11 150 SH Defined 1,2 150 0 0 United Technologies Corp ....... Common 913017109 958 13,925 SH Defined 1,2 13,925 0 0 UnitedHealth Group Inc ......... Common 91324P102 12 360 SH Defined 1,2 360 0 0 Wachovia Corporation ........... Common 929903102 65 2,400 SH Defined 1,2 2,400 0 0 Wal-Mart Stores Inc ............ Common 931142103 35,863 680,778 SH Defined 1,2 680,778 0 0 Walgreen Co .................... Common 931422109 154 4,050 SH Defined 1,2 4,050 0 0 Weatherford Intl Ltd. .......... Common G95089101 1,344 18,550 SH Defined 1,2 18,550 0 0 Whole Foods Market Inc ......... Common 966837106 33 1,000 SH Defined 1,2 1,000 0 0 Wrigley (WM) Jr Co ............. Common 982526105 79 1,250 SH Defined 1,2 1,250 0 0 Wyeth .......................... Common 983024100 33 800 SH Defined 1,2 800 0 0 Yum! Brands Inc ................ Common 988498101 17,509 470,548 SH Defined 1,2 470,548 0 0 Zimmer Holdings Inc ............ Common 98956P102 12,288 157,820 SH Defined 1,2 157,820 0 0 Rockefeller Financial Services, Inc. / Rockefeller & Co., Inc. / The Rockefeller Trust Company (Delaware) Value SHRS OR SH/ Put/ Investmnt Other Voting Authority Shares Issuer Title of Class Cusip (x$1,000) PRN AMT PRN Call Discreton Mngrs Sole Shared None 3M Co .......................... Common 88579Y101 66 840 SH Defined 1,3 840 0 0 Abbott Laboratories ............ Common 002824100 4,317 78,270 SH Defined 1,3 78,270 0 0 Aflac Inc ...................... Common 001055102 8,436 129,889 SH Defined 1,3 129,889 0 0 American Intl Group ............ Common 026874107 2,037 47,092 SH Defined 1,3 47,092 0 0 Apache Corp .................... Common 037411105 2,702 22,360 SH Defined 1,3 22,360 0 0 BE Aerospace Inc ............... Common 073302101 1,807 51,690 SH Defined 1,3 51,690 0 0 Berkshire Hathaway Inc ......... Common 084670207 814 182 SH Defined 1,3 182 0 0 BP PLC ......................... ADR 055622104 2,342 38,609 SH Defined 1,3 38,609 0 0 Canon Inc ...................... ADR 138006309 932 20,105 SH Defined 1,3 20,105 0 0 Carnival Corp .................. Common 143658300 2,611 64,510 SH Defined 1,3 64,510 0 0 Charles River Laboratories Intl Common 159864107 1,933 32,790 SH Defined 1,3 32,790 0 0 Chevron Corp ................... Common 166764100 8,459 99,094 SH Defined 1,3 99,094 0 0 Cisco Systems Inc .............. Common 17275R102 4,168 173,036 SH Defined 1,3 173,036 0 0 Cognizant Technology Solutions CorCommon 192446102 361 12,520 SH Defined 1,3 12,520 0 0 Comcast Corp ................... Class A 20030N101 3,121 161,350 SH Defined 1,3 161,350 0 0 Devon Energy Corp .............. Common 25179M103 38 360 SH Defined 1,3 360 0 0 Emerson Electric Co ............ Common 291011104 57 1,110 SH Defined 1,3 1,110 0 0 Exxon Mobil Corp ............... Common 30231G102 12,185 144,061 SH Defined 1,3 144,061 0 0 General Electric Co ............ Common 369604103 8,553 231,091 SH Defined 1,3 231,091 0 0 General Growth Properties ...... Common 370021107 585 15,330 SH Defined 1,3 15,330 0 0 Google Inc ..................... Common 38259P508 2,513 5,705 SH Defined 1,3 5,705 0 0 Halliburton Co ................. Common 406216101 3,429 87,190 SH Defined 1,3 87,190 0 0 Hologic Inc .................... Common 436440101 3,107 55,880 SH Defined 1,3 55,880 0 0 Home Depot Inc ................. Common 437076102 2,805 100,300 SH Defined 1,3 100,300 0 0 Honeywell Inc .................. Common 438516106 4,102 72,710 SH Defined 1,3 72,710 0 0 Intl Business Machines Corp .... Common 459200101 4,954 43,030 SH Defined 1,3 43,030 0 0 Intel Corp ..................... Common 458140100 221 10,440 SH Defined 1,3 10,440 0 0 Intuitive Surgical Inc ......... Common 46120E602 1,000 3,083 SH Defined 1,3 3,083 0 0 iShares Inc .................... MSCI EAFE 464287465 229 3,180 SH Defined 1,3 3,180 0 0 iShares Inc .................... MSCI JAPAN 464286848 3,135 253,440 SH Defined 1,3 253,440 0 0 J.P. Morgan Chase & Co ......... Common 46625H100 2,833 65,960 SH Defined 1,3 65,960 0 0 Johnson & Johnson .............. Common 478160104 490 7,552 SH Defined 1,3 7,552 0 0 Juniper Networks Inc ........... Common 48203R104 2,344 93,760 SH Defined 1,3 93,760 0 0 Merck & Co Inc ................. Common 589331107 266 7,000 SH Defined 1,3 7,000 0 0 Merrill Lynch & Co Inc ......... Common 590188108 2,647 64,970 SH Defined 1,3 64,970 0 0 Microsoft Corp ................. Common 594918104 5,611 197,702 SH Defined 1,3 197,702 0 0 Newmont Mining Corp ............ Common 651639106 1,456 32,150 SH Defined 1,3 32,150 0 0 Noble Energy Inc ............... Common 655044105 36 490 SH Defined 1,3 490 0 0 Oracle Corp .................... Common 68389X105 493 25,200 SH Defined 1,3 25,200 0 0 Pfizer Inc ..................... Common 717081103 134 6,400 SH Defined 1,3 6,400 0 0 Praxair Inc .................... Common 74005P104 5,367 63,715 SH Defined 1,3 63,715 0 0 Procter & Gamble Co ............ Common 742718109 5,964 85,110 SH Defined 1,3 85,110 0 0 Republic Services Inc .......... Class A 760759100 2,547 87,110 SH Defined 1,3 87,110 0 0 Roper Industries Inc ........... Common 776696106 30 510 SH Defined 1,3 510 0 0 SPDR TR ........................ UNIT SER 1 78462F103 534 4,044 SH Defined 1,3 4,044 0 0 St. Jude Medical ............... Common 790849103 518 12,000 SH Defined 1,3 12,000 0 0 Texas Instruments Inc .......... Common 882508104 879 31,100 SH Defined 1,3 31,100 0 0 Total SA ....................... ADR 89151E109 853 11,530 SH Defined 1,3 11,530 0 0 Wal-Mart Stores Inc ............ Common 931142103 6,500 123,386 SH Defined 1,3 123,386 0 0 Weatherford Intl Ltd. .......... Common G95089101 78 1,070 SH Defined 1,3 1,070 0 0 Yum! Brands Inc ................ Common 988498101 3,862 103,800 SH Defined 1,3 103,800 0 0 Zimmer Holdings Inc ............ Common 98956P102 2,245 28,830 SH Defined 1,3 28,830 0 0
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