-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T7vQK9KBeOu3hqmvlvdSRBTUQNsuZhoX11W7Cp91JoVCvhpimJrCZ61o8mmnSsaJ uZnL8IaZ1AAqKSh7tU1TSQ== 0001209191-08-035258.txt : 20080605 0001209191-08-035258.hdr.sgml : 20080605 20080605094245 ACCESSION NUMBER: 0001209191-08-035258 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080604 FILED AS OF DATE: 20080605 DATE AS OF CHANGE: 20080605 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SPSS INC CENTRAL INDEX KEY: 0000869570 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 362815480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 233 S WACKER DR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3123292400 MAIL ADDRESS: STREET 1: 233 SOUTH WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bienen Henry S CENTRAL INDEX KEY: 0001304250 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22194 FILM NUMBER: 08882054 BUSINESS ADDRESS: BUSINESS PHONE: 847-491-7456 MAIL ADDRESS: STREET 1: C/O NORTHWESTERN UNIVERSITY STREET 2: 633 CLARK STREET CITY: EVANSTON STATE: IL ZIP: 60208 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2008-06-04 0 0000869570 SPSS INC SPSS 0001304250 Bienen Henry S C/O NORTHWESTERN UNIVERSITY 633 CLARK STREET EVANSTON IL 60208-1100 1 0 0 0 Common Stock, $0.01 par value 2008-06-04 4 A 0 769 0.00 A 769 D Employee Stock Option (Right to Buy) 39.03 2008-06-04 4 A 0 10000 0.00 A 2008-07-04 2018-06-03 Common Stock 10000 10000 D These shares of SPSS common stock were granted to the reporting person in the form of deferred share units that vest on the earlier of the one year anniverary of the date of grant or the date on which the reporting person's directorship terminates other than for cause. Each deferred share unit represents the right to receive one share of SPSS common stock. 50% of the deferred share units will be paid to the reporting person on the date that he separates from service with SPSS, and 50% of the deferred share units will be paid to the reporting person six months after the date on which he separates from service wtih SPSS. The deferred share units were granted to the reporting person and not sold to the reporting person. As such, the reporting person did not pay any consideration for the deferred share units. These options are subject to a three-year vesting schedule, under which an equal portion of the total options become exercisable at the conclusion of each month following the vesting commencement date through the first, second and third years following the vesting commencement date. The Employee Stock Option was granted to the Reporting Person, and was not sold to the Reporting Person. As such, the Reporting Person did not pay any consideration for the Employee Stock Option. /s/ Anthony Ciro, pursuant to Power of Attorney filed with the SEC on June 5, 2008 2008-06-05 -----END PRIVACY-ENHANCED MESSAGE-----