N-Q 1 f30189sinvq.htm FORM N-Q nvq
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-Q
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS
OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number: 811-06200
Schwab Investments – Schwab 1000 Index Fund
(Exact name of registrant as specified in charter)
211 Main Street, San Francisco, California 94105
(Address of principal executive offices) (Zip code)
Marie Chandoha
Schwab Investments – Schwab 1000 Index Fund
211 Main Street, San Francisco, California 94105
(Name and address of agent for service)
     Registrant’s telephone number, including area code: (415) 636-7000
     Date of fiscal year end: October 31
     Date of reporting period: January 31, 2014
 
 
Item 1. Schedule of Investments.

 

 

Schwab Investments
Schwab 1000 Index® Fund
 
Portfolio Holdings as of January 31, 2014 (Unaudited)
 
 
The following are the portfolio holdings as of the report date. For more information, please refer to the fund’s semiannual or annual shareholder reports.
 
                         
        Cost
 		  Value
Holdings by Category   ($)   ($)
 
  99 .4%   Common Stock     1,929,671,524       5,902,478,881  
  0 .0%   Rights     5,454       3,356  
  0 .4%   Other Investment Company     24,167,610       24,167,610  
  0 .1%   Short-Term Investment     2,499,804       2,499,812  
 
 
  99 .9%   Total Investments     1,956,344,392       5,929,149,659  
  0 .4%   Collateral Invested for Securities on Loan     25,700,243       25,700,243  
  (0 .3%)   Other Assets and Liabilities, Net             (19,081,889 )
 
 
  100 .0%   Net Assets             5,935,768,013  
 
                 
    Number
 		  Value
Security   of Shares   ($)
 
 Common Stock 99.4% of net assets
 
Automobiles & Components 1.3%
Allison Transmission Holdings, Inc.
    14,000       402,220  
Autoliv, Inc.
    32,400       2,937,708  
BorgWarner, Inc.
    74,596       4,005,805  
Dana Holding Corp.
    50,100       947,892  
Delphi Automotive plc
    96,700       5,888,063  
Ford Motor Co.
    1,272,487       19,036,406  
General Motors Co. *
    359,900       12,985,192  
Gentex Corp.
    48,772       1,579,725  
Harley-Davidson, Inc.
    73,892       4,558,397  
Johnson Controls, Inc.
    218,254       10,065,875  
Lear Corp.
    26,700       1,931,211  
Tesla Motors, Inc. (b)*
    26,400       4,789,224  
The Goodyear Tire & Rubber Co.
    83,100       1,966,146  
TRW Automotive Holdings Corp. *
    35,300       2,617,495  
Visteon Corp. *
    17,500       1,417,675  
                 
              75,129,034  
 
Banks 3.0%
Associated Banc-Corp.
    59,048       972,520  
BankUnited, Inc.
    16,900       525,590  
BB&T Corp.
    228,600       8,551,926  
BOK Financial Corp.
    8,900       571,914  
CIT Group, Inc.
    68,200       3,174,710  
City National Corp.
    15,532       1,123,740  
Comerica, Inc.
    60,628       2,776,762  
Commerce Bancshares, Inc.
    25,381       1,103,312  
Cullen/Frost Bankers, Inc.
    11,800       873,436  
East West Bancorp, Inc.
    50,400       1,686,384  
Fifth Third Bancorp
    286,884       6,030,302  
First Horizon National Corp.
    87,376       1,027,542  
First Niagara Financial Group, Inc.
    118,300       1,022,112  
First Republic Bank
    40,200       1,950,906  
Hancock Holding Co.
    28,800       996,480  
Hudson City Bancorp, Inc.
    146,840       1,327,434  
Huntington Bancshares, Inc.
    293,798       2,664,748  
KeyCorp
    298,614       3,810,315  
M&T Bank Corp.
    40,143       4,476,346  
Nationstar Mortgage Holdings, Inc. (b)*
    3,000       83,940  
New York Community Bancorp, Inc. (b)
    149,882       2,426,589  
Ocwen Financial Corp. *
    38,000       1,677,320  
People’s United Financial, Inc.
    103,793       1,474,898  
Popular, Inc. *
    33,700       889,680  
Prosperity Bancshares, Inc.
    15,900       994,704  
Regions Financial Corp.
    427,606       4,348,753  
Signature Bank *
    15,700       1,916,342  
SunTrust Banks, Inc.
    175,193       6,485,645  
SVB Financial Group *
    14,900       1,672,227  
TFS Financial Corp. *
    27,300       313,404  
The PNC Financial Services Group, Inc.
    172,234       13,758,052  
U.S. Bancorp
    593,705       23,587,900  
Wells Fargo & Co.
    1,561,396       70,793,695  
Zions Bancorp
    63,198       1,816,942  
                 
              176,906,570  
 
Capital Goods 8.4%
3M Co.
    210,354       26,965,279  
A.O. Smith Corp.
    25,400       1,199,388  
Acuity Brands, Inc.
    14,300       1,816,672  
AECOM Technology Corp. *
    23,500       673,745  
AGCO Corp.
    33,000       1,759,890  
Air Lease Corp.
    22,700       714,596  
AMETEK, Inc.
    81,705       4,037,861  
Armstrong World Industries, Inc. *
    7,100       395,328  
B/E Aerospace, Inc. *
    26,800       2,129,796  
Carlisle Cos., Inc.
    20,736       1,545,454  
Caterpillar, Inc.
    206,096       19,354,475  
Chicago Bridge & Iron Co., N.V.
    36,508       2,737,735  
CLARCOR, Inc.
    17,100       947,682  
Colfax Corp. *
    27,300       1,644,825  
Crane Co.
    16,384       1,034,813  
Cummins, Inc.
    55,792       7,084,468  
Danaher Corp.
    193,840       14,419,758  
Deere & Co.
    123,546       10,620,014  
Donaldson Co., Inc.
    43,500       1,794,810  
Dover Corp.
    53,237       4,608,195  
Eaton Corp. plc
    153,801       11,241,315  
EMCOR Group, Inc.
    21,800       926,718  
Emerson Electric Co.
    232,828       15,352,678  
Fastenal Co.
    91,400       4,015,202  
Flowserve Corp.
    43,023       3,111,854  
Fluor Corp.
    53,458       4,060,670  
 
 
 
 1

 

 
 Schwab 1000 Index Fund
 

 
Portfolio Holdings (Unaudited) continued
 
                 
    Number
 		  Value
Security   of Shares   ($)
Fortune Brands Home & Security, Inc.
    52,900       2,383,674  
Foster Wheeler AG *
    32,400       971,352  
Generac Holdings, Inc.
    16,900       813,397  
General Dynamics Corp.
    109,044       11,047,248  
General Electric Co.
    3,299,302       82,911,459  
Graco, Inc.
    20,294       1,410,230  
HEICO Corp.
    18,906       1,006,177  
Hexcel Corp. *
    33,500       1,396,280  
Honeywell International, Inc.
    255,399       23,300,051  
Hubbell, Inc., Class B
    16,932       1,976,472  
Huntington Ingalls Industries, Inc.
    16,200       1,539,324  
IDEX Corp.
    28,406       2,045,516  
Illinois Tool Works, Inc.
    135,904       10,718,749  
Ingersoll-Rand plc
    90,400       5,314,616  
ITT Corp.
    30,300       1,240,785  
Jacobs Engineering Group, Inc. *
    44,056       2,674,640  
Joy Global, Inc.
    35,708       1,885,025  
KBR, Inc.
    50,600       1,583,780  
Kennametal, Inc.
    26,698       1,157,091  
L-3 Communications Holdings, Inc.
    25,774       2,862,718  
Lennox International, Inc.
    15,000       1,298,400  
Lincoln Electric Holdings, Inc.
    29,000       2,006,800  
Lockheed Martin Corp.
    87,364       13,184,101  
Masco Corp.
    121,636       2,573,818  
MRC Global, Inc. *
    26,000       725,920  
MSC Industrial Direct Co., Inc., Class A
    15,558       1,307,183  
Nordson Corp.
    18,000       1,247,760  
Northrop Grumman Corp.
    76,332       8,820,163  
Oshkosh Corp.
    31,100       1,683,754  
Owens Corning *
    41,100       1,567,965  
PACCAR, Inc.
    109,489       6,131,384  
Pall Corp.
    36,233       2,902,263  
Parker Hannifin Corp.
    48,553       5,504,454  
Pentair Ltd.
    62,995       4,682,418  
Precision Castparts Corp.
    47,601       12,126,355  
Quanta Services, Inc. *
    72,100       2,247,357  
Raytheon Co.
    101,890       9,686,682  
Regal-Beloit Corp.
    14,400       1,066,896  
Rockwell Automation, Inc.
    42,649       4,897,811  
Rockwell Collins, Inc.
    40,653       3,071,741  
Roper Industries, Inc.
    32,591       4,472,789  
Sensata Technologies Holding N.V. *
    41,500       1,553,760  
Snap-on, Inc.
    19,750       1,977,963  
Spirit AeroSystems Holdings, Inc., Class A *
    37,400       1,268,234  
SPX Corp.
    17,314       1,723,955  
Stanley Black & Decker, Inc.
    47,541       3,679,673  
Teledyne Technologies, Inc. *
    12,600       1,157,562  
Terex Corp.
    37,282       1,528,562  
Textron, Inc.
    94,538       3,356,099  
The Babcock & Wilcox Co.
    39,500       1,354,060  
The Boeing Co.
    224,889       28,169,596  
The Manitowoc Co., Inc.
    43,400       1,234,730  
The Middleby Corp. *
    6,100       1,504,138  
The Timken Co.
    28,594       1,610,700  
The Toro Co.
    19,200       1,216,512  
TransDigm Group, Inc.
    15,200       2,538,856  
Trinity Industries, Inc.
    26,900       1,566,387  
Triumph Group, Inc.
    16,900       1,156,298  
United Rentals, Inc. *
    31,467       2,546,939  
United Technologies Corp.
    270,303       30,819,948  
URS Corp.
    27,500       1,380,500  
USG Corp. *
    29,200       893,520  
Valmont Industries, Inc.
    7,600       1,112,488  
W.W. Grainger, Inc.
    19,476       4,566,733  
WABCO Holdings, Inc. *
    22,100       1,905,462  
Wabtec Corp.
    32,600       2,406,206  
Watsco, Inc.
    9,700       917,814  
WESCO International, Inc. *
    14,400       1,194,624  
Woodward, Inc.
    19,950       854,858  
Xylem, Inc.
    62,800       2,095,008  
                 
              500,929,004  
 
Commercial & Professional Supplies 0.9%
Cintas Corp.
    33,310       1,901,002  
Clean Harbors, Inc. *
    16,200       908,496  
Copart, Inc. *
    36,074       1,236,617  
Covanta Holding Corp.
    43,200       777,600  
Equifax, Inc.
    41,200       2,886,472  
IHS, Inc., Class A *
    20,000       2,268,200  
Iron Mountain, Inc.
    57,693       1,523,672  
KAR Auction Services, Inc.
    44,400       1,235,208  
Manpowergroup, Inc.
    27,791       2,164,919  
Nielsen Holdings N.V.
    82,100       3,472,009  
Pitney Bowes, Inc. (b)
    67,841       1,708,236  
Republic Services, Inc.
    81,681       2,616,242  
Robert Half International, Inc.
    48,591       2,030,132  
Rollins, Inc.
    21,900       631,158  
Stericycle, Inc. *
    28,898       3,382,800  
The ADT Corp.
    69,400       2,084,776  
The Dun & Bradstreet Corp.
    13,625       1,498,750  
Towers Watson & Co., Class A
    20,900       2,443,628  
Tyco International Ltd.
    141,700       5,737,433  
Verisk Analytics, Inc., Class A *
    47,800       3,052,508  
Waste Connections, Inc.
    37,900       1,549,352  
Waste Management, Inc.
    142,677       5,961,045  
                 
              51,070,255  
 
Consumer Durables & Apparel 1.4%
Brunswick Corp.
    29,300       1,214,778  
Carter’s, Inc.
    17,300       1,163,425  
Coach, Inc.
    91,330       4,373,794  
D.R. Horton, Inc.
    94,597       2,221,138  
Fossil Group, Inc. *
    17,900       2,001,757  
Garmin Ltd. (b)
    39,886       1,796,864  
Hanesbrands, Inc.
    33,000       2,347,620  
Harman International Industries, Inc.
    23,797       2,461,324  
Hasbro, Inc.
    40,125       1,970,940  
Jarden Corp. *
    32,850       1,985,782  
Leggett & Platt, Inc.
    46,944       1,409,259  
Lennar Corp., Class A
    54,675       2,195,748  
Mattel, Inc.
    115,197       4,359,054  
Michael Kors Holdings Ltd. *
    54,600       4,364,178  
Mohawk Industries, Inc. *
    19,439       2,763,837  
Newell Rubbermaid, Inc.
    98,426       3,041,363  
NIKE, Inc., Class B
    242,256       17,648,350  
NVR, Inc. *
    1,398       1,612,467  
Polaris Industries, Inc.
    21,500       2,691,800  
 
 
 
2 

 

 
 Schwab 1000 Index Fund
 

 
Portfolio Holdings (Unaudited) continued
 
                 
    Number
 		  Value
Security   of Shares   ($)
PulteGroup, Inc.
    114,499       2,326,620  
PVH Corp.
    25,514       3,083,877  
Ralph Lauren Corp.
    20,295       3,184,083  
Toll Brothers, Inc. *
    50,000       1,837,500  
Tupperware Brands Corp.
    13,400       1,050,024  
Under Armour, Inc., Class A *
    25,000       2,702,750  
VF Corp.
    108,328       6,331,772  
Whirlpool Corp.
    26,115       3,481,129  
                 
              85,621,233  
 
Consumer Services 2.0%
Apollo Group, Inc., Class A *
    30,371       980,680  
Bloomin’ Brands, Inc. *
    6,000       137,820  
Brinker International, Inc.
    27,400       1,325,064  
Carnival Corp.
    133,360       5,226,378  
Chipotle Mexican Grill, Inc. *
    9,283       5,123,845  
Darden Restaurants, Inc.
    44,865       2,218,126  
Domino’s Pizza, Inc.
    18,600       1,313,346  
Dunkin’ Brands Group, Inc.
    34,500       1,605,285  
Graham Holdings Co., Class B
    1,654       1,035,503  
H&R Block, Inc.
    84,898       2,580,899  
Hyatt Hotels Corp., Class A *
    20,200       965,358  
International Game Technology
    81,126       1,170,648  
Las Vegas Sands Corp.
    125,563       9,608,081  
Life Time Fitness, Inc. *
    14,400       592,704  
Marriott International, Inc., Class A
    73,075       3,602,597  
McDonald’s Corp.
    323,736       30,486,219  
MGM Resorts International *
    121,387       2,956,987  
Panera Bread Co., Class A *
    8,600       1,454,002  
Penn National Gaming, Inc. *
    22,660       265,802  
Royal Caribbean Cruises Ltd.
    48,091       2,385,314  
Service Corp. International
    77,500       1,371,750  
Six Flags Entertainment Corp.
    30,200       1,083,878  
Sotheby’s
    23,000       1,102,160  
Starbucks Corp.
    243,327       17,305,416  
Starwood Hotels & Resorts Worldwide, Inc.
    65,342       4,881,701  
Weight Watchers International, Inc. (b)
    9,029       244,054  
Wyndham Worldwide Corp.
    45,017       3,193,506  
Wynn Resorts Ltd.
    27,042       5,879,472  
Yum! Brands, Inc.
    145,076       9,741,853  
                 
              119,838,448  
 
Diversified Financials 7.7%
Affiliated Managers Group, Inc. *
    16,259       3,239,443  
American Capital Ltd. *
    78,300       1,222,263  
American Express Co.
    299,877       25,495,542  
Ameriprise Financial, Inc.
    63,757       6,735,289  
Ares Capital Corp.
    84,200       1,491,182  
Bank of America Corp.
    3,490,541       58,466,562  
Berkshire Hathaway, Inc., Class B *
    583,112       65,075,299  
BlackRock, Inc.
    40,865       12,278,707  
Capital One Financial Corp.
    193,353       13,652,655  
CBOE Holdings, Inc.
    30,600       1,591,812  
Citigroup, Inc.
    987,956       46,858,753  
CME Group, Inc.
    99,880       7,467,029  
Credit Acceptance Corp. *
    3,200       445,376  
Discover Financial Services
    160,524       8,612,113  
E*TRADE Financial Corp. *
    86,290       1,727,526  
Eaton Vance Corp.
    39,084       1,487,928  
Federated Investors, Inc., Class B (b)
    30,600       822,834  
Franklin Resources, Inc.
    134,658       7,003,563  
IntercontinentalExchange Group, Inc.
    38,210       7,977,866  
Invesco Ltd.
    143,790       4,781,017  
JPMorgan Chase & Co.
    1,216,778       67,360,830  
Lazard Ltd., Class A
    40,900       1,748,884  
Legg Mason, Inc.
    42,314       1,791,998  
Leucadia National Corp.
    101,178       2,765,195  
LPL Financial Holdings, Inc.
    26,200       1,402,486  
Moody’s Corp.
    66,426       4,954,051  
Morgan Stanley
    455,048       13,428,466  
MSCI, Inc. *
    40,550       1,732,296  
Northern Trust Corp.
    74,276       4,472,901  
Prospect Capital Corp.
    59,600       647,852  
Raymond James Financial, Inc.
    34,749       1,769,072  
SEI Investments Co.
    42,148       1,435,561  
SLM Corp.
    136,624       3,109,562  
State Street Corp.
    144,850       9,697,707  
T. Rowe Price Group, Inc.
    85,950       6,741,918  
TD Ameritrade Holding Corp.
    71,931       2,247,844  
The Bank of New York Mellon Corp.
    372,696       11,911,364  
The Charles Schwab Corp. (a)
    367,065       9,110,553  
The Goldman Sachs Group, Inc.
    135,332       22,210,688  
The McGraw Hill Financial, Inc.
    84,736       6,443,325  
The NASDAQ OMX Group, Inc.
    43,337       1,653,307  
Waddell & Reed Financial, Inc., Class A
    29,000       1,879,780  
                 
              454,948,399  
 
Energy 9.5%
Anadarko Petroleum Corp.
    163,048       13,156,343  
Apache Corp.
    129,500       10,393,670  
Atwood Oceanics, Inc. *
    18,900       895,860  
Baker Hughes, Inc.
    143,606       8,133,844  
Cabot Oil & Gas Corp.
    129,296       5,169,254  
Cameron International Corp. *
    80,600       4,833,582  
Cheniere Energy, Inc. *
    73,100       3,212,014  
Chesapeake Energy Corp.
    153,097       4,119,840  
Chevron Corp.
    625,237       69,795,206  
Cimarex Energy Co.
    29,115       2,852,688  
Cobalt International Energy, Inc. *
    89,900       1,471,663  
Concho Resources, Inc. *
    35,500       3,471,545  
ConocoPhillips
    397,266       25,802,427  
CONSOL Energy, Inc.
    77,098       2,879,610  
Continental Resources, Inc. *
    12,900       1,421,580  
Core Laboratories N.V.
    15,900       2,844,828  
CVR Energy, Inc.
    4,300       159,487  
Denbury Resources, Inc. *
    108,108       1,737,296  
Devon Energy Corp.
    123,082       7,288,916  
Diamond Offshore Drilling, Inc.
    23,629       1,146,952  
Dresser-Rand Group, Inc. *
    25,600       1,459,200  
Dril-Quip, Inc. *
    11,500       1,156,440  
Energen Corp.
    24,496       1,732,357  
Energy XXI (Bermuda) Ltd.
    26,000       596,700  
Ensco plc, Class A
    76,000       3,828,120  
EOG Resources, Inc.
    89,452       14,781,048  
 
 
 
 3

 

 
 Schwab 1000 Index Fund
 

 
Portfolio Holdings (Unaudited) continued
 
                 
    Number
 		  Value
Security   of Shares   ($)
EQT Corp.
    50,800       4,714,748  
Exxon Mobil Corp.
    1,423,063       131,149,486  
FMC Technologies, Inc. *
    72,568       3,587,762  
Gulfport Energy Corp. *
    25,100       1,529,845  
Halliburton Co.
    268,988       13,183,102  
Helix Energy Solutions Group, Inc. *
    32,100       654,519  
Helmerich & Payne, Inc.
    36,392       3,203,952  
Hess Corp.
    96,523       7,286,521  
HollyFrontier Corp.
    65,300       3,023,390  
Kinder Morgan, Inc.
    218,117       7,418,159  
Kosmos Energy Ltd. *
    15,000       155,100  
Laredo Petroleum, Inc. *
    6,000       148,440  
Marathon Oil Corp.
    231,396       7,587,475  
Marathon Petroleum Corp.
    96,100       8,365,505  
McDermott International, Inc. *
    78,212       652,288  
Murphy Oil Corp.
    51,144       2,895,262  
Nabors Industries Ltd.
    97,788       1,670,219  
National Oilwell Varco, Inc.
    140,626       10,548,356  
Newfield Exploration Co. *
    45,066       1,116,285  
Noble Corp. plc
    85,800       2,662,374  
Noble Energy, Inc.
    119,322       7,437,340  
Oasis Petroleum, Inc. *
    28,800       1,204,128  
Occidental Petroleum Corp.
    259,716       22,743,330  
Oceaneering International, Inc.
    36,800       2,507,920  
Oil States International, Inc. *
    17,400       1,634,730  
Pacific Drilling S.A. *
    14,000       140,700  
Patterson-UTI Energy, Inc.
    52,521       1,349,265  
Peabody Energy Corp.
    92,121       1,570,663  
Phillips 66
    197,200       14,413,348  
Pioneer Natural Resources Co.
    44,411       7,519,671  
QEP Resources, Inc.
    60,200       1,859,578  
Range Resources Corp.
    55,128       4,751,482  
Rosetta Resources, Inc. *
    18,000       766,980  
Rowan Cos. plc, Class A *
    42,483       1,332,692  
RPC, Inc. (b)
    21,900       372,957  
SandRidge Energy, Inc. (b)*
    106,534       655,184  
Schlumberger Ltd.
    427,447       37,431,534  
SM Energy Co.
    21,713       1,796,968  
Southwestern Energy Co. *
    118,088       4,805,001  
Spectra Energy Corp.
    221,121       7,949,300  
Superior Energy Services, Inc.
    53,947       1,275,307  
Targa Resources Corp.
    9,400       848,726  
Teekay Corp.
    8,000       433,360  
Tesoro Corp.
    39,812       2,051,114  
The Williams Cos., Inc.
    221,921       8,985,581  
Tidewater, Inc.
    17,668       916,086  
Transocean Ltd.
    113,100       4,894,968  
Ultra Petroleum Corp. (b)*
    51,912       1,243,292  
Unit Corp. *
    14,100       704,577  
Valero Energy Corp.
    171,420       8,759,562  
Weatherford International Ltd. *
    257,900       3,491,966  
Western Refining, Inc.
    18,800       735,268  
Whiting Petroleum Corp. *
    39,800       2,323,524  
World Fuel Services Corp.
    24,500       1,046,640  
WPX Energy, Inc. *
    66,800       1,272,540  
                 
              567,118,540  
 
Food & Staples Retailing 2.0%
Costco Wholesale Corp.
    141,959       15,950,513  
CVS Caremark Corp.
    386,911       26,201,613  
PriceSmart, Inc.
    6,200       563,580  
Safeway, Inc.
    81,297       2,539,718  
Sysco Corp.
    193,130       6,775,001  
The Fresh Market, Inc. *
    13,900       485,944  
The Kroger Co.
    169,113       6,104,979  
United Natural Foods, Inc. *
    16,600       1,121,662  
Wal-Mart Stores, Inc.
    529,327       39,530,141  
Walgreen Co.
    276,569       15,861,232  
Whole Foods Market, Inc.
    116,632       6,095,188  
                 
              121,229,571  
 
Food, Beverage & Tobacco 4.7%
Altria Group, Inc.
    649,205       22,865,000  
Archer-Daniels-Midland Co.
    219,605       8,670,005  
Beam, Inc.
    52,828       4,400,572  
Brown-Forman Corp., Class B
    51,480       3,963,960  
Bunge Ltd.
    49,492       3,749,514  
Campbell Soup Co.
    60,958       2,512,079  
Coca-Cola Enterprises, Inc.
    80,672       3,492,291  
ConAgra Foods, Inc.
    136,097       4,326,524  
Constellation Brands, Inc., Class A *
    51,132       3,920,290  
Dean Foods Co. *
    30,300       478,740  
Dr Pepper Snapple Group, Inc.
    67,720       3,242,434  
Flowers Foods, Inc.
    56,925       1,192,579  
General Mills, Inc.
    206,800       9,930,536  
Green Mountain Coffee Roasters, Inc. (b)
    40,400       3,272,400  
Hillshire Brands Co.
    40,400       1,439,048  
Hormel Foods Corp.
    46,894       2,130,863  
Ingredion, Inc.
    25,800       1,607,340  
Kellogg Co.
    79,931       4,634,399  
Kraft Foods Group, Inc.
    193,900       10,150,665  
Lorillard, Inc.
    119,200       5,867,024  
McCormick & Co., Inc. - Non Voting Shares
    44,954       2,885,148  
Mead Johnson Nutrition Co.
    65,800       5,059,362  
Molson Coors Brewing Co., Class B
    53,572       2,820,030  
Mondelez International, Inc., Class A
    573,564       18,784,221  
Monster Beverage Corp. *
    46,600       3,164,140  
PepsiCo, Inc.
    500,385       40,210,939  
Philip Morris International, Inc.
    524,365       40,973,881  
Pilgrim’s Pride Corp. *
    15,000       250,950  
Reynolds American, Inc.
    99,768       4,838,748  
Seaboard Corp. *
    105       267,750  
The Coca-Cola Co.
    1,226,248       46,376,699  
The Hain Celestial Group, Inc. *
    14,700       1,350,783  
The Hershey Co.
    48,764       4,847,142  
The JM Smucker Co.
    35,801       3,450,858  
Tyson Foods, Inc., Class A
    80,359       3,005,427  
WhiteWave Foods Co., Class A *
    44,979       1,088,942  
                 
              281,221,283  
 
Health Care Equipment & Services 4.3%
Abbott Laboratories
    502,046       18,405,006  
Aetna, Inc.
    119,034       8,133,593  
Align Technology, Inc. *
    23,400       1,390,428  
AmerisourceBergen Corp.
    76,520       5,143,674  
 
 
 
4 

 

 
 Schwab 1000 Index Fund
 

 
Portfolio Holdings (Unaudited) continued
 
                 
    Number
 		  Value
Security   of Shares   ($)
athenahealth, Inc. *
    12,000       1,768,800  
Baxter International, Inc.
    176,925       12,083,978  
Becton, Dickinson & Co.
    61,565       6,656,408  
Boston Scientific Corp. *
    409,107       5,535,218  
Brookdale Senior Living, Inc. *
    34,900       958,354  
C.R. Bard, Inc.
    25,600       3,317,504  
Cardinal Health, Inc.
    111,710       7,598,514  
CareFusion Corp. *
    76,400       3,114,828  
Centene Corp. *
    17,100       1,036,260  
Cerner Corp. *
    98,504       5,603,893  
Cigna Corp.
    92,754       8,005,598  
Community Health Systems, Inc. *
    35,624       1,475,204  
Covidien plc
    153,400       10,468,016  
DaVita HealthCare Partners, Inc. *
    53,450       3,470,509  
DENTSPLY International, Inc.
    48,100       2,219,334  
Edwards Lifesciences Corp. *
    38,792       2,526,135  
Express Scripts Holding Co. *
    265,389       19,821,904  
Haemonetics Corp. *
    16,900       640,341  
HCA Holdings, Inc. *
    96,700       4,861,109  
HealthSouth Corp.
    31,300       974,056  
Henry Schein, Inc. *
    28,319       3,253,570  
HMS Holdings Corp. *
    28,900       665,567  
Hologic, Inc. *
    89,470       1,911,079  
Humana, Inc.
    51,991       5,058,724  
IDEXX Laboratories, Inc. *
    19,098       2,182,138  
Intuitive Surgical, Inc. *
    13,095       5,337,260  
Laboratory Corp. of America Holdings *
    25,722       2,310,607  
McKesson Corp.
    74,047       12,914,537  
MEDNAX, Inc. *
    33,308       1,853,257  
Medtronic, Inc.
    318,168       17,995,582  
Omnicare, Inc.
    28,533       1,782,171  
Patterson Cos., Inc.
    29,800       1,190,808  
Quest Diagnostics, Inc.
    50,447       2,648,468  
ResMed, Inc. (b)
    49,616       2,163,754  
Sirona Dental Systems, Inc. *
    18,900       1,359,666  
St. Jude Medical, Inc.
    92,555       5,620,865  
Stryker Corp.
    95,554       7,414,990  
Teleflex, Inc.
    13,846       1,296,539  
Tenet Healthcare Corp. *
    36,925       1,698,919  
The Cooper Cos., Inc.
    16,200       2,013,336  
UnitedHealth Group, Inc.
    325,692       23,541,018  
Universal Health Services, Inc., Class B
    27,874       2,286,226  
Varian Medical Systems, Inc. *
    31,371       2,550,776  
WellPoint, Inc.
    95,323       8,197,778  
Zimmer Holdings, Inc.
    51,812       4,868,774  
                 
              257,325,073  
 
Household & Personal Products 2.0%
Avon Products, Inc.
    146,436       2,180,432  
Church & Dwight Co., Inc.
    44,094       2,847,591  
Colgate-Palmolive Co.
    280,654       17,184,444  
Energizer Holdings, Inc.
    19,900       1,880,550  
Herbalife Ltd. (b)
    27,018       1,739,149  
Kimberly-Clark Corp.
    125,604       13,737,309  
Nu Skin Enterprises, Inc., Class A
    18,400       1,566,760  
Spectrum Brands Holdings, Inc.
    5,000       376,250  
The Clorox Co.
    41,725       3,683,066  
The Estee Lauder Cos., Inc., Class A
    81,468       5,600,110  
The Procter & Gamble Co.
    888,719       68,093,650  
                 
              118,889,311  
 
Insurance 3.2%
ACE Ltd.
    108,600       10,187,766  
Aflac, Inc.
    149,213       9,367,592  
Alleghany Corp. *
    5,786       2,154,301  
Allied World Assurance Co. Holdings AG
    13,000       1,337,960  
American Financial Group, Inc.
    26,205       1,439,179  
American International Group, Inc.
    481,976       23,115,569  
Aon plc
    98,503       7,925,551  
Arch Capital Group Ltd. *
    34,000       1,829,540  
Arthur J. Gallagher & Co.
    38,520       1,780,780  
Aspen Insurance Holdings Ltd.
    23,200       902,480  
Assurant, Inc.
    24,592       1,607,087  
Assured Guaranty Ltd.
    62,000       1,311,300  
Axis Capital Holdings Ltd.
    37,362       1,682,037  
Brown & Brown, Inc.
    39,476       1,243,099  
Cincinnati Financial Corp.
    49,617       2,403,944  
CNA Financial Corp.
    9,150       359,412  
CNO Financial Group, Inc.
    74,300       1,258,642  
Erie Indemnity Co., Class A
    8,285       581,358  
Everest Re Group Ltd.
    16,120       2,333,531  
Fidelity National Financial, Inc., Class A
    74,569       2,351,906  
First American Financial Corp.
    34,900       904,608  
Genworth Financial, Inc., Class A *
    166,939       2,462,350  
Hartford Financial Services Group, Inc.
    140,595       4,674,784  
HCC Insurance Holdings, Inc.
    31,057       1,332,656  
Lincoln National Corp.
    78,859       3,787,598  
Loews Corp.
    92,958       4,144,997  
Markel Corp. *
    4,047       2,181,900  
Marsh & McLennan Cos., Inc.
    182,920       8,361,273  
MetLife, Inc.
    362,844       17,797,498  
Old Republic International Corp.
    86,909       1,357,519  
PartnerRe Ltd.
    13,009       1,277,094  
Principal Financial Group, Inc.
    79,809       3,477,278  
ProAssurance Corp.
    20,800       966,368  
Protective Life Corp.
    28,200       1,382,082  
Prudential Financial, Inc.
    151,497       12,784,832  
Reinsurance Group of America, Inc.
    25,110       1,874,964  
RenaissanceRe Holdings Ltd.
    14,407       1,306,859  
The Allstate Corp.
    149,198       7,638,938  
The Chubb Corp.
    82,112       6,941,748  
The Progressive Corp.
    180,142       4,186,500  
The Travelers Cos., Inc.
    118,647       9,643,628  
Torchmark Corp.
    32,365       2,432,230  
Unum Group
    88,014       2,834,051  
Validus Holdings Ltd.
    33,709       1,210,827  
W. R. Berkley Corp.
    37,725       1,462,221  
White Mountains Insurance Group Ltd.
    1,813       1,023,801  
Willis Group Holdings plc
    56,600       2,437,196  
XL Group plc
    98,667       2,835,690  
                 
              187,894,524  
 
 
 
 5

 

 
 Schwab 1000 Index Fund
 

 
Portfolio Holdings (Unaudited) continued
 
                 
    Number
 		  Value
Security   of Shares   ($)
 
Materials 3.7%
Air Products & Chemicals, Inc.
    66,478       6,989,497  
Airgas, Inc.
    21,451       2,214,601  
Albemarle Corp.
    20,300       1,302,854  
Alcoa, Inc.
    361,920       4,165,699  
Allegheny Technologies, Inc.
    36,152       1,136,619  
Allied Nevada Gold Corp. *
    30,400       149,264  
AptarGroup, Inc.
    22,500       1,435,500  
Ashland, Inc.
    23,300       2,162,473  
Avery Dennison Corp.
    21,660       1,067,188  
Ball Corp.
    49,376       2,527,557  
Bemis Co., Inc.
    35,049       1,349,737  
Cabot Corp.
    21,716       1,056,918  
Carpenter Technology Corp.
    15,000       871,650  
Celanese Corp., Series A
    53,043       2,686,098  
CF Industries Holdings, Inc.
    18,512       4,273,680  
Chemtura Corp. *
    32,000       802,560  
Cliffs Natural Resources, Inc. (b)
    48,600       938,952  
Compass Minerals International, Inc.
    11,200       880,544  
Crown Holdings, Inc. *
    39,776       1,634,794  
Cytec Industries, Inc.
    13,500       1,214,595  
Domtar Corp.
    10,400       1,117,064  
E.I. du Pont de Nemours & Co.
    299,517       18,273,532  
Eagle Materials, Inc.
    15,200       1,197,000  
Eastman Chemical Co.
    51,762       4,035,365  
Ecolab, Inc.
    86,028       8,649,255  
FMC Corp.
    43,504       3,072,688  
Freeport-McMoRan Copper & Gold, Inc.
    337,457       10,936,981  
Graphic Packaging Holding Co. *
    25,000       237,500  
Greif, Inc., Class A
    10,500       531,615  
Huntsman Corp.
    64,700       1,418,224  
International Flavors & Fragrances, Inc.
    27,508       2,384,393  
International Paper Co.
    144,607       6,903,538  
Kronos Worldwide, Inc.
    7,500       116,100  
Louisiana-Pacific Corp. *
    45,300       794,109  
LyondellBasell Industries N.V., Class A
    145,200       11,435,952  
Martin Marietta Materials, Inc.
    15,549       1,694,996  
MeadWestvaco Corp.
    58,683       2,116,696  
Monsanto Co.
    173,234       18,458,083  
NewMarket Corp.
    3,600       1,205,496  
Newmont Mining Corp.
    162,928       3,519,245  
Nucor Corp.
    103,076       4,983,725  
Owens-Illinois, Inc. *
    55,877       1,790,299  
Packaging Corp. of America
    33,230       2,146,658  
PPG Industries, Inc.
    46,206       8,426,126  
Praxair, Inc.
    94,628       11,802,004  
Reliance Steel & Aluminum Co.
    25,122       1,757,284  
Rock-Tenn Co., Class A
    23,985       2,433,998  
Rockwood Holdings, Inc.
    26,200       1,795,486  
Royal Gold, Inc.
    21,800       1,219,492  
RPM International, Inc.
    44,600       1,769,282  
Sealed Air Corp.
    65,302       2,036,769  
Sigma-Aldrich Corp.
    38,908       3,617,277  
Silgan Holdings, Inc.
    16,700       765,361  
Sonoco Products Co.
    33,970       1,405,679  
Steel Dynamics, Inc.
    74,400       1,227,600  
The Dow Chemical Co.
    393,156       17,892,530  
The Mosaic Co.
    110,395       4,930,241  
The Scotts Miracle-Gro Co., Class A
    14,668       871,133  
The Sherwin-Williams Co.
    27,690       5,074,469  
The Valspar Corp.
    27,446       1,928,905  
United States Steel Corp. (b)
    48,968       1,278,554  
Vulcan Materials Co.
    43,925       2,711,490  
W.R. Grace & Co. *
    24,900       2,348,568  
Walter Energy, Inc. (b)
    21,200       240,832  
Westlake Chemical Corp.
    7,000       850,780  
                 
              222,263,154  
 
Media 3.7%
AMC Networks, Inc., Class A *
    19,500       1,256,580  
Cablevision Systems Corp., Class A
    75,110       1,204,764  
CBS Corp., Class B - Non Voting Shares
    179,605       10,546,406  
Charter Communications, Inc., Class A *
    21,500       2,945,500  
Cinemark Holdings, Inc.
    34,600       1,014,126  
Clear Channel Outdoor Holdings, Inc., Class A
    14,500       137,025  
Comcast Corp., Class A
    846,623       46,098,622  
DIRECTV *
    159,225       11,054,992  
Discovery Communications, Inc., Class A *
    73,300       5,847,874  
DISH Network Corp., Class A *
    67,372       3,798,433  
Gannett Co., Inc.
    73,854       2,033,201  
John Wiley & Sons, Inc., Class A
    15,480       838,087  
Lamar Advertising Co., Class A *
    20,370       991,204  
Liberty Global plc, Class A *
    121,666       9,724,763  
Liberty Media Corp., Class A *
    33,546       4,414,318  
Morningstar, Inc.
    8,150       629,180  
News Corp., Class A *
    161,082       2,570,869  
Omnicom Group, Inc.
    84,688       6,146,655  
Regal Entertainment Group, Class A (b)
    15,000       292,500  
Scripps Networks Interactive, Class A
    35,400       2,567,208  
Sirius XM Holdings, Inc. *
    952,200       3,408,876  
The Interpublic Group of Cos., Inc.
    143,264       2,338,068  
The Madison Square Garden Co., Class A *
    20,800       1,207,024  
The Walt Disney Co.
    531,060       38,560,267  
Time Warner Cable, Inc.
    90,836       12,105,714  
Time Warner, Inc.
    294,180       18,483,329  
Twenty-First Century Fox, Inc.
    637,828       20,295,687  
Viacom Inc., Class B
    131,746       10,816,347  
                 
              221,327,619  
 
Pharmaceuticals, Biotechnology & Life Sciences 8.6%
AbbVie, Inc.
    516,646       25,434,483  
Actavis plc *
    56,224       10,625,211  
Agilent Technologies, Inc.
    107,031       6,223,853  
Alexion Pharmaceuticals, Inc. *
    65,400       10,380,942  
Alkermes plc *
    41,300       2,010,484  
Allergan, Inc.
    98,962       11,341,045  
Amgen, Inc.
    244,902       29,131,093  
ARIAD Pharmaceuticals, Inc. (b)*
    52,500       387,975  
 
 
 
6 

 

 
 Schwab 1000 Index Fund
 

 
Portfolio Holdings (Unaudited) continued
 
                 
    Number
 		  Value
Security   of Shares   ($)
Bio-Rad Laboratories, Inc., Class A *
    6,900       877,128  
Biogen Idec, Inc. *
    76,455       23,902,891  
BioMarin Pharmaceutical, Inc. *
    45,900       3,161,592  
Bristol-Myers Squibb Co.
    534,739       26,720,908  
Bruker Corp. *
    31,600       643,060  
Celgene Corp. *
    134,020       20,361,659  
Cepheid, Inc. *
    21,800       1,152,348  
Covance, Inc. *
    17,300       1,635,888  
Cubist Pharmaceuticals, Inc. *
    20,900       1,527,581  
Eli Lilly & Co.
    326,671       17,643,501  
Endo Health Solutions, Inc. *
    39,728       2,617,281  
Forest Laboratories, Inc. *
    79,346       5,260,640  
Gilead Sciences, Inc. *
    498,244       40,183,379  
Hospira, Inc. *
    56,040       2,466,320  
Illumina, Inc. *
    41,300       6,277,600  
Incyte Corp. *
    42,900       2,810,808  
Jazz Pharmaceuticals plc *
    15,300       2,320,398  
Johnson & Johnson
    914,287       80,886,971  
Mallinckrodt plc *
    19,175       1,108,890  
Medivation, Inc. *
    24,300       1,934,280  
Merck & Co., Inc.
    948,118       50,221,810  
Mettler-Toledo International, Inc. *
    10,700       2,635,410  
Mylan, Inc. *
    122,300       5,553,643  
Myriad Genetics, Inc. (b)*
    26,600       734,958  
PerkinElmer, Inc.
    38,500       1,678,600  
Perrigo Co. plc
    41,500       6,459,890  
Pfizer, Inc.
    2,114,851       64,291,470  
Pharmacyclics, Inc. *
    21,600       2,874,312  
Regeneron Pharmaceuticals, Inc. *
    24,500       7,070,455  
Salix Pharmaceuticals Ltd. *
    20,500       1,995,470  
Seattle Genetics, Inc. *
    33,600       1,507,296  
Techne Corp.
    12,563       1,141,600  
Thermo Fisher Scientific, Inc.
    116,698       13,436,608  
United Therapeutics Corp. *
    17,800       1,826,636  
Vertex Pharmaceuticals, Inc. *
    73,212       5,786,676  
Waters Corp. *
    27,700       2,999,079  
                 
              509,242,122  
 
Real Estate 2.8%
Alexandria Real Estate Equities, Inc.
    21,100       1,479,743  
American Campus Communities, Inc.
    31,200       1,084,512  
American Tower Corp.
    127,089       10,278,958  
Apartment Investment & Management Co., Class A
    49,418       1,382,222  
AvalonBay Communities, Inc.
    38,349       4,736,102  
BioMed Realty Trust, Inc.
    72,300       1,410,573  
Boston Properties, Inc.
    50,205       5,426,658  
BRE Properties, Inc.
    25,624       1,514,378  
Camden Property Trust
    26,864       1,660,733  
CBL & Associates Properties, Inc.
    50,400       856,296  
CBRE Group, Inc., Class A *
    102,237       2,713,370  
Corrections Corp. of America
    38,004       1,275,794  
DDR Corp.
    109,000       1,708,030  
Digital Realty Trust, Inc. (b)
    41,400       2,110,986  
Douglas Emmett, Inc.
    47,600       1,210,468  
Duke Realty Corp.
    104,537       1,642,276  
EPR Properties
    16,500       842,820  
Equity Lifestyle Properties, Inc.
    27,800       1,092,818  
Equity One, Inc.
    20,300       459,998  
Equity Residential
    107,872       5,973,951  
Essex Property Trust, Inc.
    11,817       1,871,458  
Extra Space Storage, Inc.
    32,100       1,465,686  
Federal Realty Investment Trust
    21,596       2,353,964  
Forest City Enterprises, Inc., Class A *
    47,200       858,568  
General Growth Properties, Inc.
    179,500       3,615,130  
HCP, Inc.
    151,580       5,934,357  
Health Care REIT, Inc.
    92,421       5,353,024  
Healthcare Trust of America, Inc., Class A
    56,200       603,026  
Highwoods Properties, Inc.
    24,700       917,358  
Home Properties, Inc.
    16,400       914,300  
Hospitality Properties Trust
    41,981       1,078,912  
Host Hotels & Resorts, Inc.
    240,139       4,416,156  
Jones Lang LaSalle, Inc.
    14,800       1,691,048  
Kilroy Realty Corp.
    23,300       1,230,240  
Kimco Realty Corp.
    138,331       2,892,501  
LaSalle Hotel Properties
    28,500       876,660  
Liberty Property Trust
    55,504       2,020,346  
Mack-Cali Realty Corp.
    29,247       591,667  
Mid-America Apartment Communities, Inc.
    23,900       1,542,506  
National Retail Properties, Inc.
    35,200       1,168,640  
Omega Healthcare Investors, Inc.
    35,100       1,121,094  
Piedmont Office Realty Trust, Inc., Class A
    58,800       980,196  
Plum Creek Timber Co., Inc.
    54,798       2,360,150  
Post Properties, Inc.
    18,100       849,433  
Prologis, Inc.
    161,980       6,278,345  
Public Storage
    47,109       7,423,907  
Rayonier, Inc.
    41,734       1,847,147  
Realogy Holdings Corp. *
    53,950       2,458,502  
Realty Income Corp. (b)
    63,300       2,581,374  
Regency Centers Corp.
    30,582       1,472,218  
Retail Properties of America, Inc., Class A
    59,000       778,210  
RLJ Lodging Trust
    34,900       871,802  
Senior Housing Properties Trust
    55,300       1,245,356  
Simon Property Group, Inc.
    102,850       15,925,294  
SL Green Realty Corp.
    29,251       2,742,866  
Tanger Factory Outlet Centers, Inc.
    30,900       1,031,442  
Taubman Centers, Inc.
    19,800       1,287,396  
The Geo Group, Inc.
    23,300       780,084  
The Howard Hughes Corp. *
    9,200       1,147,884  
The Macerich Co.
    44,845       2,538,227  
UDR, Inc.
    85,262       2,075,277  
Ventas, Inc.
    92,729       5,785,362  
Vornado Realty Trust REIT
    57,334       5,264,981  
Weingarten Realty Investors
    40,802       1,182,850  
Weyerhaeuser Co.
    196,450       5,869,926  
WP Carey, Inc.
    18,700       1,104,796  
                 
              167,260,352  
 
Retailing 4.4%
Aaron’s, Inc.
    25,700       691,073  
Abercrombie & Fitch Co., Class A
    18,919       669,354  
Advance Auto Parts, Inc.
    24,622       2,826,852  
Amazon.com, Inc. *
    119,941       43,021,637  
American Eagle Outfitters, Inc.
    55,385       749,359  
 
 
 
 7

 

 
 Schwab 1000 Index Fund
 

 
Portfolio Holdings (Unaudited) continued
 
                 
    Number
 		  Value
Security   of Shares   ($)
Ascena Retail Group, Inc. *
    45,800       859,208  
AutoNation, Inc. *
    20,866       1,030,572  
AutoZone, Inc. *
    11,333       5,610,515  
Bed Bath & Beyond, Inc. *
    70,120       4,477,162  
Best Buy Co., Inc.
    86,026       2,025,052  
Cabela’s, Inc. *
    15,100       1,009,586  
CarMax, Inc. *
    66,800       3,013,348  
Chico’s FAS, Inc.
    54,500       904,700  
CST Brands, Inc.
    20,480       653,926  
Dick’s Sporting Goods, Inc.
    32,800       1,722,000  
Dillard’s, Inc., Class A
    11,200       977,760  
Dollar General Corp. *
    97,900       5,513,728  
Dollar Tree, Inc. *
    72,524       3,663,913  
DSW, Inc., Class A
    19,600       737,940  
Expedia, Inc.
    32,204       2,092,616  
Family Dollar Stores, Inc.
    32,860       2,031,405  
Foot Locker, Inc.
    50,909       1,965,087  
GameStop Corp., Class A
    40,000       1,402,800  
Genuine Parts Co.
    46,730       3,843,543  
GNC Holdings, Inc., Class A
    26,800       1,369,748  
Groupon, Inc. *
    120,700       1,262,522  
Guess?, Inc.
    22,800       639,540  
HSN, Inc.
    13,700       750,349  
J.C. Penney Co., Inc. (b)*
    48,622       287,842  
Kohl’s Corp.
    62,565       3,167,666  
L Brands, Inc.
    78,823       4,127,172  
Liberty Interactive Corp., Class A *
    153,908       4,110,883  
LKQ Corp. *
    99,600       2,696,172  
Lowe’s Cos., Inc.
    335,436       15,527,332  
Macy’s, Inc.
    123,376       6,563,603  
Netflix, Inc. *
    18,800       7,695,404  
Nordstrom, Inc.
    50,600       2,906,970  
O’Reilly Automotive, Inc. *
    36,166       4,737,023  
Penske Automotive Group, Inc.
    15,300       656,523  
PetSmart, Inc.
    34,595       2,179,485  
Pier 1 Imports, Inc.
    35,400       676,494  
Priceline.com, Inc. *
    16,546       18,943,350  
Ross Stores, Inc.
    71,412       4,849,589  
Sally Beauty Holdings, Inc. *
    53,200       1,509,816  
Sears Holdings Corp. (b)*
    13,094       476,229  
Signet Jewelers Ltd.
    26,900       2,139,895  
Staples, Inc.
    216,770       2,852,693  
Target Corp.
    199,562       11,303,192  
The Gap, Inc.
    89,555       3,410,254  
The Home Depot, Inc.
    457,835       35,184,620  
The TJX Cos., Inc.
    233,190       13,375,778  
Tiffany & Co.
    39,273       3,267,121  
Tractor Supply Co.
    45,200       3,006,252  
TripAdvisor, Inc. *
    37,200       2,871,468  
Ulta Salon, Cosmetics & Fragrance, Inc. *
    19,900       1,705,629  
Urban Outfitters, Inc. *
    37,796       1,353,853  
Williams-Sonoma, Inc.
    29,400       1,602,888  
                 
              258,700,491  
 
Semiconductors & Semiconductor Equipment 2.1%
Altera Corp.
    101,969       3,408,824  
Analog Devices, Inc.
    101,274       4,888,496  
Applied Materials, Inc.
    385,589       6,485,607  
Atmel Corp. *
    138,500       1,157,860  
Avago Technologies Ltd.
    80,000       4,371,200  
Broadcom Corp., Class A
    174,025       5,178,984  
Cree, Inc. *
    38,900       2,350,338  
First Solar, Inc. *
    20,000       1,011,600  
Freescale Semiconductor Ltd. *
    15,000       271,950  
Intel Corp.
    1,617,180       39,685,597  
KLA-Tencor Corp.
    46,538       2,860,691  
Lam Research Corp. *
    52,619       2,663,047  
Linear Technology Corp.
    77,466       3,450,336  
LSI Corp.
    191,598       2,113,326  
Marvell Technology Group Ltd.
    135,162       2,017,969  
Maxim Integrated Products, Inc.
    99,200       3,001,792  
Microchip Technology, Inc.
    65,366       2,932,319  
Micron Technology, Inc. *
    335,800       7,736,832  
NVIDIA Corp.
    187,299       2,940,594  
ON Semiconductor Corp. *
    152,900       1,278,244  
Skyworks Solutions, Inc. *
    63,900       1,932,975  
Teradyne, Inc. *
    62,600       1,177,506  
Texas Instruments, Inc.
    357,675       15,165,420  
Xilinx, Inc.
    85,805       3,983,068  
                 
              122,064,575  
 
Software & Services 10.4%
Accenture plc, Class A
    211,300       16,878,644  
Activision Blizzard, Inc.
    130,838       2,241,255  
Adobe Systems, Inc. *
    151,313       8,956,216  
Akamai Technologies, Inc. *
    61,009       2,908,909  
Alliance Data Systems Corp. *
    14,371       3,444,154  
Amdocs Ltd.
    51,600       2,232,216  
ANSYS, Inc. *
    31,400       2,465,842  
AOL, Inc. *
    27,400       1,262,592  
Aspen Technology, Inc. *
    30,500       1,389,885  
Autodesk, Inc. *
    77,072       3,949,940  
Automatic Data Processing, Inc.
    154,351       11,823,287  
Broadridge Financial Solutions, Inc.
    43,100       1,564,099  
CA, Inc.
    98,881       3,172,102  
Cadence Design Systems, Inc. *
    92,587       1,307,328  
Citrix Systems, Inc. *
    63,400       3,428,038  
Cognizant Technology Solutions Corp., Class A *
    100,566       9,746,857  
CommVault Systems, Inc. *
    14,800       1,022,236  
Computer Sciences Corp.
    40,931       2,472,642  
Compuware Corp.
    69,800       707,772  
Concur Technologies, Inc. *
    15,850       1,923,239  
CoreLogic, Inc. *
    31,900       1,016,015  
CoStar Group, Inc. *
    8,800       1,513,952  
DST Systems, Inc.
    11,380       1,035,580  
eBay, Inc. *
    378,670       20,145,244  
Electronic Arts, Inc. *
    98,381       2,597,258  
Equinix, Inc. *
    16,100       2,981,720  
Facebook, Inc., Class A *
    528,600       33,074,502  
FactSet Research Systems, Inc.
    12,900       1,364,433  
Fidelity National Information Services, Inc.
    95,308       4,832,116  
Fiserv, Inc. *
    78,378       4,393,087  
FleetCor Technologies, Inc. *
    21,400       2,275,248  
Fortinet, Inc. *
    44,600       945,520  
Gartner, Inc. *
    32,300       2,271,659  
Genpact Ltd. *
    44,550       756,014  
Global Payments, Inc.
    26,838       1,773,723  
Google, Inc., Class A *
    90,928       107,383,240  
 
 
 
8 

 

 
 Schwab 1000 Index Fund
 

 
Portfolio Holdings (Unaudited) continued
 
                 
    Number
 		  Value
Security   of Shares   ($)
IAC/InterActiveCorp
    27,930       1,956,217  
Informatica Corp. *
    36,200       1,461,032  
International Business Machines Corp.
    333,640       58,947,515  
Intuit, Inc.
    93,644       6,859,423  
Jack Henry & Associates, Inc.
    29,400       1,639,932  
Leidos Holdings, Inc. (b)
    23,475       1,064,357  
LinkedIn Corp., Class A *
    29,400       6,327,174  
MasterCard, Inc., Class A
    339,840       25,719,091  
MAXIMUS, Inc.
    22,400       949,088  
MICROS Systems, Inc. *
    27,200       1,510,416  
Microsoft Corp.
    2,455,838       92,953,468  
NetSuite, Inc. *
    7,600       799,368  
NeuStar, Inc., Class A *
    22,200       752,358  
Nuance Communications, Inc. *
    79,800       1,223,334  
Oracle Corp.
    1,155,210       42,627,249  
Paychex, Inc.
    109,628       4,584,643  
PTC, Inc. *
    39,700       1,416,496  
Rackspace Hosting, Inc. *
    35,200       1,281,632  
Red Hat, Inc. *
    65,583       3,705,440  
Salesforce.com, Inc. *
    175,240       10,607,277  
Science Applications International Corp.
    13,414       496,452  
ServiceNow, Inc. *
    32,400       2,055,132  
Solarwinds, Inc. *
    20,600       821,734  
Solera Holdings, Inc.
    24,100       1,610,603  
Splunk, Inc. *
    25,900       1,995,077  
Symantec Corp.
    226,489       4,849,130  
Synopsys, Inc. *
    48,700       1,941,182  
Syntel, Inc. *
    2,000       168,500  
Teradata Corp. *
    48,044       1,975,569  
The Ultimate Software Group, Inc. *
    8,900       1,452,747  
The Western Union Co.
    163,440       2,516,976  
TIBCO Software, Inc. *
    55,500       1,181,595  
Total System Services, Inc.
    55,100       1,646,388  
Vantiv, Inc., Class A *
    35,200       1,067,968  
VeriFone Systems, Inc. *
    35,800       1,038,558  
Verisign, Inc. *
    43,205       2,538,294  
Visa, Inc., Class A
    167,200       36,019,896  
VMware, Inc., Class A *
    28,900       2,605,046  
WEX, Inc. *
    13,100       1,078,916  
Workday, Inc., Class A *
    10,100       904,354  
Yahoo! Inc. *
    309,679       11,154,638  
                 
              616,760,829  
 
Technology Hardware & Equipment 5.8%
3D Systems Corp. (b)*
    30,149       2,343,482  
Amphenol Corp., Class A
    52,320       4,545,562  
Apple, Inc.
    293,230       146,790,938  
Arrow Electronics, Inc. *
    38,000       1,952,440  
Aruba Networks, Inc. *
    36,400       717,444  
Avnet, Inc.
    42,546       1,747,364  
Brocade Communications Systems, Inc. *
    154,700       1,444,898  
Cisco Systems, Inc.
    1,737,715       38,073,336  
Corning, Inc.
    461,963       7,950,383  
Dolby Laboratories, Inc., Class A (b)*
    17,400       713,226  
EchoStar Corp., Class A *
    13,254       623,336  
EMC Corp.
    679,124       16,461,966  
F5 Networks, Inc. *
    27,000       2,889,000  
FEI Co.
    12,500       1,171,500  
FLIR Systems, Inc.
    53,000       1,681,160  
Harris Corp.
    39,396       2,731,719  
Hewlett-Packard Co.
    619,668       17,970,372  
Ingram Micro, Inc., Class A *
    53,851       1,347,352  
IPG Photonics Corp. (b)*
    9,400       628,578  
Jabil Circuit, Inc.
    62,300       1,119,531  
JDS Uniphase Corp. *
    77,900       1,035,291  
Juniper Networks, Inc. *
    156,394       4,161,644  
Motorola Solutions, Inc.
    76,612       4,887,845  
National Instruments Corp.
    31,200       904,800  
NCR Corp. *
    53,544       1,884,213  
NetApp, Inc.
    107,600       4,555,784  
Palo Alto Networks, Inc. *
    10,700       636,115  
QUALCOMM, Inc.
    548,978       40,745,147  
Riverbed Technology, Inc. *
    52,200       1,029,384  
SanDisk Corp.
    73,458       5,109,004  
Seagate Technology plc
    100,337       5,303,814  
TE Connectivity Ltd.
    131,500       7,431,065  
Trimble Navigation Ltd. *
    84,000       2,715,720  
Western Digital Corp.
    65,512       5,645,169  
Xerox Corp.
    376,545       4,085,513  
                 
              343,034,095  
 
Telecommunication Services 2.2%
AT&T, Inc.
    1,720,677       57,332,958  
CenturyLink, Inc.
    196,511       5,671,308  
Crown Castle International Corp. *
    104,627       7,424,332  
Frontier Communications Corp. (b)
    338,406       1,590,508  
Level 3 Communications, Inc. *
    46,700       1,499,070  
SBA Communications Corp., Class A *
    41,300       3,830,575  
Sprint Corp. *
    249,064       2,059,759  
T-Mobile US, Inc. *
    69,900       2,136,843  
Telephone & Data Systems, Inc.
    30,811       832,513  
tw telecom, Inc. *
    50,800       1,496,568  
United States Cellular Corp.
    4,900       217,021  
Verizon Communications, Inc.
    934,057       44,853,417  
Windstream Holdings, Inc. (b)
    198,148       1,482,147  
                 
              130,427,019  
 
Transportation 2.1%
Alaska Air Group, Inc.
    24,200       1,913,494  
AMERCO
    2,000       445,460  
American Airlines Group, Inc. *
    53,200       1,784,860  
Avis Budget Group, Inc. *
    34,800       1,312,308  
C.H. Robinson Worldwide, Inc.
    51,948       3,041,036  
CSX Corp.
    317,226       8,536,552  
Delta Air Lines, Inc.
    278,000       8,509,580  
Expeditors International of Washington, Inc.
    67,198       2,745,710  
FedEx Corp.
    96,528       12,869,113  
Genesee & Wyoming, Inc., Class A *
    14,700       1,327,998  
Hertz Global Holdings, Inc. *
    142,100       3,697,442  
J.B. Hunt Transport Services, Inc.
    30,591       2,295,854  
Kansas City Southern
    37,600       3,970,184  
Kirby Corp. *
    18,900       1,886,031  
Landstar System, Inc.
    15,900       913,296  
 
 
 
 9

 

 
 Schwab 1000 Index Fund
 

 
Portfolio Holdings (Unaudited) continued
 
                 
    Number
 		  Value
Security   of Shares   ($)
Norfolk Southern Corp.
    99,586       9,220,668  
Old Dominion Freight Line, Inc. *
    24,000       1,301,760  
Ryder System, Inc.
    16,964       1,207,667  
Southwest Airlines Co.
    205,788       4,311,259  
Union Pacific Corp.
    150,862       26,286,195  
United Continental Holdings, Inc. *
    112,582       5,160,759  
United Parcel Service, Inc., Class B
    234,035       22,287,153  
                 
              125,024,379  
 
Utilities 3.2%
AGL Resources, Inc.
    40,487       1,934,469  
Alliant Energy Corp.
    37,400       1,943,304  
Ameren Corp.
    78,585       2,973,656  
American Electric Power Co., Inc.
    153,071       7,471,396  
American Water Works Co., Inc.
    59,700       2,541,429  
Aqua America, Inc.
    58,917       1,411,062  
Atmos Energy Corp.
    30,718       1,474,771  
Calpine Corp. *
    98,100       1,861,938  
CenterPoint Energy, Inc.
    133,911       3,133,517  
Cleco Corp.
    20,600       1,006,516  
CMS Energy Corp.
    85,733       2,382,520  
Consolidated Edison, Inc.
    95,306       5,185,599  
Dominion Resources, Inc.
    189,108       12,842,324  
DTE Energy Co.
    57,597       3,929,267  
Duke Energy Corp.
    227,395       16,058,635  
Edison International
    105,954       5,102,745  
Entergy Corp.
    59,862       3,773,102  
Exelon Corp.
    281,219       8,155,351  
FirstEnergy Corp.
    136,391       4,294,953  
Great Plains Energy, Inc.
    52,000       1,283,360  
Hawaiian Electric Industries, Inc.
    32,648       849,501  
IDACORP, Inc.
    16,900       891,137  
Integrys Energy Group, Inc.
    26,455       1,437,565  
ITC Holdings Corp.
    17,400       1,800,900  
MDU Resources Group, Inc.
    64,217       2,057,513  
National Fuel Gas Co.
    28,047       2,113,622  
NextEra Energy, Inc.
    139,908       12,861,742  
NiSource, Inc.
    103,880       3,570,356  
Northeast Utilities
    101,312       4,437,466  
NRG Energy, Inc.
    108,030       3,008,636  
OGE Energy Corp.
    66,760       2,274,513  
ONEOK, Inc.
    66,824       4,576,776  
Pepco Holdings, Inc.
    76,274       1,482,004  
PG&E Corp.
    144,737       6,100,665  
Piedmont Natural Gas Co., Inc.
    24,500       808,990  
Pinnacle West Capital Corp.
    37,087       1,951,889  
PPL Corp.
    205,561       6,284,000  
Public Service Enterprise Group, Inc.
    164,472       5,483,496  
Questar Corp.
    60,420       1,408,994  
SCANA Corp.
    44,531       2,104,980  
Sempra Energy
    73,678       6,830,687  
TECO Energy, Inc.
    59,217       969,974  
The AES Corp.
    196,902       2,768,442  
The Southern Co.
    279,918       11,543,818  
UGI Corp.
    39,248       1,702,971  
Vectren Corp.
    27,800       1,015,256  
Westar Energy, Inc.
    39,800       1,320,166  
Wisconsin Energy Corp.
    71,936       3,069,509  
Xcel Energy, Inc.
    164,909       4,767,519  
                 
              188,253,001  
                 
Total Common Stock
(Cost $1,929,671,524)     5,902,478,881  
         
                 
                 
 
 Rights 0.0% of net assets
 
Health Care Equipment & Services 0.0%
Community Health Systems, Inc. CVR *
    83,900       3,356  
                 
Total Rights
(Cost $5,454)     3,356  
         
                 
                 
 
 Other Investment Company 0.4% of net assets
 
Money Market Fund 0.4%
State Street Institutional U.S. Government Money Market Fund, Institutional Class 0.00% (e)
    24,167,610       24,167,610  
                 
Total Other Investment Company
(Cost $24,167,610)     24,167,610  
         
                 
                 
    Face
 		   
Security
 		  Amount
 		  Value
    Rate, Maturity Date   ($)   ($)
 
 Short-Term Investment 0.1% of net assets
 
U.S. Treasury Obligation 0.1%
U.S. Treasury Bill
0.06%, 03/20/14 (c)(d)
    2,500,000       2,499,812  
                 
Total Short-Term Investment
(Cost $2,499,804)     2,499,812  
         
 
End of Investments.
                 
                 
    Number
 		  Value
Security   of Shares   ($)
 
 Collateral Invested for Securities on Loan 0.4% of net assets
                 
                 
State Street Institutional U.S. Government Money Market Fund, Institutional Class 0.00% (e)
    25,700,243       25,700,243  
                 
Total Collateral Invested for Securities on Loan
(Cost $25,700,243)     25,700,243  
         
 
End of Collateral Invested for Securities on Loan
 
 
 
10 

 

 
 Schwab 1000 Index Fund
 

 
Portfolio Holdings (Unaudited) continued
 
At 01/31/14, tax basis cost of the fund’s investments was $1,961,818,675 and the unrealized appreciation and depreciation were $3,998,803,368 and ($31,472,384), respectively, with a net unrealized appreciation of $3,967,330,984.
 
* Non-income producing security.
(a) Issuer is affiliated with the fund’s adviser.
(b) All or a portion of this security is on loan. Securities on loan were valued at $27,693,105.
(c) All or a portion of this security is held as collateral for open futures contracts.
(d) The rate shown is the purchase yield.
(e) The rate shown is the 7-day yield.
 
     
CVR —
  Contingent Value Rights
REIT —
  Real Estate Investment Trust
 
In addition to the above, the fund held the following at 01/31/14:
 
                         
        Contract
 		  Unrealized
    Number of
 		  Value
 		  Appreciation
    Contracts   ($)   ($)
 
 Futures Contract
S&P 500 Index, e-mini, Long, expires 03/21/14
    270       23,984,100       109,509  
 
 
Under procedures approved by the fund’s Board of Trustees (the “Board”), the investment adviser has formed a Pricing Committee to administer the pricing and valuation of portfolio securities and other assets and to ensure that prices used for internal purposes or provided by third parties reasonably reflect fair market value. Among other things, these procedures allow the fund to utilize independent pricing services, quotations from securities and financial instrument dealers and other market sources to determine fair value.
 
The fund values the securities in its portfolio every business day. The fund uses the following policies to value various types of securities:
 
  •  Securities traded on an exchange or over-the-counter: Traded securities are valued at the closing value for the day, or, on days when no closing value has been reported, at halfway between the most recent bid and ask quotes. Securities that are primarily traded on foreign exchanges are valued at the official closing price or the last sales price on the exchange where the securities are principally traded with these values then translated into U.S. dollars at the current exchange rate, unless these securities are fair valued as discussed below.
 
  •  Securities for which no quoted value is available: The Board has adopted procedures to fair value the fund’s securities when market prices are not “readily available” or are unreliable. For example, a fund may fair value a security when it is de-listed or its trading is halted or suspended; when a security’s primary pricing source is unable or unwilling to provide a price; or when a security’s primary trading market is closed during regular market hours. The fund makes fair value determinations in good faith in accordance with the fund’s valuation procedures. The Pricing Committee considers a number of factors, including unobservable market inputs when arriving at fair value. The Pricing Committee may employ techniques such as the review of related or comparable assets or liabilities, related market activities, recent transactions, market multiples, book values, transactional back-testing, disposition analysis and other relevant information. The Pricing Committee regularly reviews these inputs and assumptions to calibrate the valuations. Due to the subjective and variable nature of fair value pricing, there can be no assurance that a fund could obtain the fair value assigned to the security upon the sale of such security. The Board convenes on a regular basis to review fair value determinations made by the fund pursuant to the valuation procedures.
 
  •  Futures Contracts (“futures”): Futures are valued at their settlement prices as of the close of their exchanges.
 
  •  Short-term securities (60 days or less to maturity): Short-term securities are valued at amortized cost, which approximates market value.
 
  •  Underlying funds: Mutual funds are valued at their respective net asset values (“NAVs”).
 
In accordance with the authoritative guidance on fair value measurements and disclosures under generally accepted accounting principles in the United States of America (GAAP), the fund discloses the fair value of its investments in a hierarchy that prioritizes the inputs to valuation techniques used to measure the fair value. The hierarchy gives the highest priority to valuations based upon unadjusted quoted prices in active markets for identical assets or liabilities (Level 1 measurements) and the lowest priority to valuations based upon unobservable inputs that are significant to the valuation (Level 3 measurements). If inputs used to measure the financial instruments fall within different levels of the hierarchy, the categorization is based on the lowest level input that is significant to the valuation. If the fund determines that either the volume and/or level of activity for an asset or liability has significantly decreased (from normal conditions for that asset or liability) or price quotations or observable
 
 
 
 11

 

 
 Schwab 1000 Index Fund
 

 
Portfolio Holdings (Unaudited) continued
 
inputs are not associated with orderly transactions, increased analysis and management judgment will be required to estimate fair value.
 
The three levels of the fair value hierarchy are as follows:
 
  •  Level 1 — quoted prices in active markets for identical securities — Investments whose values are based on quoted market prices in active markets, and whose values are therefore classified as Level 1 prices, include active listed equities and futures contracts. Investments in mutual funds are valued daily at their NAVs, which are classified as Level 1 prices.
 
  •  Level 2 — other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.) — Investments that trade in markets that are not considered to be active, but whose values are based on quoted market prices, dealer quotations or valuations provided by alternative pricing sources supported by observable inputs are classified as Level 2 prices. These generally include U.S. government and sovereign obligations, most government agency securities, investment-grade corporate bonds, certain mortgage products, less liquid listed equities, and state, municipal and provincial obligations. As investments whose values are classified as Level 2 prices include positions that are not traded in active markets and/or are subject to transfer restrictions, valuations may be adjusted to reflect illiquidity and/or non-transferability, which are generally based on available market information.
 
  •  Level 3 — significant unobservable inputs (including the fund’s own assumptions in determining the fair value of investments) — Investments whose values are classified as Level 3 prices have significant unobservable inputs, as they may trade infrequently or not at all. When observable prices are not available for these securities, the fund uses one or more valuation techniques for which sufficient and reliable data is available. The inputs used by the fund in estimating the value of Level 3 prices may include the original transaction price, quoted prices for similar securities or assets in active markets, completed or pending third-party transactions in the underlying investment or comparable issuers, and changes in financial ratios or cash flows. Level 3 prices may also be adjusted to reflect illiquidity and/or non-transferability, with the amount of such discount estimated by the fund in the absence of market information. Assumptions used by the fund due to the lack of observable inputs may significantly impact the resulting fair value and therefore the fund’s results of operations.
 
The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities. The following is a summary of the inputs used to value the fund’s investments as of January 31, 2014:
 
                                 
    Quoted Prices in
 		      Significant
 		   
    Active Markets for
 		  Other Significant
 		  Unobservable
 		   
    Identical Assets
 		  Observable Inputs
 		  Inputs
 		   
Description
 
(Level 1)
 
(Level 2)
 
(Level 3)
 
Total
 
Common Stock1
    $5,902,478,881       $—       $—       $5,902,478,881  
Rights1
    3,356       —       —       3,356  
Other Investment Company1
    24,167,610       —       —       24,167,610  
Short-Term Investment1
    —       2,499,812       —       2,499,812  
                                 
Total
    $5,926,649,847       $2,499,812       $—       $5,929,149,659  
                                 
Other Financial Instruments
                               
Collateral Invested for Securities on Loan
    $25,700,243       $—       $—       $25,700,243  
Futures Contract2
    109,509       —       —       109,509  
 
     
1
  As categorized in Portfolio Holdings.
2
  Futures contracts are not included in Investments and are valued at unrealized appreciation or depreciation.
 
The fund’s policy is to recognize transfers between Level 1, Level 2 and Level 3 as of the beginning of the fiscal year. There were no transfers between Level 1, Level 2 and Level 3 for the period ended January 31, 2014.
 
On January 31, 2014, the fund had open equity index futures contracts. The fund invests in futures to equitize available cash. The primary risk associated with investing in futures is market risk.
 
REG46851JAN14
 
 
 
12 

 

Item 2. Controls and Procedures.
(a)   Based on their evaluation of Registrant’s disclosure controls and procedures, as of a date within 90 days of the filing date, Registrant’s Chief Executive Officer, Marie Chandoha and Registrant’s Principal Financial Officer, George Pereira, have concluded that Registrant’s disclosure controls and procedures are: (i) reasonably designed to ensure that information required to be disclosed in this report is appropriately communicated to Registrant’s officers to allow timely decisions regarding disclosures required in this report; (ii) reasonably designed to ensure that information required to be disclosed in this report is recorded, processed, summarized and reported in a timely manner; and (iii) are effective in achieving the goals described in (i) and (ii) above.
 
(b)   During Registrant’s last fiscal quarter, there have been no changes in Registrant’s internal control over financial reporting (as defined in Rule 30a-3(d) under the Act (17 CFR 270.30a-3(d)) that the above officers believe to have materially affected, or to be reasonably likely to materially affect, Registrant’s internal control over financial reporting.
Item 3. Exhibits.
Separate certifications for Registrant’s principal executive officer and principal financial officer, as required by Rule 30a-2(a) under the Act (17 CFR 270.30a-2(a)), are attached.
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Schwab Investments – Schwab 1000 Index Fund
         
By:
  /s/ Marie Chandoha    
 
       
 
  Marie Chandoha    
 
  Chief Executive Officer    
Date: 3/17/2014
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
         
By:
  /s/ Marie Chandoha    
 
       
 
  Marie Chandoha    
 
  Chief Executive Officer    
Date: 3/17/2014

 

 

         
By:
  /s/ George Pereira    
 
       
 
  George Pereira    
 
  Principal Financial Officer    
Date: 3/17/2014