N-Q 1 f30120sinvq.htm FORM N-Q nvq
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-Q
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS
OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number: 811-06200
Schwab Investments — Schwab 1000 Index Fund
(Exact name of registrant as specified in charter)
211 Main Street, San Francisco, California 94105
(Address of principal executive offices) (Zip code)
Marie Chandoha
Schwab Investments — Schwab 1000 Index Fund
211 Main Street, San Francisco, California 94105
(Name and address of agent for service)
Registrant’s telephone number, including area code: (415) 636-7000
Date of fiscal year end: October 31
Date of reporting period: July 31, 2013
Item 1. Schedule of Investments.
 
 

 

 

Schwab Investments
Schwab 1000 Index Fund
 
Portfolio Holdings as of July 31, 2013 (Unaudited)
 
 
The following are the portfolio holdings as of the report date. For more information, please refer to the fund’s semiannual or annual shareholder reports.
 
                         
        Cost
 		  Value
Holdings by Category   ($)   ($)
 
  98 .6%   Common Stock     1,889,536,684       5,576,477,756  
  1 .2%   Other Investment Company     67,276,048       67,276,048  
  0 .1%   Short-Term Investments     3,124,899       3,124,899  
 
 
  99 .9%   Total Investments     1,959,937,631       5,646,878,703  
  0 .4%   Collateral Invested for Securities on Loan     20,018,914       20,018,914  
  (0 .3%)   Other Assets and Liabilities, Net             (14,012,214 )
 
 
  100 .0%   Net Assets             5,652,885,403  
 
                 
    Number
 		  Value
Security   of Shares   ($)
 
 Common Stock 98.6% of net assets
 
Automobiles & Components 1.2%
Allison Transmission Holdings, Inc.
    5,000       118,800  
Autoliv, Inc.
    32,400       2,649,348  
BorgWarner, Inc. *
    37,298       3,559,348  
Dana Holding Corp.
    50,100       1,094,685  
Delphi Automotive plc
    96,700       5,194,724  
Ford Motor Co.
    1,272,487       21,479,581  
General Motors Co. *
    250,200       8,974,674  
Gentex Corp.
    48,772       1,101,272  
Harley-Davidson, Inc.
    73,892       4,194,849  
Johnson Controls, Inc.
    218,254       8,775,993  
Lear Corp.
    26,700       1,849,509  
Tesla Motors, Inc. *
    22,500       3,021,300  
The Goodyear Tire & Rubber Co. *
    83,100       1,537,350  
TRW Automotive Holdings Corp. *
    35,300       2,587,843  
Visteon Corp. *
    17,500       1,152,725  
                 
              67,292,001  
 
Banks 3.0%
Associated Banc-Corp.
    59,048       1,000,273  
BankUnited, Inc.
    16,900       511,056  
BB&T Corp.
    228,600       8,158,734  
BOK Financial Corp.
    8,900       593,541  
CIT Group, Inc. *
    68,200       3,417,502  
City National Corp.
    15,532       1,079,940  
Comerica, Inc.
    60,628       2,579,115  
Commerce Bancshares, Inc.
    24,173       1,103,014  
Cullen/Frost Bankers, Inc. (b)
    20,800       1,498,432  
East West Bancorp, Inc.
    50,400       1,553,832  
Fifth Third Bancorp
    286,884       5,516,779  
First Horizon National Corp.
    87,376       1,077,346  
First Niagara Financial Group, Inc.
    118,300       1,264,627  
First Republic Bank
    20,200       872,438  
Hancock Holding Co.
    28,800       943,488  
Hudson City Bancorp, Inc.
    146,840       1,403,790  
Huntington Bancshares, Inc.
    293,798       2,511,973  
KeyCorp
    298,614       3,669,966  
M&T Bank Corp.
    40,143       4,691,111  
Nationstar Mortgage Holdings, Inc. (b)*
    3,000       138,840  
New York Community Bancorp, Inc.
    149,882       2,273,710  
Ocwen Financial Corp. *
    38,000       1,809,560  
People’s United Financial, Inc.
    121,993       1,829,895  
Popular, Inc. *
    33,700       1,108,730  
Prosperity Bancshares, Inc.
    15,900       938,418  
Regions Financial Corp.
    427,606       4,280,336  
Signature Bank *
    15,700       1,437,335  
SunTrust Banks, Inc.
    175,193       6,094,964  
SVB Financial Group *
    14,900       1,299,578  
TFS Financial Corp. *
    27,300       318,591  
The PNC Financial Services Group, Inc.
    167,834       12,763,776  
U.S. Bancorp
    593,705       22,157,071  
Wells Fargo & Co.
    1,602,296       69,699,876  
Zions Bancorp
    63,198       1,873,189  
                 
              171,470,826  
 
Capital Goods 8.1%
3M Co.
    207,654       24,384,809  
A.O. Smith Corp.
    25,400       1,049,528  
Acuity Brands, Inc.
    14,300       1,236,950  
AECOM Technology Corp. *
    23,500       796,650  
AGCO Corp.
    33,000       1,856,250  
Air Lease Corp.
    22,700       632,876  
AMETEK, Inc.
    81,705       3,781,307  
Armstrong World Industries, Inc. *
    7,100       355,568  
B/E Aerospace, Inc. *
    35,100       2,446,821  
Carlisle Cos., Inc.
    20,736       1,404,657  
Caterpillar, Inc.
    213,296       17,684,371  
Chicago Bridge & Iron Co., N.V.
    36,508       2,175,147  
CLARCOR, Inc.
    17,100       940,158  
Colfax Corp. *
    27,300       1,448,811  
Crane Co.
    16,384       997,786  
Cummins, Inc.
    55,792       6,761,432  
Danaher Corp.
    189,140       12,736,688  
Deere & Co.
    123,546       10,262,966  
Donaldson Co., Inc.
    43,500       1,576,875  
Dover Corp.
    53,237       4,559,217  
Eaton Corp. plc
    153,801       10,604,579  
EMCOR Group, Inc.
    21,800       899,904  
Emerson Electric Co.
    232,828       14,288,654  
Fastenal Co.
    91,400       4,479,514  
Flowserve Corp.
    43,023       2,438,544  
Fluor Corp.
    53,458       3,344,332  
 
 
 
 1

 

 
 Schwab 1000 Index Fund
 

 
Portfolio Holdings (Unaudited) continued
 
                 
    Number
 		  Value
Security   of Shares   ($)
Fortune Brands Home & Security, Inc.
    52,900       2,185,299  
Foster Wheeler AG *
    20,000       428,800  
Generac Holdings, Inc.
    16,900       732,615  
General Dynamics Corp.
    109,044       9,305,815  
General Electric Co.
    3,361,102       81,910,056  
Graco, Inc.
    20,294       1,416,115  
HEICO Corp.
    15,125       859,100  
Hexcel Corp. *
    33,500       1,179,535  
Honeywell International, Inc.
    255,399       21,193,009  
Hubbell, Inc., Class B
    16,932       1,817,650  
Huntington Ingalls Industries, Inc.
    16,200       1,007,316  
IDEX Corp.
    28,406       1,694,418  
Illinois Tool Works, Inc.
    135,904       9,790,524  
Ingersoll-Rand plc
    90,400       5,518,920  
ITT Corp.
    30,300       946,572  
Jacobs Engineering Group, Inc. *
    44,056       2,608,115  
Joy Global, Inc.
    35,708       1,767,546  
KBR, Inc.
    50,600       1,582,768  
Kennametal, Inc.
    26,698       1,157,091  
L-3 Communications Holdings, Inc.
    25,774       2,400,848  
Lennox International, Inc.
    15,000       1,077,300  
Lincoln Electric Holdings, Inc.
    29,000       1,712,160  
Lockheed Martin Corp.
    84,464       10,145,816  
Masco Corp.
    121,636       2,495,971  
Middleby Corp. *
    6,100       1,091,534  
MRC Global, Inc. *
    26,000       697,320  
MSC Industrial Direct Co., Inc., Class A
    15,558       1,259,420  
Nordson Corp.
    18,000       1,298,880  
Northrop Grumman Corp.
    76,332       7,027,124  
Oshkosh Corp. *
    31,100       1,393,902  
Owens Corning *
    41,100       1,623,039  
PACCAR, Inc.
    109,489       6,160,946  
Pall Corp.
    36,233       2,534,861  
Parker Hannifin Corp.
    48,553       5,014,554  
Pentair Ltd.
    62,995       3,847,735  
Precision Castparts Corp.
    47,601       10,554,094  
Quanta Services, Inc. *
    72,100       1,933,001  
Raytheon Co.
    101,890       7,319,778  
Regal-Beloit Corp.
    14,400       931,392  
Rockwell Automation, Inc.
    42,649       4,130,556  
Rockwell Collins, Inc.
    40,653       2,893,274  
Roper Industries, Inc.
    32,591       4,105,162  
Sensata Technologies Holding N.V. *
    41,500       1,559,570  
Snap-on, Inc.
    19,750       1,873,288  
Spirit AeroSystems Holdings, Inc., Class A *
    37,400       948,464  
SPX Corp.
    17,314       1,322,963  
Stanley Black & Decker, Inc.
    54,441       4,606,797  
Teledyne Technologies, Inc. *
    12,600       1,010,142  
Terex Corp. *
    37,282       1,099,073  
Textron, Inc.
    94,538       2,588,450  
The Babcock & Wilcox Co.
    39,500       1,206,330  
The Boeing Co.
    221,989       23,331,044  
The Manitowoc Co., Inc.
    43,400       891,002  
The Timken Co.
    28,594       1,670,461  
The Toro Co.
    19,200       946,176  
TransDigm Group, Inc.
    15,200       2,197,768  
Trinity Industries, Inc.
    26,900       1,059,053  
Triumph Group, Inc.
    16,900       1,325,974  
United Rentals, Inc. *
    31,467       1,803,688  
United Technologies Corp.
    276,003       29,137,637  
URS Corp.
    27,500       1,278,750  
USG Corp. *
    29,200       733,796  
Valmont Industries, Inc.
    7,600       1,061,264  
W.W. Grainger, Inc.
    19,476       5,105,439  
WABCO Holdings, Inc. *
    22,100       1,747,226  
Wabtec Corp.
    32,600       1,892,756  
Watsco, Inc.
    9,700       905,495  
WESCO International, Inc. *
    14,400       1,091,232  
Woodward, Inc.
    19,950       816,354  
Xylem, Inc.
    62,800       1,565,604  
                 
              456,670,121  
 
Commercial & Professional Supplies 0.8%
Cintas Corp.
    26,910       1,278,494  
Clean Harbors, Inc. *
    16,200       914,328  
Copart, Inc. *
    36,074       1,172,766  
Covanta Holding Corp.
    43,200       898,992  
Equifax, Inc.
    41,200       2,605,076  
IHS, Inc., Class A *
    16,400       1,800,392  
Iron Mountain, Inc.
    57,693       1,603,865  
KAR Auction Services, Inc.
    26,400       671,616  
Manpowergroup, Inc.
    27,791       1,858,384  
Nielsen Holdings N.V.
    68,100       2,275,902  
Pitney Bowes, Inc. (b)
    67,841       1,120,055  
Republic Services, Inc.
    100,181       3,397,138  
Robert Half International, Inc.
    48,591       1,809,529  
Rollins, Inc.
    21,900       558,450  
Stericycle, Inc. *
    28,898       3,350,434  
The ADT Corp. *
    69,400       2,781,552  
The Dun & Bradstreet Corp.
    13,625       1,411,959  
Towers Watson & Co., Class A
    17,500       1,474,025  
Tyco International Ltd.
    141,700       4,932,577  
Verisk Analytics, Inc., Class A *
    47,800       3,076,408  
Waste Connections, Inc.
    37,900       1,639,554  
Waste Management, Inc.
    142,677       5,996,714  
                 
              46,628,210  
 
Consumer Durables & Apparel 1.4%
Brunswick Corp.
    29,300       1,106,075  
Carter’s, Inc.
    17,300       1,233,836  
Coach, Inc.
    91,330       4,852,363  
D.R. Horton, Inc.
    94,597       1,901,400  
Fossil Group, Inc. *
    17,900       1,967,210  
Garmin Ltd. (b)
    32,586       1,306,047  
Hanesbrands, Inc.
    33,000       2,094,180  
Harman International Industries, Inc.
    23,797       1,440,432  
Hasbro, Inc.
    40,125       1,845,750  
Jarden Corp. *
    32,850       1,493,689  
Leggett & Platt, Inc.
    46,944       1,474,511  
Lennar Corp., Class A
    54,675       1,851,842  
Mattel, Inc.
    115,197       4,841,730  
Michael Kors Holdings Ltd. *
    54,600       3,676,764  
Mohawk Industries, Inc. *
    19,439       2,313,047  
Newell Rubbermaid, Inc.
    98,426       2,659,471  
NIKE, Inc., Class B
    235,356       14,808,599  
NVR, Inc. *
    1,398       1,293,989  
Polaris Industries, Inc.
    21,500       2,411,010  
 
 
 
2 

 

 
 Schwab 1000 Index Fund
 

 
Portfolio Holdings (Unaudited) continued
 
                 
    Number
 		  Value
Security   of Shares   ($)
PulteGroup, Inc. *
    114,499       1,904,118  
PVH Corp.
    25,514       3,362,490  
Ralph Lauren Corp.
    20,295       3,694,908  
Toll Brothers, Inc. *
    50,000       1,643,500  
Tupperware Brands Corp.
    13,400       1,129,352  
Under Armour, Inc., Class A (b)*
    25,000       1,678,250  
VF Corp.
    27,082       5,335,154  
Whirlpool Corp.
    26,115       3,497,843  
                 
              76,817,560  
 
Consumer Services 2.0%
Apollo Group, Inc., Class A *
    30,371       553,360  
Bloomin’ Brands, Inc. *
    6,000       141,600  
Brinker International, Inc.
    27,400       1,100,110  
Carnival Corp.
    150,060       5,556,722  
Chipotle Mexican Grill, Inc. *
    9,283       3,827,102  
Darden Restaurants, Inc.
    44,865       2,200,628  
Domino’s Pizza, Inc.
    18,600       1,163,988  
Dunkin’ Brands Group, Inc.
    24,700       1,067,040  
H&R Block, Inc.
    84,898       2,668,344  
Hyatt Hotels Corp., Class A *
    20,200       914,050  
International Game Technology
    81,126       1,498,397  
Las Vegas Sands Corp.
    115,263       6,405,165  
LIFE TIME FITNESS, Inc. *
    14,400       767,376  
Marriott International, Inc., Class A
    73,075       3,037,728  
McDonald’s Corp.
    323,736       31,752,027  
MGM Resorts International *
    121,387       1,979,822  
Panera Bread Co., Class A *
    8,600       1,436,630  
Penn National Gaming, Inc. *
    22,660       1,132,773  
Royal Caribbean Cruises Ltd.
    48,091       1,831,786  
Service Corp. International
    77,500       1,470,175  
Six Flags Entertainment Corp.
    30,200       1,111,058  
Sotheby’s
    23,000       1,035,000  
Starbucks Corp.
    243,327       17,334,616  
Starwood Hotels & Resorts Worldwide, Inc.
    65,342       4,322,373  
Weight Watchers International, Inc.
    9,029       428,426  
Wyndham Worldwide Corp.
    45,017       2,804,559  
Wynn Resorts Ltd.
    27,042       3,600,102  
Yum! Brands, Inc.
    145,076       10,578,942  
                 
              111,719,899  
 
Diversified Financials 6.6%
Affiliated Managers Group, Inc. *
    16,259       2,932,311  
American Capital Ltd. *
    78,300       1,069,578  
American Express Co.
    307,977       22,719,463  
Ameriprise Financial, Inc.
    63,757       5,674,373  
Ares Capital Corp.
    84,200       1,497,918  
Bank of America Corp.
    3,490,541       50,961,899  
BlackRock, Inc.
    40,865       11,522,295  
Capital One Financial Corp.
    193,353       13,345,224  
CBOE Holdings, Inc.
    30,600       1,533,060  
Citigroup, Inc.
    987,956       51,512,026  
CME Group, Inc.
    99,880       7,389,122  
Credit Acceptance Corp. *
    3,200       359,968  
Discover Financial Services
    160,524       7,947,543  
E*TRADE Financial Corp. *
    86,290       1,285,721  
Eaton Vance Corp.
    39,084       1,581,730  
Federated Investors, Inc., Class B (b)
    30,600       888,318  
Franklin Resources, Inc.
    134,658       6,582,083  
IntercontinentalExchange, Inc. *
    24,689       4,504,508  
Invesco Ltd.
    143,790       4,628,600  
JPMorgan Chase & Co.
    1,228,578       68,468,652  
Lazard Ltd., Class A
    40,900       1,487,124  
Legg Mason, Inc.
    42,314       1,455,178  
Leucadia National Corp.
    101,178       2,714,606  
LPL Financial Holdings, Inc.
    13,900       529,034  
Moody’s Corp.
    66,426       4,501,690  
Morgan Stanley
    455,048       12,381,856  
MSCI, Inc. *
    40,550       1,421,278  
Northern Trust Corp.
    74,276       4,348,117  
NYSE Euronext
    79,400       3,347,504  
Prospect Capital Corp.
    59,600       652,620  
Raymond James Financial, Inc.
    34,749       1,531,388  
SEI Investments Co.
    42,148       1,332,298  
SLM Corp.
    136,624       3,375,979  
State Street Corp.
    144,850       10,091,700  
T. Rowe Price Group, Inc.
    85,950       6,466,878  
TD Ameritrade Holding Corp.
    71,931       1,944,295  
The Bank of New York Mellon Corp.
    372,696       11,721,289  
The Charles Schwab Corp. (a)
    367,065       8,108,466  
The Goldman Sachs Group, Inc.
    140,132       22,985,852  
The McGraw Hill Financial, Inc.
    84,736       5,241,769  
The NASDAQ OMX Group, Inc.
    43,337       1,404,119  
Waddell & Reed Financial, Inc., Class A
    29,000       1,480,740  
                 
              374,928,172  
 
Energy 10.1%
Anadarko Petroleum Corp.
    163,048       14,433,009  
Apache Corp.
    129,500       10,392,375  
Atwood Oceanics, Inc. *
    18,900       1,064,826  
Baker Hughes, Inc.
    143,606       6,811,233  
Cabot Oil & Gas Corp.
    64,648       4,901,611  
Cameron International Corp. *
    80,600       4,779,580  
Cheniere Energy, Inc. *
    73,100       2,088,467  
Chesapeake Energy Corp.
    176,097       4,103,060  
Chevron Corp.
    630,237       79,340,536  
Cimarex Energy Co.
    29,115       2,225,259  
Cobalt International Energy, Inc. *
    89,900       2,593,615  
Concho Resources, Inc. *
    35,500       3,183,995  
ConocoPhillips
    397,266       25,766,673  
CONSOL Energy, Inc.
    77,098       2,392,351  
Continental Resources, Inc. *
    19,000       1,753,700  
Core Laboratories N.V.
    15,900       2,378,640  
CVR Energy, Inc.
    4,300       202,917  
Denbury Resources, Inc. *
    108,108       1,891,890  
Devon Energy Corp.
    123,082       6,770,741  
Diamond Offshore Drilling, Inc.
    23,629       1,593,540  
Dresser-Rand Group, Inc. *
    25,600       1,558,272  
Dril-Quip, Inc. *
    11,500       1,045,465  
Energen Corp.
    24,496       1,467,065  
Energy XXI (Bermuda) Ltd.
    26,000       698,100  
Ensco plc, Class A
    76,000       4,357,840  
EOG Resources, Inc.
    89,452       13,014,371  
EQT Corp.
    50,800       4,394,200  
Exxon Mobil Corp.
    1,445,263       135,493,406  
FMC Technologies, Inc. *
    72,568       3,867,874  
Gulfport Energy Corp. *
    19,400       1,032,080  
 
 
 
 3

 

 
 Schwab 1000 Index Fund
 

 
Portfolio Holdings (Unaudited) continued
 
                 
    Number
 		  Value
Security   of Shares   ($)
Halliburton Co.
    300,588       13,583,572  
Helix Energy Solutions Group, Inc. *
    32,100       814,377  
Helmerich & Payne, Inc.
    36,392       2,299,974  
Hess Corp.
    96,523       7,187,103  
HollyFrontier Corp.
    65,300       2,974,415  
Kinder Morgan, Inc.
    199,817       7,545,090  
Kosmos Energy Ltd *
    15,000       158,400  
Laredo Petroleum Holdings, Inc. *
    6,000       131,460  
Marathon Oil Corp.
    231,396       8,413,559  
Marathon Petroleum Corp.
    105,600       7,743,648  
McDermott International, Inc. *
    78,212       676,534  
Murphy Oil Corp.
    61,244       4,147,444  
Nabors Industries Ltd.
    97,788       1,504,957  
National Oilwell Varco, Inc.
    140,626       9,867,726  
Newfield Exploration Co. *
    45,066       1,108,624  
Noble Corp.
    85,800       3,277,560  
Noble Energy, Inc.
    119,322       7,456,432  
Oasis Petroleum, Inc. *
    20,100       845,004  
Occidental Petroleum Corp.
    259,716       23,127,710  
Oceaneering International, Inc.
    36,800       2,984,112  
Oil States International, Inc. *
    17,400       1,691,802  
Pacific Drilling S.A. *
    14,000       138,040  
Patterson-UTI Energy, Inc.
    52,521       1,038,340  
Peabody Energy Corp.
    92,121       1,525,524  
Phillips 66
    197,200       12,127,800  
Pioneer Natural Resources Co.
    44,411       6,873,046  
QEP Resources, Inc.
    60,200       1,835,498  
Range Resources Corp.
    55,128       4,360,625  
Rosetta Resources, Inc. *
    18,000       820,980  
Rowan Cos. plc, Class A *
    42,483       1,459,291  
RPC, Inc. (b)
    21,900       313,608  
SandRidge Energy, Inc. (b)*
    106,534       577,414  
Schlumberger Ltd.
    434,547       35,341,708  
SM Energy Co.
    21,713       1,492,334  
Southwestern Energy Co. *
    118,088       4,580,634  
Spectra Energy Corp.
    221,121       7,958,145  
Superior Energy Services, Inc. *
    53,947       1,382,122  
Targa Resources Corp.
    9,400       640,798  
Teekay Corp.
    8,000       317,360  
Tesoro Corp.
    39,812       2,263,312  
The Williams Cos., Inc.
    221,921       7,583,041  
Tidewater, Inc.
    17,668       1,042,235  
Transocean Ltd.
    113,100       5,333,796  
Ultra Petroleum Corp. *
    51,912       1,123,895  
Unit Corp. *
    14,100       635,628  
Valero Energy Corp.
    171,420       6,131,693  
Weatherford International Ltd. *
    257,900       3,600,284  
Western Refining, Inc. (b)
    18,800       566,444  
Whiting Petroleum Corp. *
    39,800       2,048,506  
World Fuel Services Corp.
    24,500       949,130  
WPX Energy, Inc. *
    66,800       1,283,228  
                 
              568,480,653  
 
Food & Staples Retailing 2.1%
Costco Wholesale Corp.
    141,959       16,650,371  
CVS Caremark Corp.
    398,011       24,473,696  
PriceSmart, Inc.
    6,200       564,386  
Safeway, Inc.
    81,297       2,096,650  
Sysco Corp.
    193,130       6,664,916  
The Fresh Market, Inc. *
    13,900       733,642  
The Kroger Co.
    169,113       6,641,068  
United Natural Foods, Inc. *
    16,600       972,760  
Wal-Mart Stores, Inc.
    532,527       41,505,154  
Walgreen Co.
    276,569       13,897,592  
Whole Foods Market, Inc.
    116,632       6,482,407  
                 
              120,682,642  
 
Food, Beverage & Tobacco 5.1%
Altria Group, Inc.
    649,205       22,761,127  
Archer-Daniels-Midland Co.
    219,605       8,008,994  
Beam, Inc.
    52,828       3,433,292  
Brown-Forman Corp., Class B
    51,480       3,732,815  
Bunge Ltd.
    49,492       3,761,887  
Campbell Soup Co.
    60,958       2,852,834  
Coca-Cola Enterprises, Inc.
    85,672       3,216,127  
ConAgra Foods, Inc.
    136,097       4,928,072  
Constellation Brands, Inc., Class A *
    51,132       2,663,466  
Dean Foods Co. *
    60,600       660,540  
Dr Pepper Snapple Group, Inc.
    67,720       3,165,233  
Flowers Foods, Inc.
    56,925       1,306,998  
General Mills, Inc.
    206,800       10,753,600  
Green Mountain Coffee Roasters, Inc. *
    40,400       3,118,072  
Hillshire Brands Co.
    40,400       1,422,484  
Hormel Foods Corp.
    46,894       1,985,961  
Ingredion, Inc.
    25,800       1,733,760  
Kellogg Co.
    79,931       5,294,629  
Kraft Foods Group, Inc.
    193,900       10,970,862  
Lorillard, Inc.
    119,200       5,069,576  
McCormick & Co., Inc. - Non Voting Shares
    44,954       3,219,156  
Mead Johnson Nutrition Co.
    65,800       4,792,872  
Molson Coors Brewing Co., Class B
    53,572       2,681,814  
Mondelez International, Inc., Class A
    573,564       17,935,346  
Monster Beverage Corp. *
    46,600       2,842,134  
PepsiCo, Inc.
    500,385       41,802,163  
Philip Morris International, Inc.
    531,665       47,413,885  
Pilgrim’s Pride Corp. *
    15,000       249,300  
Reynolds American, Inc.
    99,768       4,931,532  
Seaboard Corp.
    105       296,100  
Smithfield Foods, Inc. *
    43,035       1,428,762  
The Coca-Cola Co.
    1,242,148       49,785,292  
The Hain Celestial Group, Inc. *
    14,700       1,072,512  
The Hershey Co.
    48,764       4,626,241  
The JM Smucker Co.
    35,801       4,028,329  
Tyson Foods, Inc., Class A
    80,359       2,219,516  
WhiteWave Foods Co., Class A *
    44,979       840,657  
                 
              291,005,940  
 
Health Care Equipment & Services 4.2%
Abbott Laboratories
    502,046       18,389,945  
Aetna, Inc.
    119,034       7,638,412  
Align Technology, Inc. *
    23,400       1,007,136  
AmerisourceBergen Corp.
    76,520       4,458,820  
athenahealth, Inc. *
    12,000       1,343,400  
Baxter International, Inc.
    176,925       12,922,602  
Becton, Dickinson & Co.
    61,565       6,385,522  
 
 
 
4 

 

 
 Schwab 1000 Index Fund
 

 
Portfolio Holdings (Unaudited) continued
 
                 
    Number
 		  Value
Security   of Shares   ($)
Boston Scientific Corp. *
    409,107       4,467,448  
Brookdale Senior Living, Inc. *
    34,900       1,016,288  
C.R. Bard, Inc.
    22,100       2,532,660  
Cardinal Health, Inc.
    111,710       5,595,554  
CareFusion Corp. *
    76,400       2,946,748  
Centene Corp. *
    17,100       948,537  
Cerner Corp. *
    98,504       4,826,696  
Cigna Corp.
    92,754       7,219,044  
Community Health Systems, Inc.
    29,800       1,372,588  
Covidien plc
    153,400       9,454,042  
DaVita HealthCare Partners, Inc. *
    26,725       3,111,057  
DENTSPLY International, Inc.
    48,100       2,062,528  
Edwards Lifesciences Corp. *
    38,792       2,768,973  
Express Scripts Holding Co. *
    265,389       17,396,249  
Haemonetics Corp. *
    16,900       713,518  
HCA Holdings, Inc.
    79,700       3,108,300  
Health Management Associates, Inc., Class A *
    83,900       1,130,972  
HealthSouth Corp. *
    31,300       1,019,128  
Henry Schein, Inc. *
    28,319       2,940,362  
HMS Holdings Corp. *
    28,900       699,091  
Hologic, Inc. *
    89,470       2,030,969  
Humana, Inc.
    51,991       4,744,699  
IDEXX Laboratories, Inc. *
    19,098       1,871,413  
Intuitive Surgical, Inc. *
    13,095       5,080,860  
Laboratory Corp. of America Holdings *
    32,022       3,097,808  
McKesson Corp.
    74,047       9,082,605  
MEDNAX, Inc. *
    16,654       1,622,433  
Medtronic, Inc.
    329,768       18,216,384  
Omnicare, Inc.
    28,533       1,506,257  
Patterson Cos., Inc.
    29,800       1,218,522  
Quest Diagnostics, Inc.
    53,647       3,128,157  
ResMed, Inc. (b)
    49,616       2,364,202  
Sirona Dental Systems, Inc. *
    18,900       1,334,340  
St. Jude Medical, Inc.
    92,555       4,848,956  
Stryker Corp.
    90,054       6,345,205  
Teleflex, Inc.
    13,846       1,099,788  
Tenet Healthcare Corp. *
    36,925       1,648,701  
The Cooper Cos., Inc.
    16,200       2,063,070  
UnitedHealth Group, Inc.
    334,292       24,353,172  
Universal Health Services, Inc., Class B
    27,874       1,949,786  
Varian Medical Systems, Inc. *
    31,371       2,274,398  
WellPoint, Inc.
    95,323       8,155,836  
Zimmer Holdings, Inc.
    51,812       4,325,266  
                 
              239,838,447  
 
Household & Personal Products 2.1%
Avon Products, Inc.
    146,436       3,347,527  
Church & Dwight Co., Inc.
    44,094       2,808,788  
Colgate-Palmolive Co.
    280,654       16,802,755  
Energizer Holdings, Inc.
    19,900       2,025,820  
Herbalife Ltd. (b)
    34,218       2,241,279  
Kimberly-Clark Corp.
    125,604       12,409,675  
Nu Skin Enterprises, Inc., Class A
    18,400       1,538,976  
Spectrum Brands Holdings, Inc.
    5,000       282,100  
The Clorox Co. (b)
    41,725       3,585,846  
The Estee Lauder Cos., Inc., Class A
    81,468       5,348,374  
The Procter & Gamble Co.
    888,719       71,364,136  
                 
              121,755,276  
 
Insurance 4.5%
ACE Ltd.
    108,600       9,923,868  
Aflac, Inc.
    149,213       9,203,458  
Alleghany Corp. *
    5,786       2,336,850  
Allied World Assurance Co. Holdings AG
    13,000       1,230,450  
American Financial Group, Inc.
    26,205       1,354,536  
American International Group, Inc. *
    481,976       21,934,728  
Aon plc
    101,503       6,851,453  
Arch Capital Group Ltd. *
    45,600       2,469,240  
Arthur J. Gallagher & Co.
    38,520       1,709,518  
Aspen Insurance Holdings Ltd.
    23,200       869,768  
Assurant, Inc.
    24,592       1,331,903  
Assured Guaranty Ltd.
    62,000       1,341,680  
Axis Capital Holdings Ltd.
    37,362       1,627,489  
Berkshire Hathaway, Inc., Class B *
    592,712       68,677,539  
Brown & Brown, Inc.
    39,476       1,302,313  
Cincinnati Financial Corp.
    49,617       2,431,233  
CNA Financial Corp.
    9,150       324,917  
CNO Financial Group, Inc.
    74,300       1,061,004  
Erie Indemnity Co., Class A
    8,285       665,865  
Everest Re Group Ltd.
    16,120       2,152,504  
Fidelity National Financial, Inc., Class A
    74,569       1,825,449  
First American Financial Corp.
    34,900       793,277  
Genworth Financial, Inc., Class A *
    166,939       2,168,538  
Hartford Financial Services Group, Inc.
    140,595       4,338,762  
HCC Insurance Holdings, Inc.
    31,057       1,382,968  
Lincoln National Corp.
    78,859       3,286,055  
Loews Corp.
    92,958       4,234,237  
Markel Corp. *
    4,047       2,144,910  
Marsh & McLennan Cos., Inc.
    182,920       7,658,860  
MetLife, Inc.
    352,344       17,060,496  
Old Republic International Corp.
    86,909       1,255,835  
PartnerRe Ltd.
    19,809       1,773,698  
Principal Financial Group, Inc.
    94,109       4,080,566  
ProAssurance Corp.
    20,800       1,113,424  
Protective Life Corp.
    28,200       1,221,906  
Prudential Financial, Inc.
    151,497       11,963,718  
Reinsurance Group of America, Inc.
    25,110       1,709,740  
RenaissanceRe Holdings Ltd.
    14,407       1,252,977  
The Allstate Corp.
    149,198       7,606,114  
The Chubb Corp.
    82,112       7,102,688  
The Progressive Corp.
    180,142       4,685,493  
The Travelers Cos., Inc.
    118,647       9,912,957  
Torchmark Corp.
    32,365       2,300,504  
Unum Group
    88,014       2,784,763  
Validus Holdings Ltd.
    33,709       1,194,310  
W. R. Berkley Corp.
    37,725       1,598,408  
White Mountains Insurance Group Ltd.
    1,813       1,084,174  
Willis Group Holdings plc
    56,600       2,422,480  
XL Group plc
    98,667       3,093,210  
                 
              251,850,833  
 
 
 
 5

 

 
 Schwab 1000 Index Fund
 

 
Portfolio Holdings (Unaudited) continued
 
                 
    Number
 		  Value
Security   of Shares   ($)
 
Materials 3.6%
Air Products & Chemicals, Inc.
    66,478       7,222,170  
Airgas, Inc.
    18,151       1,873,365  
Albemarle Corp.
    30,200       1,872,702  
Alcoa, Inc.
    361,920       2,877,264  
Allegheny Technologies, Inc.
    36,152       996,711  
Allied Nevada Gold Corp. *
    30,400       202,768  
AptarGroup, Inc.
    22,500       1,313,775  
Ashland, Inc.
    23,300       2,023,372  
Avery Dennison Corp.
    35,760       1,599,545  
Ball Corp.
    49,376       2,211,551  
Bemis Co., Inc.
    35,049       1,443,668  
Cabot Corp.
    21,716       890,790  
Carpenter Technology Corp.
    15,000       784,200  
Celanese Corp., Series A
    53,043       2,549,247  
CF Industries Holdings, Inc.
    18,512       3,628,537  
Chemtura Corp. *
    32,000       715,520  
Cliffs Natural Resources, Inc. (b)
    48,600       948,186  
Compass Minerals International, Inc.
    11,200       846,720  
Crown Holdings, Inc. *
    39,776       1,743,382  
Cytec Industries, Inc.
    13,500       1,051,650  
Domtar Corp.
    12,400       861,924  
E.I. du Pont de Nemours & Co.
    299,517       17,279,136  
Eagle Materials, Inc.
    15,200       1,025,696  
Eastman Chemical Co.
    51,762       4,163,218  
Ecolab, Inc.
    86,028       7,926,620  
FMC Corp.
    43,504       2,878,225  
Freeport-McMoRan Copper & Gold, Inc.
    337,457       9,543,284  
Graphic Packaging Holding Co. *
    25,000       215,000  
Greif, Inc., Class A
    10,500       580,860  
Huntsman Corp.
    64,700       1,165,894  
International Flavors & Fragrances, Inc.
    27,508       2,219,345  
International Paper Co.
    144,607       6,985,964  
Kronos Worldwide, Inc. (b)
    7,500       124,050  
Louisiana-Pacific Corp. *
    45,300       736,578  
LyondellBasell Industries N.V., Class A
    123,500       8,485,685  
Martin Marietta Materials, Inc.
    15,549       1,548,680  
MeadWestvaco Corp.
    58,683       2,168,337  
Monsanto Co.
    173,234       17,112,054  
NewMarket Corp.
    3,600       981,216  
Newmont Mining Corp.
    162,928       4,887,840  
Nucor Corp.
    96,776       4,527,181  
Owens-Illinois, Inc. *
    55,877       1,662,341  
Packaging Corp. of America
    33,230       1,787,442  
PPG Industries, Inc.
    46,206       7,413,291  
Praxair, Inc.
    94,628       11,371,447  
Reliance Steel & Aluminum Co.
    25,122       1,763,564  
Rock-Tenn Co., Class A
    23,985       2,742,685  
Rockwood Holdings, Inc.
    26,200       1,774,526  
Royal Gold, Inc.
    21,800       1,126,842  
RPM International, Inc.
    44,600       1,571,704  
Sealed Air Corp.
    65,302       1,778,826  
Sigma-Aldrich Corp.
    34,908       2,916,912  
Silgan Holdings, Inc.
    16,700       805,608  
Sonoco Products Co.
    33,970       1,307,505  
Steel Dynamics, Inc.
    74,400       1,157,664  
The Dow Chemical Co.
    393,156       13,776,186  
The Mosaic Co.
    89,995       3,697,895  
The Scotts Miracle-Gro Co., Class A
    14,668       737,067  
The Sherwin-Williams Co.
    27,690       4,822,767  
The Valspar Corp.
    27,446       1,869,622  
United States Steel Corp. (b)
    48,968       849,595  
Vulcan Materials Co.
    43,925       2,072,381  
W.R. Grace & Co. *
    24,900       1,912,818  
Walter Energy, Inc. (b)
    21,200       237,228  
Westlake Chemical Corp.
    7,000       728,140  
                 
              202,095,966  
 
Media 3.7%
AMC Networks, Inc., Class A *
    19,500       1,331,070  
Cablevision Systems Corp., Class A
    75,110       1,403,806  
CBS Corp., Class B - Non Voting Shares
    179,605       9,490,328  
Charter Communications, Inc., Class A *
    21,500       2,703,410  
Cinemark Holdings, Inc.
    34,600       1,007,552  
Clear Channel Outdoor Holdings, Inc., Class A *
    14,500       107,590  
Comcast Corp., Class A
    850,823       38,355,101  
DIRECTV *
    179,825       11,377,528  
Discovery Communications, Inc., Class A *
    79,500       6,337,740  
DISH Network Corp., Class A
    67,372       3,008,160  
Gannett Co., Inc.
    81,054       2,087,951  
John Wiley & Sons, Inc., Class A
    15,480       698,612  
Lamar Advertising Co., Class A *
    20,370       882,632  
Liberty Global plc, Class A *
    112,566       9,131,354  
Liberty Media Corp., Class A *
    37,746       5,425,233  
Morningstar, Inc.
    8,150       621,193  
News Corp., Class A *
    161,082       2,566,036  
Omnicom Group, Inc.
    84,688       5,442,898  
Regal Entertainment Group, Class A (b)
    15,000       282,750  
Scripps Networks Interactive, Class A
    29,100       2,059,407  
Sirius XM Radio, Inc.
    952,200       3,551,706  
The Interpublic Group of Cos., Inc.
    143,264       2,356,693  
The Madison Square Garden Co., Class A *
    20,800       1,226,576  
The Walt Disney Co.
    586,960       37,946,964  
The Washington Post Co., Class B
    1,654       888,793  
Time Warner Cable, Inc.
    96,336       10,989,047  
Time Warner, Inc.
    304,080       18,932,021  
Twenty-First Century Fox, Inc.
    644,328       19,252,521  
Viacom Inc., Class B
    140,446       10,220,255  
                 
              209,684,927  
 
Pharmaceuticals, Biotechnology & Life Sciences 8.1%
AbbVie, Inc.
    516,646       23,497,060  
Actavis, Inc. *
    43,200       5,800,464  
Agilent Technologies, Inc.
    107,031       4,787,497  
Alexion Pharmaceuticals, Inc. *
    65,400       7,601,442  
Alkermes plc *
    41,300       1,386,854  
Allergan, Inc.
    98,962       9,017,417  
Amgen, Inc.
    244,902       26,520,437  
 
 
 
6 

 

 
 Schwab 1000 Index Fund
 

 
Portfolio Holdings (Unaudited) continued
 
                 
    Number
 		  Value
Security   of Shares   ($)
ARIAD Pharmaceuticals, Inc. *
    52,500       975,450  
Bio-Rad Laboratories, Inc., Class A *
    6,900       841,731  
Biogen Idec, Inc. *
    76,455       16,677,129  
BioMarin Pharmaceutical, Inc. *
    41,900       2,708,835  
Bristol-Myers Squibb Co.
    529,739       22,905,914  
Bruker Corp. *
    31,600       566,272  
Celgene Corp. *
    134,020       19,682,177  
Cepheid, Inc. *
    21,800       760,166  
Covance, Inc. *
    17,300       1,427,250  
Cubist Pharmaceuticals, Inc. *
    20,900       1,302,697  
Eli Lilly & Co.
    326,671       17,349,497  
Endo Health Solutions, Inc. *
    39,728       1,527,939  
Forest Laboratories, Inc. *
    79,346       3,456,312  
Gilead Sciences, Inc. *
    491,644       30,211,524  
Hospira, Inc. *
    56,040       2,280,828  
Illumina, Inc. (b)*
    41,300       3,296,566  
Incyte Corp. *
    42,900       1,004,289  
Jazz Pharmaceuticals plc *
    15,300       1,155,303  
Johnson & Johnson
    914,287       85,485,834  
Life Technologies Corp. *
    55,906       4,170,588  
Mallinckrodt plc *
    19,175       879,941  
Medivation, Inc. *
    24,300       1,406,241  
Merck & Co., Inc.
    978,618       47,140,029  
Mettler-Toledo International, Inc. *
    10,700       2,360,420  
Mylan, Inc. *
    122,300       4,104,388  
Myriad Genetics, Inc. *
    26,600       789,222  
Onyx Pharmaceuticals, Inc. *
    21,200       2,783,560  
PerkinElmer, Inc.
    38,500       1,312,465  
Perrigo Co.
    29,500       3,669,505  
Pfizer, Inc.
    2,169,151       63,404,284  
Pharmacyclics, Inc. *
    16,400       1,781,532  
Regeneron Pharmaceuticals, Inc. *
    24,500       6,616,470  
Salix Pharmaceuticals Ltd. *
    15,500       1,145,450  
Seattle Genetics, Inc. *
    33,600       1,361,472  
Techne Corp.
    12,563       926,396  
Thermo Fisher Scientific, Inc.
    116,698       10,632,355  
United Therapeutics Corp. *
    17,800       1,332,152  
Vertex Pharmaceuticals, Inc. *
    73,212       5,842,317  
Warner Chilcott plc, Class A
    57,900       1,233,849  
Waters Corp. *
    27,700       2,796,038  
                 
              457,915,558  
 
Real Estate 2.9%
Alexandria Real Estate Equities, Inc.
    21,100       1,445,350  
American Campus Communities, Inc.
    31,200       1,198,392  
American Tower Corp.
    127,089       8,996,630  
Apartment Investment & Management Co., Class A
    49,418       1,451,901  
AvalonBay Communities, Inc.
    38,349       5,190,154  
BioMed Realty Trust, Inc.
    52,300       1,080,518  
Boston Properties, Inc.
    50,205       5,369,425  
BRE Properties, Inc.
    25,624       1,359,609  
Camden Property Trust
    26,864       1,894,987  
CBL & Associates Properties, Inc.
    50,400       1,147,608  
CBRE Group, Inc., Class A *
    102,237       2,368,831  
Corrections Corp. of America
    38,004       1,256,032  
DDR Corp.
    79,000       1,349,320  
Digital Realty Trust, Inc.
    41,400       2,289,006  
Douglas Emmett, Inc.
    47,600       1,190,476  
Duke Realty Corp.
    104,537       1,721,724  
EPR Properties
    16,500       831,270  
Equity Lifestyle Properties, Inc.
    27,800       1,070,022  
Equity One, Inc.
    20,300       469,742  
Equity Residential
    107,872       6,040,832  
Essex Property Trust, Inc.
    11,817       1,905,964  
Extra Space Storage, Inc.
    32,100       1,349,805  
Federal Realty Investment Trust
    21,596       2,274,707  
Forest City Enterprises, Inc., Class A *
    47,200       826,944  
General Growth Properties, Inc.
    152,700       3,166,998  
HCP, Inc.
    151,580       6,649,815  
Health Care REIT, Inc.
    92,421       5,960,230  
Healthcare Trust of America, Inc., Class A
    11,000       120,450  
Highwoods Properties, Inc.
    24,700       896,116  
Home Properties, Inc.
    16,400       1,046,484  
Hospitality Properties Trust
    41,981       1,196,039  
Host Hotels & Resorts, Inc.
    240,139       4,288,883  
Howard Hughes Corp. *
    9,200       1,004,732  
Jones Lang LaSalle, Inc.
    14,800       1,347,244  
Kilroy Realty Corp.
    23,300       1,219,522  
Kimco Realty Corp.
    138,331       3,119,364  
LaSalle Hotel Properties
    28,500       767,790  
Liberty Property Trust
    39,504       1,509,448  
Mack-Cali Realty Corp.
    29,247       703,683  
Mid-America Apartment Communities, Inc.
    13,900       938,945  
National Retail Properties, Inc.
    35,200       1,231,648  
Omega Healthcare Investors, Inc.
    35,100       1,117,233  
Piedmont Office Realty Trust, Inc., Class A
    58,800       1,063,692  
Plum Creek Timber Co., Inc.
    54,798       2,673,046  
Post Properties, Inc.
    18,100       842,012  
Prologis, Inc.
    161,980       6,213,553  
Public Storage
    47,109       7,500,695  
Rayonier, Inc.
    41,734       2,438,935  
Realogy Holdings Corp. *
    40,950       1,841,112  
Realty Income Corp.
    63,300       2,747,853  
Regency Centers Corp.
    30,582       1,612,589  
Retail Properties of America, Inc., Class A
    9,000       126,810  
RLJ Lodging Trust
    34,900       845,278  
Senior Housing Properties Trust
    55,300       1,390,795  
Simon Property Group, Inc.
    102,850       16,462,171  
SL Green Realty Corp.
    29,251       2,651,603  
Tanger Factory Outlet Centers, Inc.
    30,900       1,002,087  
Taubman Centers, Inc.
    19,800       1,449,756  
The Geo Group, Inc.
    23,300       808,976  
The Macerich Co.
    44,845       2,782,632  
UDR, Inc.
    85,262       2,134,960  
Ventas, Inc.
    92,729       6,096,004  
Vornado Realty Trust REIT
    57,334       4,862,497  
Weingarten Realty Investors
    40,802       1,277,919  
Weyerhaeuser Co.
    182,450       5,181,580  
WP Carey, Inc.
    18,700       1,320,594  
                 
              165,691,022  
 
Retailing 4.4%
Aaron’s, Inc.
    25,700       736,562  
 
 
 
 7

 

 
 Schwab 1000 Index Fund
 

 
Portfolio Holdings (Unaudited) continued
 
                 
    Number
 		  Value
Security   of Shares   ($)
Abercrombie & Fitch Co., Class A
    18,919       943,491  
Advance Auto Parts, Inc.
    24,622       2,031,069  
Amazon.com, Inc. *
    118,641       35,737,042  
American Eagle Outfitters, Inc.
    55,385       1,087,761  
Ascena Retail Group, Inc. *
    45,800       874,322  
AutoNation, Inc. *
    10,166       486,951  
AutoZone, Inc. *
    11,333       5,083,757  
Bed Bath & Beyond, Inc. *
    70,120       5,362,076  
Best Buy Co., Inc.
    86,026       2,588,522  
Cabela’s, Inc. *
    15,100       1,036,464  
CarMax, Inc. *
    66,800       3,275,872  
Chico’s FAS, Inc.
    54,500       933,585  
CST Brands, Inc. *
    20,480       667,853  
Dick’s Sporting Goods, Inc.
    32,800       1,686,248  
Dillard’s, Inc., Class A
    11,200       945,616  
Dollar General Corp. *
    97,900       5,352,193  
Dollar Tree, Inc. *
    72,524       3,890,913  
DSW, Inc., Class A
    9,800       742,742  
Expedia, Inc.
    32,204       1,517,774  
Family Dollar Stores, Inc.
    32,860       2,259,454  
Foot Locker, Inc.
    50,909       1,839,342  
GameStop Corp., Class A
    40,000       1,962,400  
Genuine Parts Co.
    46,730       3,831,393  
GNC Holdings, Inc., Class A
    26,800       1,414,504  
Groupon, Inc. *
    70,000       620,200  
Guess?, Inc.
    22,800       767,904  
HSN, Inc.
    13,700       822,822  
J.C. Penney Co., Inc. (b)*
    48,622       709,881  
Kohl’s Corp.
    62,565       3,314,694  
L Brands, Inc.
    78,823       4,395,959  
Liberty Interactive Corp., Class A *
    167,108       4,087,462  
LKQ Corp. *
    99,600       2,596,572  
Lowe’s Cos., Inc.
    348,636       15,542,193  
Macy’s, Inc.
    123,376       5,963,996  
Netflix, Inc. *
    18,800       4,591,336  
Nordstrom, Inc.
    50,600       3,098,744  
O’Reilly Automotive, Inc. *
    36,166       4,530,153  
Penske Automotive Group, Inc.
    15,300       568,854  
PetSmart, Inc.
    34,595       2,533,046  
Pier 1 Imports, Inc.
    35,400       831,900  
Priceline.com, Inc. *
    16,546       14,488,836  
Ross Stores, Inc.
    71,412       4,818,168  
Sally Beauty Holdings, Inc. *
    53,200       1,623,132  
Sears Holdings Corp. (b)*
    13,094       599,705  
Signet Jewelers Ltd.
    26,900       1,966,659  
Staples, Inc.
    216,770       3,689,425  
Target Corp.
    209,162       14,902,792  
The Gap, Inc.
    89,555       4,110,574  
The Home Depot, Inc.
    474,835       37,526,210  
The TJX Cos., Inc.
    233,190       12,135,208  
Tiffany & Co.
    39,273       3,122,596  
Tractor Supply Co.
    20,000       2,422,600  
TripAdvisor, Inc. *
    37,200       2,790,744  
Ulta Salon, Cosmetics & Fragrance, Inc. *
    19,900       2,007,910  
Urban Outfitters, Inc. *
    37,796       1,608,598  
Williams-Sonoma, Inc.
    29,400       1,730,484  
                 
              250,807,263  
 
Semiconductors & Semiconductor Equipment 2.0%
Altera Corp.
    101,969       3,626,018  
Analog Devices, Inc.
    101,274       4,998,885  
Applied Materials, Inc.
    385,589       6,288,957  
Atmel Corp. *
    98,000       774,200  
Avago Technologies Ltd.
    70,500       2,585,940  
Broadcom Corp., Class A
    174,025       4,797,869  
Cree, Inc. *
    38,900       2,719,110  
First Solar, Inc. *
    20,000       984,800  
Freescale Semiconductor Ltd. *
    15,000       235,500  
Intel Corp.
    1,617,180       37,680,294  
KLA-Tencor Corp.
    56,638       3,320,686  
Lam Research Corp. *
    52,619       2,589,907  
Linear Technology Corp.
    77,466       3,142,021  
LSI Corp. *
    191,598       1,490,632  
Marvell Technology Group Ltd.
    135,162       1,753,051  
Maxim Integrated Products, Inc.
    99,200       2,837,120  
Microchip Technology, Inc.
    65,366       2,597,645  
Micron Technology, Inc. *
    335,800       4,449,350  
NVIDIA Corp.
    187,299       2,702,725  
ON Semiconductor Corp. *
    152,900       1,259,896  
Skyworks Solutions, Inc. *
    63,900       1,534,878  
Teradyne, Inc. *
    62,600       1,032,274  
Texas Instruments, Inc.
    357,675       14,020,860  
Xilinx, Inc.
    85,805       4,006,235  
                 
              111,428,853  
 
Software & Services 9.1%
Accenture plc, Class A
    211,300       15,596,053  
Activision Blizzard, Inc.
    130,838       2,352,467  
Adobe Systems, Inc. *
    166,913       7,891,647  
Akamai Technologies, Inc. *
    61,009       2,879,625  
Alliance Data Systems Corp. *
    14,371       2,842,296  
Amdocs Ltd.
    51,600       1,985,052  
ANSYS, Inc. *
    31,400       2,506,976  
AOL, Inc. *
    27,400       1,009,416  
Aspen Technology, Inc. *
    30,500       992,470  
Autodesk, Inc. *
    77,072       2,727,578  
Automatic Data Processing, Inc.
    154,351       11,127,164  
BMC Software, Inc. *
    43,012       1,977,262  
Broadridge Financial Solutions, Inc.
    43,100       1,247,314  
CA, Inc.
    98,881       2,940,721  
Cadence Design Systems, Inc. *
    92,587       1,349,918  
Citrix Systems, Inc. *
    63,400       4,566,068  
Cognizant Technology Solutions Corp., Class A *
    100,566       7,279,973  
CommVault Systems, Inc. *
    14,800       1,249,564  
Computer Sciences Corp.
    52,731       2,513,159  
Compuware Corp.
    69,800       791,532  
Concur Technologies, Inc. (b)*
    15,850       1,408,907  
CoreLogic, Inc. *
    31,900       890,010  
CoStar Group, Inc. *
    8,800       1,377,640  
DST Systems, Inc.
    11,380       796,941  
eBay, Inc. *
    378,670       19,573,452  
Electronic Arts, Inc. *
    98,381       2,569,712  
Equinix, Inc. *
    16,100       2,887,535  
Facebook, Inc., Class A *
    180,800       6,658,864  
FactSet Research Systems, Inc. (b)
    12,900       1,408,422  
Fidelity National Information Services, Inc.
    95,308       4,113,493  
Fiserv, Inc. *
    45,289       4,358,613  
 
 
 
8 

 

 
 Schwab 1000 Index Fund
 

 
Portfolio Holdings (Unaudited) continued
 
                 
    Number
 		  Value
Security   of Shares   ($)
FleetCor Technologies, Inc. *
    21,400       1,921,078  
Fortinet, Inc. *
    44,600       947,750  
Gartner, Inc. *
    32,300       1,938,323  
Genpact Ltd.
    44,550       908,375  
Global Payments, Inc.
    26,838       1,242,868  
Google, Inc., Class A *
    87,112       77,320,611  
IAC/InterActiveCorp
    27,930       1,413,537  
Informatica Corp. *
    36,200       1,381,754  
International Business Machines Corp.
    338,840       66,087,354  
Intuit, Inc.
    93,644       5,985,724  
Jack Henry & Associates, Inc.
    29,400       1,420,020  
LinkedIn Corp., Class A *
    22,600       4,605,654  
MasterCard, Inc., Class A
    33,984       20,750,970  
MAXIMUS, Inc.
    22,400       842,464  
MICROS Systems, Inc. *
    27,200       1,325,456  
Microsoft Corp.
    2,443,038       77,761,900  
NetSuite, Inc. *
    7,600       713,564  
NeuStar, Inc., Class A *
    22,200       1,244,976  
Nuance Communications, Inc. *
    79,800       1,497,048  
Oracle Corp.
    1,194,010       38,626,224  
Paychex, Inc.
    109,628       4,323,728  
PTC, Inc. *
    39,700       1,075,076  
Rackspace Hosting, Inc. *
    35,200       1,594,208  
Red Hat, Inc. *
    65,583       3,395,232  
SAIC, Inc.
    93,900       1,435,731  
Salesforce.com, Inc. *
    175,240       7,666,750  
ServiceNow, Inc. *
    4,000       174,320  
Solarwinds, Inc. *
    20,600       731,094  
Solera Holdings, Inc.
    24,100       1,371,531  
Splunk, Inc. *
    4,000       200,040  
Symantec Corp.
    226,489       6,042,727  
Synopsys, Inc. *
    48,700       1,803,848  
Syntel, Inc.
    2,000       143,560  
Teradata Corp. *
    48,044       2,840,361  
The Western Union Co.
    163,440       2,935,382  
TIBCO Software, Inc. *
    55,500       1,384,170  
Total System Services, Inc.
    55,100       1,510,291  
Ultimate Software Group, Inc. *
    8,900       1,204,170  
Vantiv, Inc., Class A *
    20,000       521,800  
VeriFone Systems, Inc. *
    35,800       682,706  
Verisign, Inc. *
    43,205       2,066,927  
Visa, Inc., Class A
    164,700       29,153,547  
VMware, Inc., Class A *
    28,900       2,375,291  
WEX, Inc. *
    13,100       1,138,914  
Workday, Inc., Class A *
    3,000       204,870  
Yahoo! Inc. *
    309,679       8,698,883  
                 
              514,480,651  
 
Technology Hardware & Equipment 5.9%
3D Systems Corp. (b)*
    30,149       1,423,937  
Amphenol Corp., Class A
    52,320       4,110,259  
Apple, Inc.
    305,109       138,061,822  
Arrow Electronics, Inc. *
    38,000       1,734,700  
Aruba Networks, Inc. *
    36,400       647,192  
Avnet, Inc. *
    42,546       1,602,708  
Brocade Communications Systems, Inc. *
    154,700       1,030,302  
Cisco Systems, Inc.
    1,737,715       44,398,618  
Corning, Inc.
    461,963       7,017,218  
Dell, Inc.
    455,449       5,770,539  
Dolby Laboratories, Inc., Class A (b)
    17,400       572,286  
EchoStar Corp., Class A *
    13,254       529,630  
EMC Corp.
    679,124       17,759,093  
F5 Networks, Inc. *
    27,000       2,369,520  
FEI Co.
    12,500       968,125  
FLIR Systems, Inc.
    53,000       1,720,910  
Harris Corp.
    39,396       2,248,330  
Hewlett-Packard Co.
    619,668       15,913,074  
Ingram Micro, Inc., Class A *
    53,851       1,229,418  
IPG Photonics Corp. (b)
    9,400       572,460  
Jabil Circuit, Inc.
    62,300       1,432,277  
JDS Uniphase Corp. *
    77,900       1,142,793  
Juniper Networks, Inc. *
    156,394       3,389,058  
Molex, Inc.
    46,621       1,390,704  
Motorola Solutions, Inc.
    90,112       4,940,841  
National Instruments Corp.
    31,200       879,528  
NCR Corp. *
    53,544       1,927,584  
NetApp, Inc.
    121,900       5,012,528  
Palo Alto Networks, Inc. *
    10,700       523,658  
QUALCOMM, Inc.
    564,178       36,417,690  
Riverbed Technology, Inc. *
    52,200       816,408  
SanDisk Corp. *
    81,758       4,506,501  
Seagate Technology plc
    100,337       4,104,787  
TE Connectivity Ltd.
    131,500       6,711,760  
Trimble Navigation Ltd. *
    84,000       2,397,360  
Western Digital Corp.
    65,512       4,217,663  
Xerox Corp.
    376,545       3,652,487  
                 
              333,143,768  
 
Telecommunication Services 2.4%
AT&T, Inc.
    1,748,777       61,679,365  
CenturyLink, Inc.
    196,511       7,044,919  
Crown Castle International Corp. *
    95,627       6,717,797  
Frontier Communications Corp. (b)
    338,406       1,475,450  
Level 3 Communications, Inc. *
    46,700       1,029,735  
SBA Communications Corp., Class A *
    41,300       3,059,917  
Sprint Corp. *
    249,064       1,484,421  
T-Mobile US, Inc. *
    49,900       1,203,089  
Telephone & Data Systems, Inc.
    30,811       816,800  
tw telecom, Inc. *
    50,800       1,512,824  
United States Cellular Corp.
    4,900       194,579  
Verizon Communications, Inc.
    934,057       46,217,140  
Windstream Corp. (b)
    198,148       1,654,536  
                 
              134,090,572  
 
Transportation 1.9%
Alaska Air Group, Inc. *
    24,200       1,480,314  
AMERCO
    2,000       332,640  
Avis Budget Group, Inc. *
    34,800       1,101,072  
C.H. Robinson Worldwide, Inc.
    51,948       3,097,140  
CSX Corp.
    340,826       8,455,893  
Delta Air Lines, Inc. *
    262,200       5,566,506  
Expeditors International of Washington, Inc.
    67,198       2,709,423  
FedEx Corp.
    96,528       10,231,968  
Genesee & Wyoming, Inc., Class A *
    14,700       1,318,002  
Hertz Global Holdings, Inc. *
    130,100       3,331,861  
 
 
 
 9

 

 
 Schwab 1000 Index Fund
 

 
Portfolio Holdings (Unaudited) continued
 
                 
    Number
 		  Value
Security   of Shares   ($)
J.B. Hunt Transport Services, Inc.
    30,591       2,292,184  
Kansas City Southern
    37,600       4,051,400  
Kirby Corp. *
    18,900       1,596,294  
Landstar System, Inc.
    15,900       859,554  
Norfolk Southern Corp.
    99,586       7,285,712  
Old Dominion Freight Line, Inc. *
    24,000       1,048,320  
Ryder System, Inc.
    16,964       1,049,054  
Southwest Airlines Co.
    249,888       3,455,951  
Union Pacific Corp.
    150,862       23,925,204  
United Continental Holdings, Inc. *
    112,582       3,923,483  
United Parcel Service, Inc., Class B
    228,435       19,828,158  
US Airways Group, Inc. (b)*
    53,200       1,029,420  
                 
              107,969,553  
 
Utilities 3.4%
AGL Resources, Inc.
    40,487       1,853,900  
Alliant Energy Corp.
    37,400       1,981,078  
Ameren Corp.
    68,885       2,466,772  
American Electric Power Co., Inc.
    153,071       7,094,841  
American Water Works Co., Inc.
    59,700       2,547,996  
Aqua America, Inc.
    47,134       1,595,957  
Atmos Energy Corp.
    30,718       1,358,964  
Calpine Corp. *
    130,200       2,605,302  
CenterPoint Energy, Inc.
    144,811       3,594,209  
Cleco Corp.
    20,600       999,306  
CMS Energy Corp.
    85,733       2,399,667  
Consolidated Edison, Inc.
    95,306       5,708,829  
Dominion Resources, Inc.
    189,108       11,215,995  
DTE Energy Co.
    57,597       4,072,108  
Duke Energy Corp.
    227,395       16,145,045  
Edison International
    105,954       5,281,807  
Entergy Corp.
    59,862       4,040,685  
Exelon Corp.
    281,219       8,602,489  
FirstEnergy Corp.
    136,391       5,192,405  
Great Plains Energy, Inc.
    52,000       1,257,880  
Hawaiian Electric Industries, Inc.
    32,648       870,396  
IDACORP, Inc.
    16,900       891,813  
Integrys Energy Group, Inc.
    26,455       1,661,374  
ITC Holdings Corp.
    17,400       1,596,798  
MDU Resources Group, Inc.
    64,217       1,800,645  
National Fuel Gas Co.
    28,047       1,818,287  
NextEra Energy, Inc.
    133,908       11,597,772  
NiSource, Inc.
    103,880       3,191,194  
Northeast Utilities
    101,312       4,499,266  
NRG Energy, Inc.
    108,030       2,897,365  
NV Energy, Inc.
    80,200       1,895,126  
OGE Energy Corp.
    66,760       2,496,824  
ONEOK, Inc.
    59,124       3,130,616  
Pepco Holdings, Inc.
    76,274       1,567,431  
PG&E Corp.
    144,737       6,641,981  
Piedmont Natural Gas Co., Inc.
    24,500       846,475  
Pinnacle West Capital Corp.
    37,087       2,184,424  
PPL Corp.
    205,561       6,530,673  
Public Service Enterprise Group, Inc.
    164,472       5,557,509  
Questar Corp.
    60,420       1,441,621  
SCANA Corp.
    44,531       2,311,604  
Sempra Energy
    73,678       6,456,403  
TECO Energy, Inc.
    59,217       1,046,364  
The AES Corp.
    196,902       2,449,461  
The Southern Co.
    279,918       12,551,523  
UGI Corp.
    39,248       1,648,023  
Vectren Corp.
    27,800       1,029,156  
Westar Energy, Inc.
    39,800       1,336,882  
Wisconsin Energy Corp.
    71,936       3,127,777  
Xcel Energy, Inc.
    164,909       4,939,025  
                 
              190,029,043  
                 
Total Common Stock
(Cost $1,889,536,684)     5,576,477,756  
         
                 
                 
 
 Other Investment Company 1.2% of net assets
 
Money Market Fund 1.2%
State Street Institutional U.S. Government Money Market Fund 0.00% (e)
    67,276,048       67,276,048  
                 
Total Other Investment Company
(Cost $67,276,048)     67,276,048  
         
                 
                 
    Face
 		   
Security
 		  Amount
 		  Value
    Rate, Maturity Date   ($)   ($)
 
 Short-Term Investments 0.1% of net assets
 
U.S. Treasury Obligations 0.1%
U.S. Treasury Bills
0.01%, 09/19/13 (c)(d)
    75,000       74,999  
0.02%, 09/19/13 (c)(d)
    2,400,000       2,399,935  
0.04%, 09/19/13 (c)(d)
    650,000       649,965  
                 
Total Short-Term Investments
(Cost $3,124,899)     3,124,899  
         
 
End of Investments.
                 
                 
    Number
 		  Value
Security   of Shares   ($)
 
 Collateral Invested for Securities on Loan 0.4% of net assets
                 
                 
State Street Institutional U.S. Government Money Market Fund 0.00% (e)
    20,018,914       20,018,914  
                 
Total Collateral Invested for Securities on Loan
(Cost $20,018,914)     20,018,914  
         
 
End of Collateral Invested for Securities on Loan
 
 
 
10 

 

 
 Schwab 1000 Index Fund
 

 
Portfolio Holdings (Unaudited) continued
 
At 07/31/13, tax basis cost of the fund’s investments was $1,965,353,679 and the unrealized appreciation and depreciation were $3,712,609,496 and ($31,084,472), respectively, with a net unrealized appreciation of $3,681,525,024.
 
* Non-income producing security.
(a) Issuer is affiliated with the fund’s adviser.
(b) All or a portion of this security is on loan. Securities on loan were valued at $20,050,919.
(c) All or a portion of this security is held as collateral for open futures contracts.
(d) The rate shown is the purchase yield.
(e) The rate shown is the 7-day yield.
 
     
REIT —
  Real Estate Investment Trust
 
In addition to the above, the fund held the following at 07/31/13:
 
                         
        Contract
 		  Unrealized
    Number of
 		  Value
 		  Gains
    Contracts   ($)   ($)
 
 Futures Contract
S&P 500 Index, e-mini, Long, expires 09/20/13
    820       68,900,500       3,515,739  
 
 
Under procedures approved by the fund’s Board of Trustees (the “Board”), the investment adviser has formed a Pricing Committee to administer the pricing and valuation of portfolio securities and other assets and to ensure that prices used for internal purposes or provided by third parties reasonably reflect fair market value. Among other things, these procedures allow the fund to utilize independent pricing services, quotations from securities and financial instrument dealers and other market sources to determine fair value.
 
The fund values the securities in its portfolio every business day. The fund uses the following policies to value various types of securities:
 
  •  Securities traded on an exchange or over-the-counter: Traded securities are valued at the closing value for the day, or, on days when no closing value has been reported, at halfway between the most recent bid and ask quotes. Securities that are primarily traded on foreign exchanges are valued at the official closing price or the last sales price on the exchange where the securities are principally traded with these values then translated into U.S. dollars at the current exchange rate, unless these securities are fair valued as discussed below.
 
  •  Securities for which no quoted value is available: The Board has adopted procedures to fair value the fund’s securities when market prices are not “readily available” or are unreliable. For example, a fund may fair value a security when it is de-listed or its trading is halted or suspended; when a security’s primary pricing source is unable or unwilling to provide a price; or when a security’s primary trading market is closed during regular market hours. The fund makes fair value determinations in good faith in accordance with the fund’s valuation procedures. The Pricing Committee considers a number of factors, including unobservable market inputs when arriving at fair value. The Pricing Committee may employ techniques such as the review of related or comparable assets or liabilities, related market activities, recent transactions, market multiples, book values, transactional back-testing, disposition analysis and other relevant information. The Pricing Committee regularly reviews these inputs and assumptions to calibrate the valuations. Due to the subjective and variable nature of fair value pricing, there can be no assurance that a fund could obtain the fair value assigned to the security upon the sale of such security. The Board convenes on a regular basis to review fair value determinations made by the fund pursuant to the valuation procedures.
 
  •  Futures Contracts (“futures”): Futures are valued at their settlement prices as of the close of their exchanges.
 
  •  Short-term securities (60 days or less to maturity): Short-term securities are valued at amortized cost, which approximates market value.
 
  •  Underlying funds: Mutual funds are valued at their respective net asset values (“NAVs”).
 
In accordance with the authoritative guidance on fair value measurements and disclosures under generally accepted accounting principles in the United States of America (GAAP), the fund discloses the fair value of its investments in a hierarchy that prioritizes the inputs to valuation techniques used to measure the fair value. The hierarchy gives the highest priority to valuations based upon unadjusted quoted prices in active markets for identical assets or liabilities (Level 1 measurements) and the lowest priority to valuations based upon unobservable inputs that are significant to the valuation (Level 3 measurements). If inputs used to measure the financial instruments fall within different levels of the hierarchy, the categorization is based on the lowest level input that is significant to the valuation. If the fund determines that either the volume and/or level of activity for an asset or liability has significantly decreased (from normal conditions for that asset or liability) or price quotations or observable
 
 
 
 11

 

 
 Schwab 1000 Index Fund
 

 
Portfolio Holdings (Unaudited) continued
 
inputs are not associated with orderly transactions, increased analysis and management judgment will be required to estimate fair value.
 
The three levels of the fair value hierarchy are as follows:
 
  •  Level 1 — quoted prices in active markets for identical securities — Investments whose values are based on quoted market prices in active markets, and whose values are therefore classified as Level 1 prices, include active listed equities and futures contracts. Investments in mutual funds are valued daily at their NAVs, which are classified as Level 1 prices.
 
  •  Level 2 — other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.) — Investments that trade in markets that are not considered to be active, but whose values are based on quoted market prices, dealer quotations or valuations provided by alternative pricing sources supported by observable inputs are classified as Level 2 prices. These generally include U.S. government and sovereign obligations, most government agency securities, investment-grade corporate bonds, certain mortgage products, less liquid listed equities, and state, municipal and provincial obligations. As investments whose values are classified as Level 2 prices include positions that are not traded in active markets and/or are subject to transfer restrictions, valuations may be adjusted to reflect illiquidity and/or non-transferability, which are generally based on available market information.
 
  •  Level 3 — significant unobservable inputs (including the fund’s own assumption in determining the fair value of investments) — Investments whose values are classified as Level 3 prices have significant unobservable inputs, as they may trade infrequently or not at all. When observable prices are not available for these securities, the fund uses one or more valuation techniques for which sufficient and reliable data is available. The inputs used by the fund in estimating the value of Level 3 prices may include the original transaction price, quoted prices for similar securities or assets in active markets, completed or pending third-party transactions in the underlying investment or comparable issuers, and changes in financial ratios or cash flows. Level 3 prices may also be adjusted to reflect illiquidity and/or non-transferability, with the amount of such discount estimated by the fund in the absence of market information. Assumptions used by the fund due to the lack of observable inputs may significantly impact the resulting fair value and therefore the fund’s results of operations.
 
The inputs or methodology used for valuing securities are not necessarily an indication of the risk associated with investing in those securities. The following is a summary of the inputs used to value the fund’s investments as of July 31, 2013:
 
                                 
    Quoted Prices in
 		      Significant
 		   
    Active Markets for
 		  Significant Other
 		  Unobservable
 		   
    Identical Assets
 		  Observable Inputs
 		  Inputs
 		   
Description
 
(Level 1)
 
(Level 2)
 
(Level 3)
 
Total
 
Common Stock1
    $5,576,477,756       $—       $—       $5,576,477,756  
Other Investment Company1
    67,276,048       —       —       67,276,048  
Short-Term Investments1
    —       3,124,899       —       3,124,899  
                                 
Total
    $5,643,753,804       $3,124,899       $—       $5,646,878,703  
                                 
Other Financial Instruments
                               
Collateral Invested for Securities on Loan
    $20,018,914       $—       $—       $20,018,914  
Futures Contract2
    3,515,739       —       —       3,515,739  
 
     
1
  As categorized in Portfolio Holdings.
2
  Futures contracts are not included in Investments and are valued at unrealized appreciation or depreciation.
 
The following is a reconciliation of Level 3 investments for which significant unobservable inputs were used to determine fair value:
 
                                                                 
    Balance
 		      Change in
 		                  Balance
    as of
 		  Realized
 		  Unrealized
 		          Gross
 		  Gross
 		  as of
    October 31,
 		  Gains
 		  Gains
 		  Gross
 		  Gross
 		  Transfers
 		  Transfers
 		  July 31,
Investments in Securities
 
2012
 
(Losses)
 
(Losses)
 
Purchases
 
Sales
 
in
 
out
 
2013
 
Common Stock
    $64,997       $3,754       ($4,047 )     $—       ($64,704 )     $—       $—       $—  
                                                                 
Total
    $64,997       $3,754       ($4,047 )     $—       ($64,704 )     $—       $—       $—  
                                                                 
 
 
 
12 

 

 
 Schwab 1000 Index Fund
 

 
Portfolio Holdings (Unaudited) continued
 
The fund’s policy is to recognize transfers between Level 1, Level 2 and Level 3 as of the beginning of the fiscal year. There were no transfers between Level 1, Level 2 and Level 3 for the period ended July 31, 2013.
 
On July 31, 2013, the fund had open equity index futures contracts. The fund invests in futures to equitize available cash. The primary risk associated with investing in futures is market risk.
 
REG46851JUL13
 
 
 
 13

 

Item 2. Controls and Procedures.
(a)   Based on their evaluation of Registrant’s disclosure controls and procedures, as of a date within 90 days of the filing date, Registrant’s Chief Executive Officer, Marie Chandoha and Registrant’s Principal Financial Officer, George Pereira, have concluded that Registrant’s disclosure controls and procedures are: (i) reasonably designed to ensure that information required to be disclosed in this report is appropriately communicated to Registrant’s officers to allow timely decisions regarding disclosures required in this report; (ii) reasonably designed to ensure that information required to be disclosed in this report is recorded, processed, summarized and reported in a timely manner; and (iii) are effective in achieving the goals described in (i) and (ii) above.
(b)   During Registrant’s last fiscal quarter, there have been no changes in Registrant’s internal control over financial reporting (as defined in Rule 30a-3(d) under the Act (17 CFR 270.30a-3(d)) that the above officers believe to have materially affected, or to be reasonably likely to materially affect, Registrant’s internal control over financial reporting.
Item 3. Exhibits.
Separate certifications for Registrant’s principal executive officer and principal financial officer, as required by Rule 30a-2(a) under the Act (17 CFR 270.30a-2(a)), are attached.
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Schwab Investments — Schwab 1000 Index Fund
         
By:
  /s/ Marie Chandoha
 
Marie Chandoha 		   
 
  Chief Executive Officer    
 
        
Date:
  9/13/2013    
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
         
By:
  /s/ Marie Chandoha
 
Marie Chandoha 		   
 
  Chief Executive Officer    
 
        
Date:
  9/13/2013    
         
By:
  /s/ George Pereira
 
George Pereira 		   
 
  Principal Financial Officer    
 
        
Date:
  9/13/2013