EX-99.(D)(III) 3 f53978aexv99wxdyxiiiy.htm EX-99.(D)(III) exv99wxdyxiiiy
Ex - (d)(iii)
INVESTMENT ADVISORY AND ADMINISTRATION AGREEMENT
AMENDED SCHEDULE A
     
FUND   FUND EFFECTIVE DATE
 
Schwab 1000 Fund
  April 2, 1991
Schwab Short-Term Bond Market Fund
  November 4, 1991
Schwab Total Bond Market Fund
  March 1, 1993
Schwab YieldPlus Fund
  July 21, 1999
Schwab GNMA Fund
  January 27, 2003
Schwab California Tax-Free YieldPlus Fund
  November 15, 2004
Schwab Tax-Free YieldPlus Fund
  November 15, 2004
Schwab Inflation Protected Fund
  January 21, 2006
Schwab Global Real Estate Fund
  February 28, 2007
Schwab Premier Income Fund
  October 31, 2007
         
  SCHWAB INVESTMENTS
 
 
  By:   /s/ Jeffrey Mortimer    
    Name:   Jeffery Mortimer   
    Title:   Senior Vice President and
Chief Investment Officer 
 
 
  CHARLES SCHWAB INVESTMENT
MANAGEMENT, INC.

 
 
  By:   /s/ George Pereira    
    Name:   George Pereira   
    Title:   Senior Vice President and
Chief Financial Officer 
 
 
Dated as of July 1, 2009

 


 

AMENDED SCHEDULE D
TO THE INVESTMENT ADVISORY AND ADMINISTRATION AGREEMENT
BETWEEN SCHWAB INVESTMENTS AND
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC.
ADVISORY FEE SCHEDULE
The fees listed below are for services provided under this Agreement
and are to be accrued daily and paid monthly in arrears:
FUND
Schwab 1000 Fund
The annual fee, payable monthly, is 0.30% of the Fund’s average daily net assets not in excess of $500 million; 0.22% of such assets over $500 million not in excess of $5 billion; 0.20% such daily net assets over $5 billion not in excess of $10 billion; and 0.18% of such assets over $10 billion.
Schwab Short-Term Bond Market Fund
(Formerly known as Schwab Short-Term Bond Market Index Fund and Schwab Short/Intermediate Government Bond Fund)
The annual fee, payable monthly, is 0.30% of the Fund’s average daily net assets not in excess of $500 million and 0.22% of such assets over $500 million.
Schwab California Long-Term Tax-Free Bond Fund
The annual fee, payable monthly, is 0.30% of the Fund’s average daily net assets not in excess of $500 million and 0.22% of such assets over $500 million.
Schwab Long-Term Tax-Free Bond Fund
The annual fee, payable monthly, is 0.30% of the Fund’s average daily net assets not in excess of $500 million and 0.22% of such assets over $500 million.
Schwab Short/Intermediate Tax-Free Bond Fund
The annual fee, payable monthly, is 0.30% of the Fund’s average daily net assets not in excess of $500 million and 0.22% of such assets over $500 million.
Schwab Total Bond Market Fund
(Formerly known as Schwab Total Bond Market Index Fund and Schwab Long-Term Government Bond Fund)
The annual fee, payable monthly, is 0.30% of the Fund’s average daily net assets not in excess of $500 million and 0.22% of such assets over $500 million.
Schwab California Short/Intermediate Tax-Free Bond Fund
The annual fee, payable monthly, is 0.30% of the Fund’s average daily net assets not in excess of $500 million and 0.22% of such assets over $500 million.
Schwab YieldPlus Fund
The annual fee, payable monthly, is 0.30% of the Fund’s average daily net assets not in excess of $500 million and 0.22% of such assets over $500 million.
Schwab GNMA Fund
The annual fee, payable monthly, is 0.30% of the Fund’s average daily net assets not in excess of $500 million and 0.22% of such net assets over $500 million.

 


 

FUND
Schwab California Tax-Free YieldPlus Fund
The annual fee, payable monthly, is 0.30% of the Fund’s average daily net assets not in excess of $500 million and 0.22% of such assets over $500 million.
Schwab Tax-Free YieldPlus Fund
The annual fee, payable monthly, is 0.30% of the Fund’s average daily net assets not in excess of $500 million and 0.22% of such assets over $500 million.
Schwab Inflation Protected Fund
The annual fee, payable monthly, is 0.30% of the Fund’s average daily net assets not in excess of $500 million and 0.22% of such net assets over $500 million.
Schwab Global Real Estate Fund
The annual fee, payable monthly, is 0.77% of the Fund’s average daily net assets.
Schwab Premier Income Fund
The annual fee, payable monthly, is 0.30% of the Fund’s average daily net assets not in excess of $500 million and 0.22% of such net assets over $500 million.
         
  SCHWAB INVESTMENTS
 
 
  By:   /s/ Jeffrey Mortimer    
    Name:   Jeffery Mortimer   
    Title:   Senior Vice President and
Chief Investment Officer 
 
 
  CHARLES SCHWAB INVESTMENT
MANAGEMENT, INC.

 
 
  By:   /s/ George Pereira    
    Name:   George Pereira   
    Title:   Senior Vice President and
Chief Financial Officer 
 
 
Dated as of July 1, 2009