-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S+qD/kA76NF8QOCPAkGLGcQHCZOyoRREU2FpLXZwazVu7Rp9rMJNzEmgnxUbrg09 3cWY7JHR1ADvBtlaZUGd7A== 0000869365-10-000022.txt : 20100428 0000869365-10-000022.hdr.sgml : 20100428 20100428134202 ACCESSION NUMBER: 0000869365-10-000022 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20100228 FILED AS OF DATE: 20100428 DATE AS OF CHANGE: 20100428 EFFECTIVENESS DATE: 20100428 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB INVESTMENTS CENTRAL INDEX KEY: 0000869365 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-06200 FILM NUMBER: 10776236 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-627-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 0000869365 S000015878 Schwab Global Real Estate Fund C000043611 Investor Shares SWAIX C000043612 Schwab Global Real Estate Fund SWASX NSAR-B 1 schwabglreanswer.fil GLOBAL REAL ESTATE PAGE 1 000 B000000 02/28/2010 000 C000000 0000869365 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 SCHWAB INVESTMENTS (Global Real Estate Fund) 001 B000000 811-06200 001 C000000 4156367000 002 A000000 211 MAIN STREET 002 B000000 SAN FRANCISCO 002 C000000 CA 002 D010000 94105 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 12 007 C011300 13 007 C021300 SCHWAB GLOBAL REAL ESTATE FUND 007 C031300 N 008 A00AA01 CHARLES SCHWAB INVESTMENT MANAGEMENT, INC. 008 B00AA01 A 008 C00AA01 801-35905 008 D01AA01 SAN FRANCISCO 008 D02AA01 CA 008 D03AA01 94105 010 A00AA01 CHARLES SCHWAB INVESTMENT MANAGEMENT, INC. 010 B00AA01 801-35905 010 C01AA01 SAN FRANCISCO 010 C02AA01 CA 010 C03AA01 94105 011 A00AA01 CHARLES SCHWAB & CO., INC. 011 B00AA01 8-16514 011 C01AA01 SAN FRANCISCO 011 C02AA01 CA 011 C03AA01 94105 012 A00AA01 BOSTON FINANCIAL DATA SERVICES, INC. 012 B00AA01 84-00896 012 C01AA01 QUINCY 012 C02AA01 MA 012 C03AA01 02169 013 A00AA01 PRICEWATERHOUSECOOPERS LLP 013 B01AA01 SAN FRANCISCO 013 B02AA01 CA 013 B03AA01 94111 014 A00AA01 CHARLES SCHWAB & CO, INC. 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PIERCE TITLE ASSISTANT TREASURER EX-99.77C VOTES 2 proxyletter.txt SHAREHOLDER MEETING Results of Proxy Voting: At a special meeting of shareholders of the trust held on December 14, 2009, shareholders approved the following proposal: to elect nine trustees to serve on the Board of Trustees of the trust. The individuals listed in the table below were elected as trustees for each fund. All trustees served as trustees of the trust prior to the special meeting. FOR WITHHELD % FOR Charles R. Schwab 459,325,700.18 28,086,852.10 94.24% Walter W. Bettinger, II 462,501,711.78 24,910,840.50 94.89% Mariann Byerwalter 462,421,752.63 24,990,799.65 94.87% John F. Cogan 463,280,067.34 24,132,484.94 94.05% William A. Hasler 459,926,827.89 27,485,724.39 94.36% Gerald B. Smith 462,799,212.90 24,613,339.38 94.95% Donald R. Stephens 462,936,148.60 24,476,403.68 94.98% Joseph H. Wender 462,081,721.45 25,330,830.83 94.80% Michael W. Wilsey 461,613,391.08 25,799,161.20 94.71% EX-99.77C VOTES 3 auditorlettergre.txt AUDIT LETTER Report of Independent Registered Public Accounting Firm To the Board of Trustees and Shareholders of the Schwab Global Real Estate Fund: In planning and performing our audits of the financial statements of the Schwab Global Real Estate Fund (referred to as the "Fund") as of and for the year ended February 28, 2010, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Fund's internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the Fund's internal control over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Fund's internal control over financial reporting. The management of the Fund is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A fund's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A fund's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the fund; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the fund are being made only in accordance with authorizations of management and trustees of the fund; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a fund's assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the Fund's annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Fund's internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control over financial reporting that might be materialweaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Fund's internal control over financial reporting and its operations, including controls over safeguarding securities, which we consider to be material weaknesses as defined above as of February 28, 2010. This report is intended solely for the information and use of the Board of Trustees, management and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. PricewaterhouseCoopers LLP San Francisco, California April 15, 2010 -----END PRIVACY-ENHANCED MESSAGE-----