-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Gbn1vrHPn/0kmxEoXOyvRQskVw8zJ48oGHOuY7DJTaqyOz8Vs4tuYPzi/qAXme0S mDqXFDz/uV/g8oFhlsXdiQ== 0000734072-04-000107.txt : 20040826 0000734072-04-000107.hdr.sgml : 20040826 20040826162310 ACCESSION NUMBER: 0000734072-04-000107 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040630 FILED AS OF DATE: 20040826 DATE AS OF CHANGE: 20040826 EFFECTIVENESS DATE: 20040826 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PIONEER EQUITY INCOME FUND CENTRAL INDEX KEY: 0000869356 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-08657 FILM NUMBER: 04999265 BUSINESS ADDRESS: STREET 1: 60 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6174224960 MAIL ADDRESS: STREET 1: 60 STATE STREET 19TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109-1820 N-PX 1 equity_income.txt N-PX PIONEER EQUITY INCOME FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-08657 ----- Pioneer Equity Income Fund - ---------------------------------------------------- (Exact name of registrant as specified in charter) 60 State Street Boston, MA 02109 - ---------------------------------------------------- (Address of principal executive offices) Dorothy Bourassa 60 State Street Boston, MA 02109 - ---------------------------------------------------- (Name and address of agent for service) Registrant's telephone number, including area code: (617) 742-7825 Date of fiscal year end: October 31 Date of reporting period: July 1, 2003 to June 30, 2004 SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Pioneer Equity Income Fund By (Signature and Title) /s/ John F. Cogan, Jr. ------------------------- John F. Cogan, Jr., Chairman and President Date August 25, 2004 ---------------- ========================== PIONEER EQUITY INCOME FUND ========================== A.G. EDWARDS, INC. Ticker: AGE Security ID: 281760108 Meeting Date: JUN 24, 2004 Meeting Type: Annual Record Date: MAY 3, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert L. Bagby For For Management 1.2 Elect Director Dr. E. Eugene Carter For For Management 1.3 Elect Director Peter B. Madoff For For Management 2 Approve Executive Incentive Bonus Plan For For Management 3 Ratify Auditors For For Management - -------------------------------------------------------------------------------- ABBOTT LABORATORIES Ticker: ABT Security ID: 002824100 Meeting Date: APR 23, 2004 Meeting Type: Annual Record Date: FEB 25, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roxanne S. Austin For For Management 1.2 Elect Director H.Laurance Fuller For For Management 1.3 Elect Director Richard A. Gonzalez For For Management 1.4 Elect Director Jack M. Greenberg For For Management 1.5 Elect Director Jeffrey M. Leiden For For Management 1.6 Elect Director David A. Lord Owen For For Management 1.7 Elect Director Boone Powell Jr. For For Management 1.8 Elect Director Addison Barry Rand For For Management 1.9 Elect Director W.Ann Reynolds For For Management 1.10 Elect Director Roy S. Roberts For For Management 1.11 Elect Director William D. Smithburg For For Management 1.12 Elect Director John R. Walter For For Management 1.13 Elect Director Miles D. White For For Management 2 Ratify Auditors For For Management 3 Drug Pricing Against Abstain Shareholder 4 Report on Political Against Abstain Shareholder Contributions/Activities 5 Prohibit Awards to Executives Against Against Shareholder 6 Report on Operational Imact of HIV/AIDS, Against Abstain Shareholder TB, and Malaria Pandemic - -------------------------------------------------------------------------------- AIR PRODUCTS & CHEMICALS, INC. Ticker: APD Security ID: 009158106 Meeting Date: JAN 22, 2004 Meeting Type: Annual Record Date: NOV 28, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director W. Douglas Ford For For Management 1.2 Elect Director James F. Hardymon For For Management 1.3 Elect Director Paula G. Rosput For For Management 1.4 Elect Director Lawrason D. Thomas For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- ALLTEL CORP. Ticker: AT Security ID: 020039103 Meeting Date: APR 22, 2004 Meeting Type: Annual Record Date: FEB 24, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott T. Ford For For Management 1.2 Elect Director Lawrence L. Gellerstedt, For For Management III 1.3 Elect Director Emon A. Mahony, Jr. For For Management 1.4 Elect Director Ronald Townsend For For Management 2 Ratify Auditors For For Management 3 Ammend EEO - Sexual Orientation Against Against Shareholder - -------------------------------------------------------------------------------- AMERICAN ELECTRIC POWER CO. Ticker: AEP Security ID: 025537101 Meeting Date: APR 27, 2004 Meeting Type: Annual Record Date: MAR 3, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director E. R. Brooks For For Management 1.2 Elect Director Donald M. Carlton For For Management 1.3 Elect Director John P. DesBarres For For Management 1.4 Elect Director Robert W. Fri For For Management 1.5 Elect Director William R. Howell For For Management 1.6 Elect Director Lester A. Hudson, Jr. For For Management 1.7 Elect Director Leonard J. Kujawa For For Management 1.8 Elect Director Michael G. Morris For For Management 1.9 Elect Director Richard L. Sandor For For Management 1.10 Elect Director Donald G. Smith For For Management 1.11 Elect Director Kathryn D. Sullivan For For Management 2 Ratify Auditors For For Management 3 Submit Severance Agreement Against For Shareholder (Change-in-Control) to Shareholder Vote 4 Submit Executive Pension Benefit to Vote Against For Shareholder 5 Prohibit Auditor from Providing Non-Audit Against Against Shareholder Services 6 Establish Term Limits for Directors Against Against Shareholder - -------------------------------------------------------------------------------- AQUA AMERICA, INC. Ticker: WTR Security ID: 03836W103 Meeting Date: MAY 20, 2004 Meeting Type: Annual Record Date: MAR 29, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard L. Smoot For For Management 1.2 Elect Director William P. Hankowsky For For Management 1.3 Elect Director John E. Menario For For Management 2 Increase Authorized Common Stock For Against Management 3 Approve Omnibus Stock Plan For For Management - -------------------------------------------------------------------------------- AT&T CORP. Ticker: T Security ID: 001957505 Meeting Date: MAY 19, 2004 Meeting Type: Annual Record Date: MAR 25, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Directors William F. Aldinger For For Management 1.2 Elect Directors Kenneth T. Derr For For Management 1.3 Elect Directors David W. Dorman For For Management 1.4 Elect Directors M. Kathryn Eickhoff For For Management 1.5 Elect Directors Herbet L. Henkel For For Management 1.6 Elect Directors Frank C. Herringer For For Management 1.7 Elect Directors Shirley Ann Jackson For For Management 1.8 Elect Directors Jon C. Madonna For For Management 1.9 Elect Directors Donald F. McHenry For For Management 1.10 Elect Directors Tony L. White For For Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For Against Management 4 Establish Term Limits for Directors Against Against Shareholder 5 Submit Shareholder Rights Plan (Poison Against For Shareholder Pill) to Shareholder Vote 6 Separate Chairman and CEO Positions Against Against Shareholder 7 Report on Executive Compensation Against Against Shareholder - -------------------------------------------------------------------------------- BANK OF AMERICA CORP. Ticker: BAC Security ID: 060505104 Meeting Date: MAR 17, 2004 Meeting Type: Special Record Date: JAN 26, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Amend Omnibus Stock Plan For For Management 3 Increase Authorized Common Stock For For Management 4 Adjourn Meeting For For Management - -------------------------------------------------------------------------------- BANK OF AMERICA CORP. Ticker: BAC Security ID: 060505104 Meeting Date: MAY 26, 2004 Meeting Type: Annual Record Date: APR 7, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William Barnet, III For For Management 1.2 Elect Director Charles W. Coker For For Management 1.3 Elect Director John T. Collins For For Management 1.4 Elect Director Gary L. Countryman For For Management 1.5 Elect Director Paul Fulton For For Management 1.6 Elect Director Charles K. Gifford For For Management 1.7 Elect Director Donald E. Guinn For For Management 1.8 Elect Director James H. Hance, Jr. For For Management 1.9 Elect Director Kenneth D. Lewis For For Management 1.10 Elect Director Walter E. Massey For For Management 1.11 Elect Director Thomas J. May For For Management 1.12 Elect Director C. Steven McMillan For For Management 1.13 Elect Director Eugene M. McQuade For For Management 1.14 Elect Director Patricia E. Mitchell For For Management 1.15 Elect Director Edward L. Romero For For Management 1.16 Elect Director Thomas M. Ryan For For Management 1.17 Elect Director O. Temple Sloan, Jr. For For Management 1.18 Elect Director Meredith R. Spangler For For Management 1.19 Elect Director Jackie M. Ward For For Management 2 Ratify Auditors For For Management 3 Change Date of Annual Meeting Against Against Shareholder 4 Adopt Nomination Procedures for the Board Against Against Shareholder 5 Charitable Contributions Against Abstain Shareholder 6 Establish Independent Committee to Review Against Against Shareholder Mutual Fund Policy 7 Adopt Standards Regarding Privacy and Against Against Shareholder Information Security - -------------------------------------------------------------------------------- BECTON, DICKINSON AND COMPANY Ticker: BDX Security ID: 075887109 Meeting Date: FEB 11, 2004 Meeting Type: Annual Record Date: DEC 15, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Henry P. Becton, Jr. For For Management 1.2 Elect Director Edward F. DeGraan For For Management 1.3 Elect Director James F. Orr For For Management 1.4 Elect Director Margaretha af Ugglas For For Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Provide for Cumulative Voting Against For Shareholder - -------------------------------------------------------------------------------- BELLSOUTH CORP. Ticker: BLS Security ID: 079860102 Meeting Date: APR 26, 2004 Meeting Type: Annual Record Date: MAR 8, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James H. Blanchard For For Management 1.2 Elect Director Armando M. Codina For For Management 1.3 Elect Director Leo F. Mullin For For Management 2 Ratify Auditors For For Management 3 Declassify the Board of Directors For For Management 4 Approve Omnibus Stock Plan For For Management 5 Limit Executive Compensation Against Against Shareholder 6 Limit Executive Compensation Against Against Shareholder 7 Report on Political Against Abstain Shareholder Contributions/Activities - -------------------------------------------------------------------------------- BIOMET, INC. Ticker: BMET Security ID: 090613100 Meeting Date: SEP 27, 2003 Meeting Type: Annual Record Date: AUG 7, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jerry L. Ferguson For For Management 1.2 Elect Director Daniel P. Hann For For Management 1.3 Elect Director Thomas F. Kearns, Jr. For For Management 1.4 Elect Director Dane A. Miller, Ph.D. For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- BOEING CO., THE Ticker: BA Security ID: 097023105 Meeting Date: MAY 3, 2004 Meeting Type: Annual Record Date: MAR 5, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John H. Biggs For Withhold Management 1.2 Elect Director John E. Bryson For Withhold Management 1.3 Elect Director Linda Z. Cook For For Management 1.4 Elect Director Rozanne L. Ridgway For Withhold Management 2 Reduce Supermajority Vote Requirement For For Management 3 Ratify Auditors For For Management 4 Develop Ethical Criteria for Military Against Abstain Shareholder Contracts 5 Adopt Amended Workplace Code of Conduct Against Abstain Shareholder 6 Declassify the Board of Directors Against For Shareholder 7 Amend Vote Requirements to Amend Against For Shareholder Articles/Bylaws/Charter 8 Submit Severance Agreement Against For Shareholder (Change-in-Control) to Shareholder Vote 9 Adopt a Policy that will Commit Executive Against Against Shareholder & Directors to Hold at least 75% of their Shares 10 Provide Employees Choice of Pension Plans Against Against Shareholder at Retirement or Termination - -------------------------------------------------------------------------------- BURLINGTON NORTHERN SANTA FE CORP. Ticker: BNI Security ID: 12189T104 Meeting Date: APR 21, 2004 Meeting Type: Annual Record Date: FEB 27, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan L. Boeckmann For For Management 1.2 Elect Director Vilma S. Martinez For Withhold Management 1.3 Elect Director Marc F. Racicot For Withhold Management 1.4 Elect Director Roy S. Roberts For For Management 1.5 Elect Director Matthew K. Rose For For Management 1.6 Elect Director Marc J. Shapiro For For Management 1.7 Elect Director J.C. Watts, Jr. For For Management 1.8 Elect Director Robert H. West For For Management 1.9 Elect Director J. Steven Whisler For For Management 1.10 Elect Director Edward E. Whitacre, Jr. For For Management 1.11 Elect Director Michael B. Yanney For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management - -------------------------------------------------------------------------------- CAMPBELL SOUP CO. Ticker: CPB Security ID: 134429109 Meeting Date: NOV 21, 2003 Meeting Type: Annual Record Date: SEP 23, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edmund M. Carpenter For For Management 1.2 Elect Director Douglas R. Conant For For Management 1.3 Elect Director Paul R. Charron For For Management 1.4 Elect Director Bennett Dorrance For For Management 1.5 Elect Director Kent B. Foster For For Management 1.6 Elect Director Harvey Golub For For Management 1.7 Elect Director Randall W. Larrimore For For Management 1.8 Elect Director Philip E. Lippincott For For Management 1.9 Elect Director Mary Alice D. Malone For For Management 1.10 Elect Director David C. Patterson For For Management 1.11 Elect Director Charles R. Perrin For For Management 1.12 Elect Director George M. Sherman For For Management 1.13 Elect Director Donald M. Stewart For For Management 1.14 Elect Director George Strawbridge, Jr. For For Management 1.15 Elect Director Les C. Vinney For For Management 1.16 Elect Director Charlotte C. Weber For For Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For For Management - -------------------------------------------------------------------------------- CEDAR FAIR, L.P. Ticker: FUN Security ID: 150185106 Meeting Date: JUN 8, 2004 Meeting Type: Special Record Date: MAR 19, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Approve Amendments to For For Management the Partnership Agreement to Authorize Unitholder Voting. 2 Amend Articles to Grant the Authority to For Against Management Implement A Unitholder Rights Plan. 3.1 Elect Director Richard S. Ferreira For For Management 3.2 Elect Director Richard L. Kinzel For For Management 3.3 Elect Director Thomas A. Tracy For For Management 3.4 Elect Director M.D. Kwiatkowski For For Management 3.5 Elect Director Steven H. Tishman For For Management 3.6 Elect Director Darrel D. Anderson For For Management 3.7 Elect Director David L. Paradeau For For Management - -------------------------------------------------------------------------------- CHARTER ONE FINANCIAL, INC. Ticker: CF Security ID: 160903100 Meeting Date: APR 21, 2004 Meeting Type: Annual Record Date: FEB 23, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick J. Agnew For For Management 1.2 Elect Director Denise Marie Fugo For For Management 1.3 Elect Director Charles John Koch For For Management 1.4 Elect Director Ronald F. Poe For For Management 1.5 Elect Director Jerome L. Schostak For For Management 1.6 Elect Director Mark Shaevsky For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management - -------------------------------------------------------------------------------- CHEVRONTEXACO CORP. Ticker: CVX Security ID: 166764100 Meeting Date: APR 28, 2004 Meeting Type: Annual Record Date: MAR 1, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Samuel H. Armacost For For Management 1.2 Elect Director Robert E. Denham For For Management 1.3 Elect Director Robert J. Eaton For For Management 1.4 Elect Director Sam Ginn For For Management 1.5 Elect Director Carla Anderson Hills For For Management 1.6 Elect Director Franklyn G. Jenifer For For Management 1.7 Elect Director J. Bennett Johnston For For Management 1.8 Elect Director Sam Nunn For For Management 1.9 Elect Director David J. O'Reilly For For Management 1.10 Elect Director Peter J. Robertson For For Management 1.11 Elect Director Charles R. Shoemate For For Management 1.12 Elect Director Carl Ware For For Management 2 Ratify Auditors For For Management 3 Adopt Shareholder Rights Plan (Poison For Against Management Pill) Policy 4 Amend Omnibus Stock Plan For For Management 5 Report on Operational Impact of HIV/AIDS, Against Abstain Shareholder TB, and Malaria Pandemic 6 Report on Political Against Abstain Shareholder Contributions/Activities 7 Require Affirmative Vote of a Majority of Against Against Shareholder the Shares to Elect Directors 8 Report on Health and Environmental Against Abstain Shareholder Initiatives in Ecuador 9 Report on Renewable Energy Against Abstain Shareholder - -------------------------------------------------------------------------------- CHUBB CORP., THE Ticker: CB Security ID: 171232101 Meeting Date: APR 27, 2004 Meeting Type: Annual Record Date: MAR 8, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Zoe Baird For For Management 1.2 Elect Director Sheila P. Burke For For Management 1.3 Elect Director James I. Cash, Jr. For For Management 1.4 Elect Director Joel J. Cohen For For Management 1.5 Elect Director James M. Cornelius For For Management 1.6 Elect Director John D. Finnegan For For Management 1.7 Elect Director David H. Hoag For For Management 1.8 Elect Director Klaus J. Mangold For For Management 1.9 Elect Director Sir David G. Scholey, CBE For For Management 1.10 Elect Director Raymond G. H. Seitz For For Management 1.11 Elect Director Lawrence M. Small For For Management 1.12 Elect Director Daniel E. Somers For For Management 1.13 Elect Director Karen Hastie Williams For For Management 1.14 Elect Director James M. Zimmerman For For Management 1.15 Elect Director Alfred W. Zollar For For Management 2 Approve Omnibus Stock Plan For For Management 3 Approve Non-Employee Director Omnibus For For Management Stock Plan 4 Ratify Auditors For For Management 5 Report on Political Against Against Shareholder Contributions/Activities - -------------------------------------------------------------------------------- COCA-COLA COMPANY, THE Ticker: KO Security ID: 191216100 Meeting Date: APR 21, 2004 Meeting Type: Annual Record Date: FEB 23, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Herbert A. Allen For For Management 1.2 Elect Director Ronald W. Allen For For Management 1.3 Elect Director Cathleen P. Black For For Management 1.4 Elect Director Warren E. Buffett For Withhold Management 1.5 Elect Director Douglas N. Daft For For Management 1.6 Elect Director Barry Diller For For Management 1.7 Elect Director Donald R. Keough For For Management 1.8 Elect Director Susan Bennett King For For Management 1.9 Elect Director Maria Elena Lagomasino For For Management 1.10 Elect Director Donald F. Mchenry For For Management 1.11 Elect Director Robert L. Nardelli For For Management 1.12 Elect Director Sam Nunn For For Management 1.13 Elect Director J. Pedro Reinhard For For Management 1.14 Elect Director James D. Robinson III For For Management 1.15 Elect Director Peter V. Ueberroth For For Management 1.16 Elect Director James B. Williams For For Management 2 Ratify Auditors For For Management 3 Report on Operational Impact of HIV/AIDS For Abstain Shareholder Pandemic 4 Report on Stock Option Distribution by Against Abstain Shareholder Race and Gender 5 Prohibit Awards to Executives Against Against Shareholder 6 Submit Executive Compensation to Vote Against Against Shareholder 7 Submit Executive Compensation to Vote Against Against Shareholder 8 Implement China Principles Against Abstain Shareholder 9 Separate Chairman and CEO Positions Against Against Shareholder - -------------------------------------------------------------------------------- COLGATE-PALMOLIVE CO. Ticker: CL Security ID: 194162103 Meeting Date: MAY 7, 2004 Meeting Type: Annual Record Date: MAR 9, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jill K. Conway For For Management 1.2 Elect Director Ronald E. Ferguson For For Management 1.3 Elect Director Carlos M. Gutierrez For For Management 1.4 Elect Director Ellen M. Hancock For For Management 1.5 Elect Director David W. Johnson For For Management 1.6 Elect Director Richard J. Kogan For For Management 1.7 Elect Director Delano E. Lewis For For Management 1.8 Elect Director Reuben Mark For For Management 1.9 Elect Director Elizabeth A. Monrad For For Management 2 Ratify Auditors For For Management 3 Approve Executive Incentive Bonus Plan For For Management 4 Submit Severance Agreement Against For Shareholder (Change-in-Control) to Shareholder Vote 5 Adopt ILO Based Code of Conduct Against Abstain Shareholder 6 Separate Chairman and CEO Positions Against Against Shareholder - -------------------------------------------------------------------------------- CONOCOPHILLIPS Ticker: COP Security ID: 20825C104 Meeting Date: MAY 5, 2004 Meeting Type: Annual Record Date: MAR 10, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David L. Boren For For Management 1.2 Elect Director James E. Copeland, Jr. For For Management 1.3 Elect Director Kenneth M. Duberstein For For Management 1.4 Elect Director Ruth R. Harkin For For Management 1.5 Elect Director William R. Rhodes For For Management 1.6 Elect Director J. Stapleton Roy For For Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Limit Executive Compensation Against Against Shareholder 5 Limit Executive Compensation Against Against Shareholder 6 Report on Drilling in the Arctic National Against Against Shareholder Wildlife Refuge - -------------------------------------------------------------------------------- CONSOLIDATED EDISON, INC. Ticker: ED Security ID: 209115104 Meeting Date: MAY 17, 2004 Meeting Type: Annual Record Date: MAR 29, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Vincent A. Calarco For For Management 1.2 Elect Director George Campbell, Jr. For For Management 1.3 Elect Director Gordon J. Davis For For Management 1.4 Elect Director Michael J. Del Giudice For For Management 1.5 Elect Director Joan S. Freilich For For Management 1.6 Elect Director Ellen V. Futter For For Management 1.7 Elect Director Sally Hernandez-Pinero For For Management 1.8 Elect Director Peter W. Likins For For Management 1.9 Elect Director Eugene R. McGrath For For Management 1.10 Elect Director Frederic V. Salerno For For Management 1.11 Elect Director Stephen R. Volk For For Management 2 Ratify Auditors For For Management 3 Approve Employee Stock Purchase Plan For For Management 4 Increase Disclosure of Executive Against Against Shareholder Compensation - -------------------------------------------------------------------------------- CONSTELLATION ENERGY GROUP, INC. Ticker: CEG Security ID: 210371100 Meeting Date: MAY 21, 2004 Meeting Type: Annual Record Date: MAR 19, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James T. Brady For For Management 1.2 Elect Director James R. Curtiss For For Management 1.3 Elect Director Edward J. Kelly, III For For Management 1.4 Elect Director Robert J. Lawless For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- DEERE & CO. Ticker: DE Security ID: 244199105 Meeting Date: FEB 25, 2004 Meeting Type: Annual Record Date: DEC 31, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert W. Lane For For Management 1.2 Elect Director Antonio Madero B. For For Management 1.3 Elect Director Aulana L. Peters For For Management 1.4 Elect Director John R. Walter For For Management - -------------------------------------------------------------------------------- DIEBOLD, INC. Ticker: DBD Security ID: 253651103 Meeting Date: APR 22, 2004 Meeting Type: Annual Record Date: FEB 27, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Louis V. Bockius III For For Management 1.2 Elect Director Christopher M. Connor For For Management 1.3 Elect Director Richard L. Crandall For For Management 1.4 Elect Director Eric C. Evans For For Management 1.5 Elect Director Gale S. Fitzgerald For For Management 1.6 Elect Director Phillip B. Lassiter For For Management 1.7 Elect Director John N. Lauer For For Management 1.8 Elect Director William F. Massy For For Management 1.9 Elect Director Walden W. O'Dell For For Management 1.10 Elect Director Eric J. Roorda For For Management 1.11 Elect Director W. R. Timken, Jr. For For Management 1.12 Elect Director Henry D. G. Wallace For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- E.I. DU PONT DE NEMOURS & CO. Ticker: DD Security ID: 263534109 Meeting Date: APR 28, 2004 Meeting Type: Annual Record Date: MAR 9, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alain J. P. Belda For For Management 1.2 Elect Director Richard H. Brown For For Management 1.3 Elect Director Curtis J. Crawford For For Management 1.4 Elect Director John T. Dillon For For Management 1.5 Elect Director Louisa C. Duemling For For Management 1.6 Elect Director Charles O. Holliday, Jr. For For Management 1.7 Elect Director Deborah C. Hopkins For For Management 1.8 Elect Director Lois D. Juliber For For Management 1.9 Elect Director Masahisa Naitoh For For Management 1.10 Elect Director William K. Reilly For For Management 1.11 Elect Director H. Rodney Sharp, III For For Management 1.12 Elect Director Charles M. Vest For For Management 2 Ratify Auditors For For Management 3 Report on Executive Ties to Government Against Abstain Shareholder 4 Adopt and Report on a Code of Corporate Against Abstain Shareholder Conduct 5 Limit Executive Compensation Against Against Shareholder - -------------------------------------------------------------------------------- ELI LILLY AND CO. Ticker: LLY Security ID: 532457108 Meeting Date: APR 19, 2004 Meeting Type: Annual Record Date: FEB 13, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven C. Beering For For Management 1.2 Elect Director Winfried Bischoff For For Management 1.3 Elect Director Franklyn G. Prendergast For For Management 1.4 Elect Director Kathi P. Seifert For For Management 2 Ratify Auditors For For Management 3 Approve Executive Incentive Bonus Plan For For Management 4 Limit Executive Compensation Against Against Shareholder 5 Report on Drug Pricing Against Abstain Shareholder - -------------------------------------------------------------------------------- EMERSON ELECTRIC CO. Ticker: EMR Security ID: 291011104 Meeting Date: FEB 3, 2004 Meeting Type: Annual Record Date: NOV 24, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director C. Fernandez G. For For Management 1.2 Elect Director C.F. Knight For For Management 1.3 Elect Director G.A. Lodge For For Management 1.4 Elect Director R.L. Ridgway For For Management 1.5 Elect Director E.E. Whitacre, Jr. For For Management 2 Approve Executive Incentive Bonus Plan For For Management 3 Ratify Auditors For For Management - -------------------------------------------------------------------------------- EQUITY OFFICE PROPERTIES TRUST Ticker: EOP Security ID: 294741103 Meeting Date: MAY 19, 2004 Meeting Type: Annual Record Date: MAR 12, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas E. Dobrowski For For Management 1.2 Elect Director William M. Goodyear For For Management 1.3 Elect Director James D. Harper, Jr. For For Management 1.4 Elect Director Richard D. Kincaid For For Management 1.5 Elect Director David K. Mckown For For Management 1.6 Elect Director Sheli Z. Rosenberg For For Management 1.7 Elect Director Edwin N. Sidman For For Management 1.8 Elect Director J. H.W.R. Van Der Vlist For For Management 1.9 Elect Director Samuel Zell For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- EXXON MOBIL CORP. Ticker: XOM Security ID: 30231G102 Meeting Date: MAY 26, 2004 Meeting Type: Annual Record Date: APR 5, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Boskin For For Management 1.2 Elect Director James R. Houghton For For Management 1.3 Elect Director William R. Howell For For Management 1.4 Elect Director Reatha Clark King For For Management 1.5 Elect Director Philip E. Lippincott For For Management 1.6 Elect Director Harry J. Longwell For For Management 1.7 Elect Director Henry A. McKinnell, Jr. For For Management 1.8 Elect Director Marilyn Carlson Nelson For For Management 1.9 Elect Director Lee R. Raymond For For Management 1.10 Elect Director Walter V. Shipley For For Management 1.11 Elect Director Rex W. Tillerson For For Management 2 Ratify Auditors For For Management 3 Approve Non-Employee Director Restricted For For Management Stock Plan 4 Affirm Political Nonpartisanship Against Abstain Shareholder 5 Report on Political Against Abstain Shareholder Contributions/Activities 6 Report on Equatorial Guinea Against Abstain Shareholder 7 Separate Chairman and CEO Positions Against Against Shareholder 8 Prohibit Awards to Executives Against Against Shareholder 9 Report on Stock Option Distribution by Against Abstain Shareholder Race and Gender 10 Amend EEO Statement to Include Reference Against Abstain Shareholder to Sexual Orientation 11 Report on Climate Change Research Against Abstain Shareholder - -------------------------------------------------------------------------------- FIRST HORIZON NATIONAL CORP Ticker: FHN Security ID: 337162101 Meeting Date: APR 20, 2004 Meeting Type: Annual Record Date: FEB 27, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert C. Blattberg For For Management 1.2 Elect Director J. Kenneth Glass For For Management 1.3 Elect Director Michael D. Rose For For Management 1.4 Elect Director Luke Yancy III For Withhold Management 1.5 Elect Director Mary F. Sammons For For Management 2 Change Company Name For For Management 3 Amend Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management - -------------------------------------------------------------------------------- FPL GROUP, INC. Ticker: FPL Security ID: 302571104 Meeting Date: MAY 21, 2004 Meeting Type: Annual Record Date: MAR 16, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director H. Jesse Arnelle For For Management 1.2 Elect Director Sherry S. Barrat For For Management 1.3 Elect Director Robert M. Beall, Ii For For Management 1.4 Elect Director J. Hyatt Brown For For Management 1.5 Elect Director James L. Camaren For For Management 1.6 Elect Director Lewis Hay III For For Management 1.7 Elect Director Frederic V. Malek For For Management 1.8 Elect Director Michael H. Thaman For For Management 1.9 Elect Director Paul R. Tregurtha For For Management 1.10 Elect Director Frank G. Zarb For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Approve Executive Incentive Bonus Plan For For Management 5 Approve Executive Incentive Bonus Plan For For Management 6 Increase Authorized Common Stock For For Management - -------------------------------------------------------------------------------- GENERAL DYNAMICS CORP. Ticker: GD Security ID: 369550108 Meeting Date: MAY 5, 2004 Meeting Type: Annual Record Date: MAR 12, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas D. Chabraja For For Management 1.2 Elect Director James S. Crown For For Management 1.3 Elect Director Lester Crown For For Management 1.4 Elect Director William P. Fricks For For Management 1.5 Elect Director Charles H. Goodman For For Management 1.6 Elect Director Jay L. Johnson For For Management 1.7 Elect Director George A. Joulwan For For Management 1.8 Elect Director Paul G. Kaminski For For Management 1.9 Elect Director John M. Keane For For Management 1.10 Elect Director Lester L. Lyles For For Management 1.11 Elect Director Carl E. Mundy, Jr. For For Management 1.12 Elect Director Robert Walmsley For For Management 2 Approve Omnibus Stock Plan For For Management 3 Submit Shareholder Rights Plan (Poison Against For Shareholder Pill) to Shareholder Vote 4 Report on Foreign Military Sales Against Abstain Shareholder - -------------------------------------------------------------------------------- GENERAL MILLS, INC. Ticker: GIS Security ID: 370334104 Meeting Date: SEP 22, 2003 Meeting Type: Annual Record Date: JUL 24, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen R. Demeritt For For Management 1.2 Elect Director Livio D. DeSimone For For Management 1.3 Elect Director William T. Esrey For For Management 1.4 Elect Director Raymond V. Gilmartin For For Management 1.5 Elect Director Judith Richards Hope For For Management 1.6 Elect Director Robert L. Johnson For For Management 1.7 Elect Director John M. Keenan For For Management 1.8 Elect Director Heidi G. Miller For For Management 1.9 Elect Director Hilda Ochoa-Brillembourg For For Management 1.10 Elect Director Stephen W. Sanger For For Management 1.11 Elect Director A. Michael Spence For For Management 1.12 Elect Director Dorothy A. Terrell For For Management 1.13 Elect Director Raymond G. Viault For For Management 1.14 Elect Director Paul S. Walsh For For Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For For Management - -------------------------------------------------------------------------------- GORMAN-RUPP CO., THE Ticker: GRC Security ID: 383082104 Meeting Date: APR 22, 2004 Meeting Type: Annual Record Date: MAR 1, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Fix Number of Directors at Eight and For For Management Elect Director James C. Gorman 1.2 Elect Director Jeffrey S. Gorman For For Management 1.3 Elect Director Thomas E. Hoaglin For For Management 1.4 Elect Director Christopher H. Lake For For Management 1.5 Elect Director Dr. Peter B. Lake For For Management 1.6 Elect Director Rick R. Taylor For For Management 1.7 Elect Director W. Wayne Walston For For Management 1.8 Elect Director John A. Walter For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- GREAT PLAINS ENERGY, INC. Ticker: GXP Security ID: 391164100 Meeting Date: MAY 4, 2004 Meeting Type: Annual Record Date: FEB 27, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David L. Bodde For For Management 1.2 Elect Director Michael J. Chesser For For Management 1.3 Elect Director William H. Downey For For Management 1.4 Elect Director Mark A. Ernst For For Management 1.5 Elect Director Randall C. Ferguson, Jr. For For Management 1.6 Elect Director William K. Hall For For Management 1.7 Elect Director Luis A. Jimenez For For Management 1.8 Elect Director James A. Mitchell For For Management 1.9 Elect Director William C. Nelson For For Management 1.10 Elect Director Linda H. Talbott For For Management 1.11 Elect Director Robert H. West For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- H. J. HEINZ CO. Ticker: HNZ Security ID: 423074103 Meeting Date: SEP 12, 2003 Meeting Type: Annual Record Date: JUL 18, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William R. Johnson For For Management 1.2 Elect Director Charles E. Bunch For For Management 1.3 Elect Director Mary C. Choksi For For Management 1.4 Elect Director Leonard S. Coleman, Jr. For For Management 1.5 Elect Director Peter H. Coors For For Management 1.6 Elect Director Edith E. Holiday For For Management 1.7 Elect Director Candace Kendle For For Management 1.8 Elect Director Dean R. O'Hare For For Management 1.9 Elect Director Lynn C. Swann For For Management 1.10 Elect Director Thomas J. Usher For For Management 1.11 Elect Director James M. Zimmerman For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- HEWLETT-PACKARD CO. Ticker: HPQ Security ID: 428236103 Meeting Date: MAR 17, 2004 Meeting Type: Annual Record Date: JAN 20, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director L.T. Babbio, Jr. For For Management 1.2 Elect Director P.C. Dunn For For Management 1.3 Elect Director C.S. Fiorina For For Management 1.4 Elect Director R.A. Hackborn For For Management 1.5 Elect Director G.A. Keyworth II For For Management 1.6 Elect Director R.E. Knowling, Jr. For For Management 1.7 Elect Director S.M. Litvack For Withhold Management 1.8 Elect Director R.L. Ryan For For Management 1.9 Elect Director L.S. Salhany For For Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Expense Stock Options Against For Shareholder - -------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORP. Ticker: IBM Security ID: 459200101 Meeting Date: APR 27, 2004 Meeting Type: Annual Record Date: FEB 27, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cathleen Black For For Management 1.2 Elect Director Kenneth I. Chenault For For Management 1.3 Elect Director Carlos Ghosn For For Management 1.4 Elect Director Nannerl O. Keohane For For Management 1.5 Elect Director Charles F. Knight For For Management 1.6 Elect Director Lucio A. Noto For For Management 1.7 Elect Director Samuel J. Palmisano For For Management 1.8 Elect Director John B. Slaughter For For Management 1.9 Elect Director Joan E. Spero For For Management 1.10 Elect Director Sidney Taurel For For Management 1.11 Elect Director Charles M. Vest For For Management 1.12 Elect Director Lorenzo H. Zambrano For For Management 2 Ratify Auditors For For Management 3 Ratify Auditors for the Company's For For Management Business Consulting Services Unit 4 Approve Executive Incentive Bonus Plan For For Management 5 Provide for Cumulative Voting Against For Shareholder 6 Amend Pension and Retirement Medical Against Against Shareholder Insurance Plans 7 Submit Executive Compensation to Vote Against Against Shareholder 8 Expense Stock Options Against For Shareholder 9 Limit Awards to Executives Against Against Shareholder 10 China Principles Against Abstain Shareholder 11 Report on Political Against Against Shareholder Contributions/Activities 12 Report on Executive Compensation Against Against Shareholder - -------------------------------------------------------------------------------- J. C. PENNEY CO., INC (HLDG CO) Ticker: JCP Security ID: 708160106 Meeting Date: MAY 14, 2004 Meeting Type: Annual Record Date: MAR 15, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Colleen C. Barrett For For Management 1.2 Elect Director M.Anthony Burns For For Management 1.3 Elect Director Maxine K. Clark For For Management 1.4 Elect Director Allen Questrom For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- JOHNSON & JOHNSON Ticker: JNJ Security ID: 478160104 Meeting Date: APR 22, 2004 Meeting Type: Annual Record Date: FEB 24, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gerard N. Burrow For For Management 1.2 Elect Director Mary S. Coleman For For Management 1.3 Elect Director James G. Cullen For For Management 1.4 Elect Director Robert J. Darretta For For Management 1.5 Elect Director M. Judah Folkman For For Management 1.6 Elect Director Ann D. Jordan For For Management 1.7 Elect Director Arnold G. Langbo For For Management 1.8 Elect Director Susan L. Lindquist For For Management 1.9 Elect Director Leo F. Mullin For For Management 1.10 Elect Director Steven S Reinemund For For Management 1.11 Elect Director David Satcher For For Management 1.12 Elect Director Henry B. Schacht For For Management 1.13 Elect Director William C. Weldon For For Management 2 Ratify Auditors For For Management 3 Cease Charitable Contributions Against Against Shareholder - -------------------------------------------------------------------------------- JOHNSON CONTROLS, INC. Ticker: JCI Security ID: 478366107 Meeting Date: JAN 28, 2004 Meeting Type: Annual Record Date: NOV 20, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert L. Barnett For For Management 1.2 Elect Director Willie D. Davis For For Management 1.3 Elect Director Jeffrey A. Joerres For For Management 1.4 Elect Director Richard F. Teerlink For For Management 2 Ratify Auditors For For Management 3 Amend Executive Incentive Bonus Plan For For Management 4 Amend Executive Incentive Bonus Plan For For Management 5 Approve Non-Employee Director Stock For For Management Option Plan 6 Amend Restricted Stock Plan For For Management - -------------------------------------------------------------------------------- KEYSPAN CORPORATION Ticker: KSE Security ID: 49337W100 Meeting Date: MAY 20, 2004 Meeting Type: Annual Record Date: MAR 22, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert B. Catell For For Management 1.2 Elect Director Andrea S. Christensen For For Management 1.3 Elect Director Alan H. Fishman For For Management 1.4 Elect Director J. Atwood Ives For For Management 1.5 Elect Director James R. Jones For For Management 1.6 Elect Director James L. Larocca For For Management 1.7 Elect Director Gloria C. Larson For For Management 1.8 Elect Director Stephen W. Mckessy For For Management 1.9 Elect Director Edward D. Miller For For Management 1.10 Elect Director Vikki L. Pryor For For Management 2 Ratify Auditors For For Management 3 Submit Shareholder Rights Plan (Poison Against For Shareholder Pill) to Shareholder Vote - -------------------------------------------------------------------------------- MAY DEPARTMENT STORES CO., THE Ticker: MAY Security ID: 577778103 Meeting Date: MAY 21, 2004 Meeting Type: Annual Record Date: APR 2, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eugene S. Kahn For Withhold Management 1.2 Elect Director Helene L. Kaplan For Withhold Management 1.3 Elect Director James M. Kilts For Withhold Management 1.4 Elect Director Russell E. Palmer For Withhold Management 1.5 Elect Director William P. Stiritz For Withhold Management 2 Ratify Auditors For For Management 3 Amend Executive Incentive Bonus Plan For For Management 4 Amend Omnibus Stock Plan For For Management 5 Declassify the Board of Directors Against For Shareholder - -------------------------------------------------------------------------------- MCGRAW-HILL COMPANIES, INC., THE Ticker: MHP Security ID: 580645109 Meeting Date: APR 28, 2004 Meeting Type: Annual Record Date: MAR 9, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pedro Aspe For For Management 1.2 Elect Director Robert P. McGraw For For Management 1.3 Elect Director Hilda Ochoa-Brillembourg For For Management 1.4 Elect Director Edward B. Rust, Jr. For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management 4 Submit Shareholder Rights Plan (Poison Against For Shareholder Pill) to Shareholder Vote - -------------------------------------------------------------------------------- MEADWESTVACO CORP. Ticker: MWV Security ID: 583334107 Meeting Date: APR 27, 2004 Meeting Type: Annual Record Date: MAR 1, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William E. Hoglund For For Management 1.2 Elect Director Douglas S. Luke For For Management 1.3 Elect Director Robert C. McCormack For For Management 1.4 Elect Director Jane L. Warner For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- MERCK & CO., INC. Ticker: MRK Security ID: 589331107 Meeting Date: APR 27, 2004 Meeting Type: Annual Record Date: FEB 24, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter C. Wendell For For Management 1.2 Elect Director William G. Bowen For For Management 1.3 Elect Director William M. Daley For For Management 1.4 Elect Director Thomas E. Shenk For For Management 1.5 Elect Director Wendell P. Weeks For For Management 2 Ratify Auditors For For Management 3 Declassify the Board of Directors For For Management 4 Prohibit Awards to Executives Against Against Shareholder 5 Develop Ethical Criteria for Patent Against Abstain Shareholder Extension 6 Link Executive Compensation to Social Against Abstain Shareholder Issues 7 Report on Political Contributions Against Against Shareholder 8 Report on Operational Impact of HIV/AIDS, Against Abstain Shareholder TB, and Malaria Pandemic - -------------------------------------------------------------------------------- MERRILL LYNCH & CO., INC. Ticker: MER Security ID: 590188108 Meeting Date: APR 23, 2004 Meeting Type: Annual Record Date: FEB 24, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David K. Newbigging For For Management 1.2 Elect Director Joseph W. Prueher For For Management 2 Ratify Auditors For For Management 3 Restore or Provide for Cumulative Voting Against For Shareholder 4 Separate Chairman and CEO Positions Against Against Shareholder - -------------------------------------------------------------------------------- MICROSOFT CORP. Ticker: MSFT Security ID: 594918104 Meeting Date: NOV 11, 2003 Meeting Type: Annual Record Date: SEP 12, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Gates, III For For Management 1.2 Elect Director Steven A. Ballmer For For Management 1.3 Elect Director James I. Cash, Jr., Ph.D. For For Management 1.4 Elect Director Raymond V. Gilmartin For For Management 1.5 Elect Director Ann McLaughlin Korologos For For Management 1.6 Elect Director David F. Marquardt For For Management 1.7 Elect Director Charles H. Noski For For Management 1.8 Elect Director Dr. Helmut Panke For For Management 1.9 Elect Director Wm. G. Reed, Jr. For For Management 1.10 Elect Director Jon A. Shirley For Withhold Management 2 Amend Omnibus Stock Plan For Against Management 3 Amend Non-Employee Director Stock Option For Against Management Plan 4 Refrain from Giving Charitable Against Against Shareholder Contributions - -------------------------------------------------------------------------------- NATIONAL CITY CORP. Ticker: NCC Security ID: 635405103 Meeting Date: APR 27, 2004 Meeting Type: Annual Record Date: MAR 5, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John E. Barfield For For Management 1.2 Elect Director James S. Broadhurst For For Management 1.3 Elect Director John W. Brown For For Management 1.4 Elect Director Christopher M. Connor For For Management 1.5 Elect Director David A. Daberko For For Management 1.6 Elect Director Joseph T. Gorman For For Management 1.7 Elect Director Bernadine P. Healy For For Management 1.8 Elect Director Paul A. Ormond For For Management 1.9 Elect Director Robert A. Paul For For Management 1.10 Elect Director Gerald L. Shaheen For For Management 1.11 Elect Director Jerry Sue Thornton For For Management 1.12 Elect Director Morry Weiss For For Management 2 Approve Omnibus Stock Plan For For Management 3 Amend Executive Incentive Bonus Plan For For Management 4 Ratify Auditors For For Management - -------------------------------------------------------------------------------- NORFOLK SOUTHERN CORP. Ticker: NSC Security ID: 655844108 Meeting Date: MAY 13, 2004 Meeting Type: Annual Record Date: MAR 5, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alston D. Correll For For Management 1.2 Elect Director Landon Hilliard For For Management 1.3 Elect Director Burton M. Joyce For For Management 1.4 Elect Director Jane Margaret O'Brien For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- NSTAR Ticker: NST Security ID: 67019E107 Meeting Date: APR 29, 2004 Meeting Type: Annual Record Date: MAR 8, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary L. Countryman For For Management 1.2 Elect Director Daniel Dennis For For Management 1.3 Elect Director Matina S. Horner For For Management 1.4 Elect Director Thomas J. May For For Management 2 Report on Charitable Contributions Against Abstain Shareholder - -------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORP. Ticker: OXY Security ID: 674599105 Meeting Date: APR 30, 2004 Meeting Type: Annual Record Date: MAR 3, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald W. Burkle For For Management 1.2 Elect Director John S. Chalsty For For Management 1.3 Elect Director Edward P. Djerejian For For Management 1.4 Elect Director R. Chad Dreier For For Management 1.5 Elect Director John E. Feick For For Management 1.6 Elect Director Ray R. Irani For For Management 1.7 Elect Director Dale R. Laurance For For Management 1.8 Elect Director Irvin W. Maloney For For Management 1.9 Elect Director Rodolfo Segovia For For Management 1.10 Elect Director Aziz D. Syriani For For Management 1.11 Elect Director Rosemary Tomich For For Management 1.12 Elect Director Walter L. Weisman For For Management 2 Ratify Auditors For For Management 3 Amend Non-Employee Director Restricted For For Management Stock Plan 4 Prohibit Awards to Executives Against Against Shareholder - -------------------------------------------------------------------------------- PACCAR INC. Ticker: PCAR Security ID: 693718108 Meeting Date: APR 27, 2004 Meeting Type: Annual Record Date: MAR 1, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David K. Newbigging For For Management 1.2 Elect Director Harry C. Stonecipher For For Management 1.3 Elect Director Harold A. Wagner For For Management 2 Increase Authorized Common Stock For For Management 3 Amend Deferred Compensation Plan For For Management 4 Submit Shareholder Rights Plan (Poison Against For Shareholder Pill) to Shareholder Vote 5 Limit Awards to Executives Against Against Shareholder - -------------------------------------------------------------------------------- PEPSICO, INC. Ticker: PEP Security ID: 713448108 Meeting Date: MAY 5, 2004 Meeting Type: Annual Record Date: MAR 12, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John F. Akers For For Management 1.2 Elect Director Robert E. Allen For For Management 1.3 Elect Director Ray L. Hunt For For Management 1.4 Elect Director Arthur C. Martinez For For Management 1.5 Elect Director Indra K. Nooyi For For Management 1.6 Elect Director Franklin D. Raines For For Management 1.7 Elect Director Steven S. Reinemund For For Management 1.8 Elect Director Sharon Percy Rockefeller For For Management 1.9 Elect Director James J. Schiro For For Management 1.10 Elect Director Franklin A. Thomas For For Management 1.11 Elect Director Cynthia M. Trudell For For Management 1.12 Elect Director Solomon D. Trujillo For For Management 1.13 Elect Director Daniel Vasella For For Management 2 Ratify Auditors For For Management 3 Approve Executive Incentive Bonus Plan For For Management 4 Report on Political Against Abstain Shareholder Contributions/Activities 5 Report on Operational Impact of HIV/AIDS, Against Abstain Shareholder TB, and Malaria Pandemic - -------------------------------------------------------------------------------- PFIZER INC. Ticker: PFE Security ID: 717081103 Meeting Date: APR 22, 2004 Meeting Type: Annual Record Date: FEB 27, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael S. Brown For For Management 1.2 Elect Director M. Anthony Burns For For Management 1.3 Elect Director Robert N. Burt For For Management 1.4 Elect Director W. Don Cornwell For For Management 1.5 Elect Director William H. Gray III For For Management 1.6 Elect Director Constance J. Horner For For Management 1.7 Elect Director William R. Howell For For Management 1.8 Elect Director Stanley O. Ikenberry For For Management 1.9 Elect Director George A. Lorch For For Management 1.10 Elect Director Henry A. Mckinnell For For Management 1.11 Elect Director Dana G. Mead For For Management 1.12 Elect Director Franklin D. Raines For For Management 1.13 Elect Director Ruth J. Simmons For For Management 1.14 Elect Director William C. Steere, Jr. For For Management 1.15 Elect Director Jean-Paul Valles For For Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Report on Operational Impact of HIV/AIDS, Against Abstain Shareholder TB, and Malaria Pandemic 5 Cease Political Contributions/Activities Against Against Shareholder 6 Report on Political Against Abstain Shareholder Contributions/Activities 7 Establish Term Limits for Directors Against Against Shareholder 8 Report on Drug Pricing Against Against Shareholder 9 Limit Awards to Executives Against Against Shareholder 10 Amend Animal Testing Policy Against Abstain Shareholder - -------------------------------------------------------------------------------- PPG INDUSTRIES, INC. Ticker: PPG Security ID: 693506107 Meeting Date: APR 15, 2004 Meeting Type: Annual Record Date: FEB 17, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James G. Berges For For Management 1.2 Elect Director Erroll B. Davis, Jr. For For Management 1.3 Elect Director Victoria F. Haynes For For Management 1.4 Elect Director Allen J. Krowe For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- QUESTAR CORP. Ticker: STR Security ID: 748356102 Meeting Date: MAY 18, 2004 Meeting Type: Annual Record Date: MAR 22, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Teresa Beck For For Management 1.2 Elect Director R.D. Cash For For Management 1.3 Elect Director Robert E. McKee III For Withhold Management 1.4 Elect Director Gary G. Michael For For Management 1.5 Elect Director Charles B. Stanley For For Management 2 Approve Executive Incentive Bonus Plan For For Management - -------------------------------------------------------------------------------- ROANOKE ELECTRIC STEEL CORP. Ticker: RESC Security ID: 769841107 Meeting Date: FEB 17, 2004 Meeting Type: Annual Record Date: DEC 9, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy R. Duke For For Management 1.2 Elect Director George W. Logan For For Management 1.3 Elect Director Joseph H. Vipperman For For Management - -------------------------------------------------------------------------------- SAFECO CORP. Ticker: SAFC Security ID: 786429100 Meeting Date: MAY 5, 2004 Meeting Type: Annual Record Date: MAR 8, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert S. Cline For For Management 1.2 Elect Director G. Thompson Hutton For For Management 1.3 Elect Director William W. Krippaehne, For For Management Jr. 1.4 Elect Director Michael S. McGavick For For Management 2 Ratify Auditors For For Management 3 Limit Executive Compensation Against Against Shareholder - -------------------------------------------------------------------------------- SARA LEE CORP. Ticker: SLE Security ID: 803111103 Meeting Date: OCT 30, 2003 Meeting Type: Annual Record Date: SEP 2, 2003 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J.T. Battenberg III For For Management 1.2 Elect Director Charles W. Coker For For Management 1.3 Elect Director James S. Crown For For Management 1.4 Elect Director Willie D. Davis For For Management 1.5 Elect Director Vernon E. Jordan, Jr. For For Management 1.6 Elect Director Laurette T. Koellner For For Management 1.7 Elect Director Cornelis J.A. Van Lede For For Management 1.8 Elect Director Joan D. Manley For For Management 1.9 Elect Director Cary D. McMillan For For Management 1.10 Elect Director C. Steven McMillan For For Management 1.11 Elect Director Rozanne L. Ridgway For For Management 1.12 Elect Director Richard L. Thomas For For Management 2 Ratify Auditors For For Management 3 Report on Charitable Contributions Against Against Shareholder 4 Implement and Monitor Code of Corporate Against Against Shareholder Conduct - ILO Standards - -------------------------------------------------------------------------------- SBC COMMUNICATIONS INC. Ticker: SBC Security ID: 78387G103 Meeting Date: APR 30, 2004 Meeting Type: Annual Record Date: MAR 2, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James E. Barnes For For Management 1.2 Elect Director James A. Henderson For For Management 1.3 Elect Director John B. McCoy For For Management 1.4 Elect Director S. Donley Ritchey For For Management 1.5 Elect Director Joyce M. Roche For For Management 1.6 Elect Director Patricia P. Upton For For Management 2 Ratify Auditors For For Management 3 Amend Bylaws For For Management 4 Report on Political Against Against Shareholder Contributions/Activities 5 Change Size of Board of Directors Against Against Shareholder - -------------------------------------------------------------------------------- SEARS, ROEBUCK & CO. Ticker: S Security ID: 812387108 Meeting Date: MAY 13, 2004 Meeting Type: Annual Record Date: MAR 15, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William L. Bax For For Management 1.2 Elect Director Donald J. Carty For Withhold Management 1.3 Elect Director Alan J. Lacy For Withhold Management 1.4 Elect Director Hugh B. Price For Withhold Management 2 Ratify Auditors For For Management 3 Declassify the Board of Directors Against For Shareholder 4 Submit Shareholder Rights Plan (Poison Against For Shareholder Pill) to Shareholder Vote 5 Establish Other Board Committee Against For Shareholder - -------------------------------------------------------------------------------- SIMON PROPERTY GROUP, INC. Ticker: SPG Security ID: 828806109 Meeting Date: MAY 5, 2004 Meeting Type: Annual Record Date: MAR 8, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Birch Bayh For For Management 1.2 Elect Director Melvyn E. Bergstein For For Management 1.3 Elect Director Linda Walker Bynoe For For Management 1.4 Elect Director Karen N. Horn For For Management 1.5 Elect Director G. William Miller For For Management 1.6 Elect Director J. Albert Smith, Jr. For For Management 1.7 Elect Director Pieter S. van den Berg For For Management 2 Ratify Auditors For For Management 3 Separate Chairman and CEO Positions Against Against Shareholder - -------------------------------------------------------------------------------- SOUTHERN COMPANY Ticker: SO Security ID: 842587107 Meeting Date: MAY 26, 2004 Meeting Type: Annual Record Date: MAR 29, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel P. Amos For For Management 1.2 Elect Director Dorrit J. Bern For For Management 1.3 Elect Director Francis S. Blake For For Management 1.4 Elect Director Thomas F. Chapman For For Management 1.5 Elect Director H. Allen Franklin For For Management 1.6 Elect Director Bruce S. Gordon For For Management 1.7 Elect Director Donald M. James For For Management 1.8 Elect Director Zack T. Pate For For Management 1.9 Elect Director J. Neal Purcell For For Management 1.10 Elect Director David M. Ratcliffe For For Management 1.11 Elect Director Gerald J. St. Pe For For Management 2 Ratify Auditors For For Management 3 Approve Outside Director Stock in Lieu of For For Management Cash - -------------------------------------------------------------------------------- SOUTHTRUST CORP. Ticker: SOTR Security ID: 844730101 Meeting Date: APR 21, 2004 Meeting Type: Annual Record Date: FEB 20, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carl F. Bailey For For Management 1.2 Elect Director John M. Bradford For For Management 1.3 Elect Director William C. Hulsey For For Management 1.4 Elect Director Wallace D. Malone, Jr. For For Management 2 Ratify Auditors For For Management 3 Approve Executive Incentive Bonus Plan For For Management 4 Approve Omnibus Stock Plan For For Management - -------------------------------------------------------------------------------- ST. PAUL TRAVELERS COMPANIES, INC., THE Ticker: STA Security ID: 792860108 Meeting Date: MAR 19, 2004 Meeting Type: Special Record Date: FEB 6, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with a Merger For For Management Agreement 2 Amend Bylaws For For Management 3 Amend Articles For Against Management 4 Reduce Supermajority Vote Requirement For For Management - -------------------------------------------------------------------------------- SUNTRUST BANKS, INC. Ticker: STI Security ID: 867914103 Meeting Date: APR 20, 2004 Meeting Type: Annual Record Date: FEB 20, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Hicks Lanier For For Management 1.2 Elect Director Larry L. Prince For For Management 1.3 Elect Director Frank S. Royal, M.D. For For Management 1.4 Elect Director Robert M. Beall, II For For Management 1.5 Elect Director Jeffrey C. Crowe For For Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For For Management - -------------------------------------------------------------------------------- T. ROWE PRICE GROUP, INC. Ticker: TROW Security ID: 74144T108 Meeting Date: APR 8, 2004 Meeting Type: Annual Record Date: FEB 6, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward C. Bernard For For Management 1.2 Elect Director James T. Brady For For Management 1.3 Elect Director D. William J. Garrett For For Management 1.4 Elect Director Donald B. Hebb, Jr. For For Management 1.5 Elect Director James A.C. Kennedy For For Management 1.6 Elect Director James S. Riepe For For Management 1.7 Elect Director George A. Roche For For Management 1.8 Elect Director Brian C. Rogers For For Management 1.9 Elect Director Dr. Alfred Sommer For For Management 1.10 Elect Director Dwight S. Taylor For For Management 1.11 Elect Director Anne Marie Whittemore For For Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For Against Management 4 Other Business For Against Management - -------------------------------------------------------------------------------- TIMKEN CO. (THE) Ticker: TKR Security ID: 887389104 Meeting Date: APR 20, 2004 Meeting Type: Annual Record Date: FEB 20, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James W. Griffith For For Management 1.2 Elect Director Jerry J. Jasinowski For For Management 1.3 Elect Director John A. Luke, Jr. For For Management 1.4 Elect Director Frank C. Sullivan For For Management 1.5 Elect Director Ward J. Timken For For Management 2 Amend Omnibus Stock Plan For For Management - -------------------------------------------------------------------------------- TRIBUNE CO. Ticker: TRB Security ID: 896047107 Meeting Date: MAY 12, 2004 Meeting Type: Annual Record Date: MAR 17, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey Chandler For For Management 1.2 Elect Director William A. Osborn For For Management 1.3 Elect Director Kathryn C. Turner For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management - -------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORP. Ticker: UTX Security ID: 913017109 Meeting Date: APR 14, 2004 Meeting Type: Annual Record Date: FEB 17, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Betsy J. Bernard For For Management 1.2 Elect Director George David For For Management 1.3 Elect Director Jean-Pierre Garnier For For Management 1.4 Elect Director Jamie S. Gorelick For For Management 1.5 Elect Director Charles R. Lee For For Management 1.6 Elect Director Richard D. McCormick For For Management 1.7 Elect Director Harold McGraw III For For Management 1.8 Elect Director Frank P. Popoff For For Management 1.9 Elect Director H. Patrick Swygert For For Management 1.10 Elect Director Andre Villeneuve For For Management 1.11 Elect Director H. A. Wagner For For Management 1.12 Elect Director Christine Todd Whitman For For Management 2 Ratify Auditors For For Management 3 Disclosure of Executive Compensation Against For Shareholder 4 Develop Ethical Criteria for Military Against Abstain Shareholder Contracts 5 Performance-Based/Indexed Options Against For Shareholder 6 Separate Chairman and CEO Positions Against For Shareholder - -------------------------------------------------------------------------------- VECTREN CORP. Ticker: VVC Security ID: 92240G101 Meeting Date: APR 28, 2004 Meeting Type: Annual Record Date: MAR 5, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John D. Engelbrecht For For Management 1.2 Elect Director William G. Mays For For Management 1.3 Elect Director J. Timothy Mcginley For For Management 1.4 Elect Director Richard P. Rechter For For Management 2 Ratify Auditors For For Management 3 Expense Stock Options Against For Shareholder - -------------------------------------------------------------------------------- VERIZON COMMUNICATIONS Ticker: VZ Security ID: 92343V104 Meeting Date: APR 28, 2004 Meeting Type: Annual Record Date: MAR 1, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James R. Barker For For Management 1.2 Elect Director Richard L. Carrion For For Management 1.3 Elect Director Robert W. Lane For For Management 1.4 Elect Director Sandra O. Moose For For Management 1.5 Elect Director Joseph Neubauer For For Management 1.6 Elect Director Thomas H. O'Brien For For Management 1.7 Elect Director Hugh B. Price For For Management 1.8 Elect Director Ivan G. Seidenberg For For Management 1.9 Elect Director Walter V. Shipley For For Management 1.10 Elect Director John R. Stafford For For Management 1.11 Elect Director Robert D. Storey For For Management 2 Ratify Auditors For For Management 3 Restore or Provide for Cumulative Voting Against For Shareholder 4 Require Majority of Independent Directors Against Against Shareholder on Board 5 Separate Chairman and CEO Positions Against Against Shareholder 6 Submit Shareholder Rights Plan (Poison Against For Shareholder Pill) to Shareholder Vote 7 Submit Executive Compensation to Vote Against For Shareholder 8 Prohibit Awards to Executives Against Against Shareholder 9 Report on Stock Option Distribution by Against Abstain Shareholder Race and Gender 10 Report on Political Against Abstain Shareholder Contributions/Activities 11 Cease Charitable Contributions Against Abstain Shareholder - -------------------------------------------------------------------------------- VULCAN MATERIALS CO. Ticker: VMC Security ID: 929160109 Meeting Date: MAY 14, 2004 Meeting Type: Annual Record Date: MAR 15, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Orin R. Smith For For Management 1.2 Elect Director Douglas J. McGregor For For Management 1.3 Elect Director Donald B. Rice For For Management 1.4 Elect Director Vincent J. Trosino For For Management 2 Approve Non-Employee Director Restricted For For Management Stock Plan 3 Ratify Auditors For For Management - -------------------------------------------------------------------------------- WASHINGTON MUTUAL, INC Ticker: WM Security ID: 939322103 Meeting Date: APR 20, 2004 Meeting Type: Annual Record Date: FEB 27, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Anne V. Farrell For For Management 1.2 Elect Director Stephen E. Frank For For Management 1.3 Elect Director Margaret Osmer Mcquade For For Management 1.4 Elect Director William D. Schulte For For Management 2 Ratify Auditors For For Management 3 Limit Executive Compensation Against Against Shareholder - -------------------------------------------------------------------------------- WELLS FARGO & COMPANY Ticker: WFC Security ID: 949746101 Meeting Date: APR 27, 2004 Meeting Type: Annual Record Date: MAR 9, 2004 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J.A. Blanchard III For For Management 1.2 Elect Director Susan E. Engel For For Management 1.3 Elect Director Enrique Hernandez, Jr. For For Management 1.4 Elect Director Robert L. Joss For For Management 1.5 Elect Director Reatha Clark King For For Management 1.6 Elect Director Richard M. Kovacevich For For Management 1.7 Elect Director Richard D. McCormick For For Management 1.8 Elect Director Cynthia H. Milligan For For Management 1.9 Elect Director Philip J. Quigley For For Management 1.10 Elect Director Donald B. Rice For Withhold Management 1.11 Elect Director Judith M. Runstad For Withhold Management 1.12 Elect Director Stephen W. Sanger For For Management 1.13 Elect Director Susan G. Swenson For For Management 1.14 Elect Director Michael W. Wright For Withhold Management 2 Approve Retirement Plan For For Management 3 Ratify Auditors For For Management 4 Expense Stock Options Against For Shareholder 5 Limit Executive Compensation Against Against Shareholder 6 Link Executive Compensation to Social Against Abstain Shareholder Issues 7 Report on Political Against Against Shareholder Contributions/Activities ========== END NPX REPORT -----END PRIVACY-ENHANCED MESSAGE-----