0001209191-12-035503.txt : 20120627
0001209191-12-035503.hdr.sgml : 20120627
20120627154045
ACCESSION NUMBER: 0001209191-12-035503
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20090605
FILED AS OF DATE: 20120627
DATE AS OF CHANGE: 20120627
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BERETTA JOSEPH M
CENTRAL INDEX KEY: 0001278667
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-18914
FILM NUMBER: 12929479
MAIL ADDRESS:
STREET 1: C/O R&B INC.
STREET 2: 3400 EAST WALNUT STREET
CITY: COLMAR
STATE: PA
ZIP: 18915
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Dorman Products, Inc.
CENTRAL INDEX KEY: 0000868780
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 232078856
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3400 E WALNUT ST
CITY: COLMAR
STATE: PA
ZIP: 18915
BUSINESS PHONE: 2159971800
MAIL ADDRESS:
STREET 1: 3400 E WALNUT ST
CITY: COLMAR
STATE: PA
ZIP: 18915
FORMER COMPANY:
FORMER CONFORMED NAME: R & B INC
DATE OF NAME CHANGE: 19930328
4
1
doc4.xml
FORM 4 SUBMISSION
X0305
4
2009-06-05
0
0000868780
Dorman Products, Inc.
DORM
0001278667
BERETTA JOSEPH M
C/O DORMAN PRODUCTS, INC.
3400 WALNUT STREET
COLMAR
PA
18915
0
1
0
0
Co-President
Common Stock
2009-06-05
4
M
0
2500
8.01
A
2500
D
Common Stock
2009-06-05
4
F
0
334
14.20
D
2166
D
Common Stock
2009-11-18
4
M
0
3100
8.01
A
3100
D
Common Stock
2009-11-18
4
F
0
458
15.50
D
2642
D
Common Stock
2010-03-08
4
M
0
3500
8.01
A
3500
D
Common Stock
2010-03-08
4
F
0
767
19.25
D
2733
D
Common Stock
2010-05-26
4
M
0
7000
8.01
A
7000
D
Common Stock
2010-05-26
4
F
0
1681
22.25
D
5319
D
Common Stock
2010-09-03
4
S
0
1500
24.93
D
3819
D
Common Stock
2010-09-03
4
S
0
500
24.91
D
3319
D
Common Stock
2012-04-28
4
F
0
1349
38.99
D
18651
D
Common Stock
2012-05-31
4
M
0
37476
8.01
A
72823
D
Common Stock
2012-06-05
4
M
0
88848
4.01
A
161671
D
Common Stock
2012-06-05
4
F
0
27404
22.46
D
134267
D
Common Stock
2012-06-06
4
S
0
3000
45.00
D
131267
D
Common Stock
2012-06-07
4
S
0
3700
46.60
D
127567
D
Common Stock
2012-06-08
4
S
0
7672
46.51
D
119895
D
Common Stock
2012-06-11
4
S
0
4400
46.50
D
115495
D
Common Stock
2012-06-12
4
S
0
13490
46.51
D
102005
D
Common Stock
2012-06-13
4
S
0
2400
46.50
D
99605
D
Common Stock
2012-06-15
4
S
0
100
46.50
D
99505
D
Common Stock
2012-06-22
4
S
0
4000
23.25
D
133566
D
Common Stock
8.01
2009-06-05
4
M
0
2500
0.00
D
2014-02-02
Common Stock
2500
97500
D
Common Stock
8.01
2009-11-18
4
M
0
3100
0.00
D
2014-02-02
Common Stock
3100
94400
D
Common Stock
8.01
2010-05-26
4
M
0
7000
0.00
D
2014-02-02
Common Stock
7000
83900
D
Common Stock
8.01
2012-05-31
4
M
0
37476
0.00
D
2014-02-02
Common Stock
37476
44424
D
Common Stock
4.01
2012-06-05
4
M
0
88848
0.00
D
2014-02-02
Common Stock
88848
0
D
The amount reported in this column reflects the amount of securities beneficially owned following the reported transaction on June 5, 2009, without giving effect to subsequent transactions.
These shares were withheld by the issuer upon the exercise of an employee stock option to satisfy Mr. Beretta's tax withholding obligations. Such withholding is treated as a disposition of securities under Section 16 of the Securities Exchange Act of 1934, as amended.
The amount reported in this column reflects the amount of securities beneficially owned following the reported transaction on November 18, 2009, without giving effect to subsequent transactions.
The amount reported in this column reflects the amount of securities beneficially owned following the reported transaction on March 8, 2010, without giving effect to subsequent transactions.
The amount reported in this column reflects the amount of securities beneficially owned following the reported transaction on May 26, 2010, without giving effect to subsequent transactions.
The amount reported in this column reflects the amount of securities beneficially owned following the reported transaction on September 3, 2010, without giving effect to subsequent transactions.
These shares were withheld by the issuer upon the vesting of a restricted stock award to satisfy Mr. Beretta's tax withholding obligations. Such withholding is treated as a disposition of securities under Section 16 of the Securities Exchange Act of 1934, as amended.
The amount reported in this column reflects the amount of securities beneficially owned following the reported transaction on April 28, 2012, without giving effect to subsequent transactions.
This option was exercised pursuant to a Rule 10b5-1 Trading Plan adopted by Mr. Beretta on May 4, 2012.
The amount reported in this column reflects the amount of securities beneficially owned following the reported transaction on May 31, 2012, without giving effect to subsequent transactions.
On May 15, 2012, Dorman Products, Inc. declared a stock dividend, payable on June 15, 2012 to all holders of record of common stock on June 1, 2012, of one share of Common Stock for each share of Common Stock outstanding. As a result of anti-dilution provisions in Dorman Products, Inc.'s stock option plan, an option to purchase 44,424 shares of Common Stock at an exercise price of $8.01 per share held by the reporting person was deemed to be adjusted as of June 1, 2012, the record date for the stock dividend, into an option to purchase 88,848 shares of Common Stock at an exercise price of $4.01 per share.
The amount reported in this column reflects the amount of securities beneficially owned following the reported transaction on June 5, 2012, without giving effect to subsequent transactions.
Withheld shares and price have been adjusted to reflect the stock dividend payable as of June 1, 2012.
The sales reported on this Form 4 by Mr. Beretta subsequent to May 4, 2012 were effected pursuant to a Rule 10b5-1 Trading plan adopted by Mr. Beretta on May 4, 2012.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.04. The reporting person undertakes to provide to Dorman Products, Inc., any security holder of Dorman Products, Inc. or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The amount reported in this column reflects the amount of securities beneficially owned following the reported transaction on June 6, 2012, without giving effect to subsequent transactions.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.50 to $46.68. The reporting person undertakes to provide to Dorman Products, Inc., any security holder of Dorman Products, Inc. or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The amount reported in this column reflects the amount of securities beneficially owned following the reported transaction on June 7, 2012, without giving effect to subsequent transactions.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.50 to $46.52. The reporting person undertakes to provide to Dorman Products, Inc., any security holder of Dorman Products, Inc. or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The amount reported in this column reflects the amount of securities beneficially owned following the reported transaction on June 8, 2012, without giving effect to subsequent transactions.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranaging from $46.50 to $46.51. The reporting person undertakes to provide to Dorman Products, Inc., any security holder of Dorman Products, Inc. or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The amount reported in this column reflects the amount of securities beneficially owned following the reported transaction on June 11, 2012, without giving effect to subsequent transactions.
The amount reported in this column reflects the amount of securities beneficially owned following the reported transaction on June 12, 2012, without giving effect to subsequent transactions.
The amount reported in this column reflects the amount of securities beneficially owned following the reported transaction on June 13, 2012, without giving effect to subsequent transactions.
The amount reported in this column reflects the amount of securities beneficially owned following the reported transaction on June 15, 2012, without giving effect to subsequent transactions.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.25 to $23.26. The reporting person undertakes to provide to Dorman Products, Inc., any security holder of Dorman Products, Inc. or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote
On June 15, 2012, Dorman Products, Inc. paid a stock dividend to all Common Stock holders of record on June 1, 2012 of one share of Common Stock for each share of Common Stock outstanding, resulting in the reporting person's ownership of additional shares of Common Stock. Share amounts have been adjusted to reflect the dividend paid on June 15, 2012
The option, representing a right to purchase a total of 100,000 shares, became exercisable in five equal annual installments beginning on February 2, 2005.
This option was previously reported as an option to purchase the balance of 44,424 shares of Common Stock at an exercise price of $8.01 per share (see transaction reported on prior row), but was deemed adjusted as of June 1, 2012 to reflect the stock dividend declared by Dorman Products, Inc. on May 15, 2012.
The filing of this Statement shall not be construed as an admission (a) that the person filing this Statement is, for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the beneficial owner of any equity securities covered by this Statement, or (b) that this Statement is legally required to be filed by such person.
/s/Joseph M. Beretta
2012-06-27