4/A 1 t06490a2e4a.txt AMENDMENT TO FORM 4 ------ ------------------------------ FORM 4 | OMB APPROVAL | ------ U.S. SECURITIES AND EXCHANGE COMMISSION ------------------------------ [ ] Check this box if no longer WASHINGTON, DC 20549 | OMB Number:......3235-0287 | subject to Section 16. Form 4 | Expires: December 31, 2001 | or Form 5 obligations may STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP | Estimated average burden | continue. See Instruction 1(b). | hours per response:....0.5 | ------------------------------ Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* |2. Issuer Name and Ticker or Trading Symbol |6. Relationship of Reporting Person(s) | | to Issuer (Check all applicable) Hollinger Inc. | Hollinger International Inc. (HLR) | (See Schedule I for additional | | Director 10% Owner reporting persons) | | ----- ----- -------------------------------------------------------------------------------------------| Officer (give title below) (Last) (First) (Middle) |3. IRS or Social | 4. Statement for | ----- | Security Number of | Month/Year | Other (specify below) | Reporting Person | | ----- Hollinger International Inc. | (Voluntary) | January 2002 | (1) 401 North Wabash Avenue, Suite 740 | | | ----------------------------- -----------------------------------------| |-------------------------|---------------------------------------- (Street) | | 5. If Amendment, |7. Individual or Joint/Group Filing | | Date of Original | (Check Applicable Line) | | (Month/Year) | Form Filed by One Reporting Person Chicago Illinois 60611 | | February 6, 2002 | --- -----------------------------------------|-------------------------------------------------| X Form Filed by More than One (City) (State) (Zip) | | --- Reporting Person | | ------------------------------------------------------------------------------------------------------------------------------------ TABLE I - NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security |2. Transaction| 3. Transaction|4. Securities Acquired (A)| 5. Amount of|6. Owner- |7. Nature (Instr. 3) | Date | Code | or Disposed of (D) | Securities | ship | of | | (Instr. 8) | (Instr. 3, 4 and 5) | Beneficially| Form: | Indirect | | | | Owned at End| Direct | Bene- | |---------------|--------------------------| of Month | (D) or | ficial | | | | | (A) | | (Instr. 3 | Indirect | Owner- | (Month/Day/ | | | | or | | and 4) | (I) | ship | Year) | Code | V | Amount | (D) | Price | |(Instr. 4)|(Instr. 4) --------------------------------------|--------------|-------|-------|---------|------|---------|-------------|--------- |---------- Class A Common Stock | 1/28/02 | S | |2,000,000| D | $11.98 | (2) | (3) | (3) --------------------------------------|--------------|-------|-------|---------|------|---------|-------------|--------- |---------- | | | | | | | | | --------------------------------------|--------------|-------|-------|---------|------|---------|-------------|--------- |---------- | | | | | | | | | --------------------------------------|--------------|-------|-------|---------|------|---------|-------------|--------- |---------- | | | | | | | | | --------------------------------------|--------------|-------|-------|---------|------|---------|-------------|--------- |---------- | | | | | | | | | --------------------------------------|--------------|-------|-------|---------|------|---------|-------------|--------- |---------- | | | | | | | | | --------------------------------------|--------------|-------|-------|---------|------|---------|-------------|--------- |---------- | | | | | | | | | --------------------------------------|--------------|-------|-------|---------|------|---------|-------------|--------- |---------- | | | | | | | | | --------------------------------------|--------------|-------|-------|---------|------|---------|-------------|--------- |---------- | | | | | | | | | ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) *If the form is filed by more than one reporting person, see Instruction 4(b)(v). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1474 (3/99)
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FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative | 2. Conver- |3. Trans- |4. Trans- |5. Number of |6. Date Exer- |7. Title and Amount |8. Price Security | sion or | action | action | Derivative | cisable and | of Underlying | of (Instr. 3) | Exercise | Date | Code | Securities Ac- | Expiration | Securities | Deriv- | Price of | (Month/ | (Instr. 8)| quired (A) or | Date | (Instr. 3 and 4) | ative | Deriv- | Day/ | | Disposed of (D)| (Month/Day/ | | Secur- | ative | Year) | | (Instr. 3, 4, | Year) | | ity | Security | | | and 5) | | | (Instr. 5) | | | | |-------------------------------------| | | | | |Date |Expira- | | Amount or | | | |-------------------------------|Exer- |tion | Title | Number of | | | | Code | V | (A) | (D) |cisable|Date | | Shares | ------------------------|-------------|----------|-------|----|--------|---------|-------|--------|--------|-----------|------------ | | | | | | | | | | | ------------------------|-------------|----------|-------|----|--------|---------|-------|--------|--------|-----------|------------ | | | | | | | | | | | ------------------------|-------------|----------|-------|----|--------|---------|-------|--------|--------|-----------|------------ | | | | | | | | | | | ------------------------|-------------|----------|-------|----|--------|---------|-------|--------|--------|-----------|------------ | | | | | | | | | | | ------------------------|-------------|----------|-------|----|--------|---------|-------|--------|--------|-----------|------------ | | | | | | | | | | | ------------------------|-------------|----------|-------|----|--------|---------|-------|--------|--------|-----------|------------ | | | | | | | | | | | ------------------------------------------------------------------------------------------------------------------------------------ -------------------------------------------------------------------------- 9. Number of | 10. Ownership | 11. Nature of Derivative | Form of | Indirect Securities | Derivative | Beneficial Beneficially | Security: | Ownership Owned at End | Direct (D) | (Instr. 4) of Month | or Indirect (I) | (Instr. 4) | (Instr. 4) | ------------------|------------------------|------------------------------ | | ------------------|------------------------|------------------------------ | | ------------------|------------------------|------------------------------ | | ------------------|------------------------|------------------------------ | | ------------------|------------------------|------------------------------ | | ------------------|------------------------|------------------------------ | | -------------------------------------------------------------------------- Explanation of Responses: See Schedule I attached hereto. ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). HOLLINGER INC. By: /s/ Charles G. Cowan February 14, 2002 ------------------------------- ----------------- **Signature of Reporting Person Date Charles G. Cowan Vice-President and Secretary Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2 SEC 1474 (3/99) 429614
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FORM 4 (continued) ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). THE RAVELSTON CORPORATION LIMITED By: /s/ Charles G. Cowan February 14, 2002 ------------------------------- ----------------- **Signature of Reporting Person Date Charles G. Cowan Vice-President and Secretary Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 3 SEC 1474 (3/99) 429614
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FORM 4 (continued) ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). /s/ Conrad M. Black February 14, 2002 ------------------------------- ----------------- **Signature of Reporting Person Date The Lord Black of Crossharbour PC(C), OC, KCSG Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 4 SEC 1474 (3/99) 429614
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FORM 4 (continued) ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). /s/ Barbara Amiel Black February 14, 2002 ------------------------------- ---------------- **Signature of Reporting Person Date The Lady Black Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 5 SEC 1474 (3/99) 429614
Page 5 of 7 SCHEDULE I Explanatory Notes to Form 4 Name and Address of Reporting Person: Hollinger Inc. ("HI") c/o Hollinger International Inc. 401 North Wabash Avenue, Suite 740 Chicago, Illinois 60611 Issuer Name and Ticker or Trading Symbol: Hollinger International Inc./HLR Statement for Month/Year January 2002 Additional Reporting Persons: The Ravelston Corporation Limited ("Ravelston") c/o Hollinger International Inc. 401 North Wabash Avenue, Suite 740 Chicago, Illinois 60611 Relationship to Issuer: 10% Owner The Lord Black of Crossharbour PC(C), OC, KCSG ("CMB") c/o Hollinger International Inc. 401 North Wabash Avenue Chicago, Illinois 60611 Relationship to Issuer: Director, Officer and 10% Owner Lady Black ("Amiel") c/o Hollinger International Inc. 401 North Wabash Avenue Chicago, Illinois 60611 Relationship to Issuer: Director, Officer and 10% Owner via spouse CMB Explanations: (1) (i) For HI: 10% Owner (ii) For Ravelston: 10% Owner (iii) For CMB: Director, Officer (Chairman, President and Chief Executive Officer) and 10% Owner Page 6 of 7 (iv) For Amiel: Director and Officer (Vice President) and 10% owner via spouse CMB. (2) (i) For HI: 13,833,831 Class A Common Shares held directly by HI and indirectly via its wholly owned subsidiary 504468 N.B. Inc. (ii) For Ravelston: 13,833,831 Class A Common Shares indirectly via its control over HI (iii) For CMB: 13,833,831 Class A Common Shares via his control over Ravelston, which controls HI, 600 Class A Common Shares directly, 9,600 Class A Common Shares indirectly via Conrad Black Capital Corporation, 50 Class A Common Shares indirectly via son, and 500 Class A Common Shares indirectly via spouse. CMB disclaims beneficial ownership of his son's and spouse's securities and this report shall not be deemed an admission that he is a beneficial owner of such securities for purposes of Section 16 or for any other purpose. (iv) For Amiel. 13,833,831 Class A Common Shares via spouse's control over Ravelston, 500 Class A Common Shares directly, 9,600 Class A Common Shares indirectly via spouse's control over Conrad Black Capital corporation, 50 Class A Common Shares indirectly via spouse's son, and 600 Class A Common Shares indirectly via spouse. Amiel disclaims beneficial ownership of her spouse's and her spouse's son's securities and this report shall not be deemed an admission that he is a beneficial owner of such securities for purposes of Section 16 or for any other purpose. (3) (I) For HI: Directly. (ii) For Ravelston: Indirectly, via its control of HI. (iii) For CMB: Directly and indirectly, via his control of Ravelston, which controls HI. (iv) For Amiel: Directly and indirectly via her spouse, CMB, and his control of Ravelston, which controls HI. Page 7 of 7