4 1 d463542-form4_0430.txt FORM 4 ---------------------------- -------------------- OMB Number: 3235-0287 FORM 4 Expires: September 30, 1998 -------------------- Estimated average burden hours per response.....0.5 |_| CHECK THIS BOX IF NO LONGER SUBJECT TO ---------------------------- SECTION 16. FORM 4 OR FORM 5 OBLIGATIONS MAY CONTINUE. SEE INSTRUCTION 1(B).
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 ----------------------------------------------------- ------------------------------------------------------- 1. Name and Address of Reporting Persons 2. Issuer Name and Ticker or Trading Symbol Spinner Global Technology Fund, Ltd. Trikon Technologies, Inc. TRKN ----------------------------------------------------- ---------------------------- -------------------------- (Last) (First) (Middle) 3. IRS or Social Security 4. Statement for Number of Reporting Month/Year c/o Citco, NV Person (Voluntary) Kaya Flamboyan 9 April/2002 ----------------------------------------------------- -------------------------- (Street) 5. If Amendment, Date of Original (Month/Year) ----------------------------------------------------- ------------------------------------------------------- (City) (State) (Zip) ------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------- 6. Relationship of Reporting Person to Issuer (Check all applicable) Director X 10% Owner ------- ------ Officer (give Other (specify --------- title below) ------ below) ----------------------------------------------------------- ----------------------------------------------------------- 7. Individual or Joint/Group Reporting (Check applicable line) X Form filed by One Reporting Person ----- Form filed by More Than One Reporting Person ----- ----------------------------------------------------------- -----------------------------------------------------------
TABLE 1 - NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED ----------------------------------------------------------------------------------------------------------------------------------- 1. Title of Security 2. Transaction 3. Transaction Code 4. Securities Acquired (A) or 5. Amount of (Instr. 3) Date (Instr. 8) Disposed of (D) Securities Bene- (Month/Day/ (Instr. 3, 4 and 5) ficially Owned at Year) ----------------- -------------------------------- End of Month Code V Amount (A) or (D) Price (Instr. 3 and 4) ------------------------------------- --------------- -------- --------- ------------ ----------- --------- --------------------- Common Stock, No Par Value 4/16/02 P 49,000 A $11.50 1,474,930 ------------------------------------- --------------- -------- --------- ------------ ----------- --------- --------------------- ------------------------------------- --------------- -------- --------- ------------ ----------- --------- --------------------- ------------------------------------- --------------- -------- --------- ------------ ----------- --------- --------------------- ------------------------------------- --------------- -------- --------- ------------ ----------- --------- --------------------- ------------------------------------- --------------- -------- --------- ------------ ----------- --------- --------------------- ------------------------------------- --------------- -------- --------- ------------ ----------- --------- --------------------- ------------------------------------- --------------- -------- --------- ------------ ----------- --------- --------------------- ------------------------------------- --------------- -------- --------- ------------ ----------- --------- --------------------- ------------------------------------- --------------- -------- --------- ------------ ----------- --------- --------------------- ----------------------------------- 6. Ownership 7. Nature of Form: Indirect Direct (D) Beneficial or Indirect(I) Ownership (Instr. 4) (Instr. 4) ----------------- ----------------- D ----------------- ----------------- ----------------- ----------------- ----------------- ----------------- ----------------- ----------------- ----------------- ----------------- ----------------- ----------------- ----------------- ----------------- ----------------- ----------------- ----------------- -----------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print or Type Responses) *If the form is filed by more than one reporting person, see Instruction 5(b)(v). (over) SEC 1474 (7-96)
TABLE II - DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED FORM 4 (CONTINUED) (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) ---------------------- -------------- -------------- ---------- -------------- ------------------------ --------------------------- 1. Title of 2. Conversion 3.Transaction 4. Trans- 5. Number of 6. Date Exercisable and 7. Title and Derivative or Date action Derivative Expiration Date Amount of Underlying Security Exercise (Month/ Code Securities (Month/Day/ Securities Price of Day/ Acquired Year) (Instr. 3) Derivative Year) (A) or (Instr. 3 and 4) Security (Instr. 8) Disposed of (D) (Instr. 3, 4, and 5) ---------------------- -------------- -------------- ---------- -------------- ------------------------ --------------------------- Date Expiration Title Amount or Exercisable Date Number of Code V (A) (D) Shares ---------------------- -------------- -------------- ---- ---- -------- ----- ------------- ---------- --------------- ----------- ---------------------- -------------- -------------- ---- ---- -------- ----- ------------- ---------- --------------- ----------- ---------------------- -------------- -------------- ---- ---- -------- ----- ------------- ---------- --------------- ----------- ---------------------- -------------- -------------- ---- ---- -------- ----- ------------- ---------- --------------- ----------- ---------------------- -------------- -------------- ---- ---- -------- ----- ------------- ---------- --------------- ----------- ---------------------- -------------- -------------- ---- ---- -------- ----- ------------- ---------- --------------- ----------- ---------------------- -------------- -------------- ---- ---- -------- ----- ------------- ---------- --------------- ----------- ---------------------- -------------- -------------- ---- ---- -------- ----- ------------- ---------- --------------- ----------- ---------------------- -------------- -------------- ---- ---- -------- ----- ------------- ---------- --------------- ----------- ---------------------- -------------- -------------- ---- ---- -------- ----- ------------- ---------- --------------- ----------- ---------------------- -------------- -------------- ---- ---- -------- ----- ------------- ---------- --------------- ----------- ---------------------- -------------- -------------- ---- ---- -------- ----- ------------- ---------- --------------- ----------- ---------------------- -------------- -------------- ---- ---- -------- ----- ------------- ---------- --------------- ----------- ---------------------- -------------- -------------- ---- ---- -------- ----- ------------- ---------- --------------- ----------- ---------------------- -------------- -------------- ---- ---- -------- ----- ------------- ---------- --------------- ----------- ---------------------- -------------- -------------- ---- ---- -------- ----- ------------- ---------- --------------- ----------- ---------------------- -------------- -------------- ---- ---- -------- ----- ------------- ---------- --------------- ----------- ----------- --------------- --------------- --------------- 8. Price 9. Number 10. Ownership 11. Nature of of Form of of Deriva- Derivative Derivative Indirect tive Securities Security: Beneficial Security Beneficially Direct(D) Owner- Owned at or ship (Instr. End of Indirect(I) 5) Month (Instr. 4) (Instr. 4) (Instr. 4) ----------- --------------- --------------- --------------- ----------- --------------- --------------- --------------- ----------- --------------- --------------- --------------- ----------- --------------- --------------- --------------- ----------- --------------- --------------- --------------- ----------- --------------- --------------- --------------- ----------- --------------- --------------- --------------- ----------- --------------- --------------- --------------- ----------- --------------- --------------- --------------- ----------- --------------- --------------- --------------- ----------- --------------- --------------- --------------- ----------- --------------- --------------- --------------- ----------- --------------- --------------- --------------- ----------- --------------- --------------- --------------- ----------- --------------- --------------- --------------- ----------- --------------- --------------- --------------- ----------- --------------- --------------- --------------- ----------- --------------- --------------- ---------------
Explanation of Responses: ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. SPINNER GLOBAL TECHNOLOGY FUND, LTD. By: /s/ Joseph Spiegel 4/22/02 ----------------------------------- ------- Joseph Spiegel, Vice President Date See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). NOTE: FILE THREE COPIES OF THIS FORM, ONE OF WHICH MUST BE MANUALLY SIGNED. IF SPACED PROVIDED IS INSUFFICIENT, SEE INSTRUCTION 6 FOR PROCEDURE. Potential Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2 SEC 1474 (7-96)