0001493152-23-010830.txt : 20230404
0001493152-23-010830.hdr.sgml : 20230404
20230404162717
ACCESSION NUMBER: 0001493152-23-010830
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230403
FILED AS OF DATE: 20230404
DATE AS OF CHANGE: 20230404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Karkus Ted William
CENTRAL INDEX KEY: 0001457896
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21617
FILM NUMBER: 23798130
MAIL ADDRESS:
STREET 1: 188 HEWLETT NECK ROAD
CITY: WOODMERE
STATE: NY
ZIP: 11598
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ProPhase Labs, Inc.
CENTRAL INDEX KEY: 0000868278
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 232577138
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 711 STEWART AVE, SUITE 200
STREET 2: GARDEN CITY
CITY: NEW YORK
STATE: NY
ZIP: 11530
BUSINESS PHONE: (215) 345-0919
MAIL ADDRESS:
STREET 1: 711 STEWART AVE, SUITE 200
STREET 2: GARDEN CITY
CITY: NEW YORK
STATE: NY
ZIP: 11530
FORMER COMPANY:
FORMER CONFORMED NAME: QUIGLEY CORP
DATE OF NAME CHANGE: 19930328
4
1
ownership.xml
X0407
4
2023-04-03
0
0000868278
ProPhase Labs, Inc.
PRPH
0001457896
Karkus Ted William
711 STEWART AVE,
SUITE 200
GARDEN CITY,
NY
11530
1
1
1
0
CEO & CHAIRMAN
0
Common Stock, par value $0.005
2023-04-03
4
G
0
100000
0.00
D
3483750
D
Common Stock, par value $0.005
100000
I
By Son
Option (right to buy)
9.00
2023-04-03
4
A
0
500000
0.00
A
2031-04-02
Common Stock
500000
500000
D
This transaction involved a gift of securities by the Reporting Person to his son, who does not share the Reporting Person's household.
Shares held by Reporting Person's son, who shares the Reporting Person's household.
The transaction reported in this row involves a grant by the Issuer to the Reporting Person of options to purchase the Issuer's common stock that will vest in five equal annual installments beginning April 3, 2024, subject to the Reporting Person's continued employment with the Issuer on each vesting date.
/s/ Ted Karkus
2023-04-04