0001144204-12-065878.txt : 20121130 0001144204-12-065878.hdr.sgml : 20121130 20121130180031 ACCESSION NUMBER: 0001144204-12-065878 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121128 FILED AS OF DATE: 20121130 DATE AS OF CHANGE: 20121130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Leventhal Mark S CENTRAL INDEX KEY: 0001459632 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21617 FILM NUMBER: 121235723 MAIL ADDRESS: STREET 1: THE BEACON COMPANIES STREET 2: 50 FEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02468 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ProPhase Labs, Inc. CENTRAL INDEX KEY: 0000868278 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 232577138 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 621 N. SHADY RETREAT ROAD CITY: DOYLESTOWN STATE: PA ZIP: 18901 BUSINESS PHONE: 2153450919 MAIL ADDRESS: STREET 1: 621 N. SHADY RETREAT ROAD CITY: DOYLESTOWN STATE: PA ZIP: 18901 FORMER COMPANY: FORMER CONFORMED NAME: QUIGLEY CORP DATE OF NAME CHANGE: 19930328 4 1 v329558_4.xml OWNERSHIP DOCUMENT X0306 4 2012-11-28 0 0000868278 ProPhase Labs, Inc. PRPH 0001459632 Leventhal Mark S 621 N. SHADY RETREAT ROAD DOYLESTOWN PA 18901 1 0 0 0 Common Stock, par value $0.0005 290195 D Common Stock, par value $0.0005 2012-11-28 4 P 0 47300 1.42 A 47300 I By Mark S & Donna R Leventhal Family Foundation Inc. Common Stock, par value $0.0005 2012-11-29 4 P 0 102700 1.60 A 150000 I By Mark S & Donna R Leventhal Family Foundation Inc. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.4193 to $1.42, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The reporting person and his wife control the Mark S & Donna R Leventhal Family Foundation Inc., a charitable foundation. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.599 to $1.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. /s/ Mark Leventhal 2012-11-30