0001104659-21-124826.txt : 20211008 0001104659-21-124826.hdr.sgml : 20211008 20211008215115 ACCESSION NUMBER: 0001104659-21-124826 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211006 FILED AS OF DATE: 20211008 DATE AS OF CHANGE: 20211008 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jones David S. CENTRAL INDEX KEY: 0001543080 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-49731 FILM NUMBER: 211316513 MAIL ADDRESS: STREET 1: 791 SONNE DRIVE CITY: ANNAPOLIS STATE: MD ZIP: 21401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SEVERN BANCORP INC CENTRAL INDEX KEY: 0000868271 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 521726127 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 WESTGATE CIRCLE STREET 2: SUITE 200 CITY: ANNAPOLIS STATE: MD ZIP: 21404 BUSINESS PHONE: 410-260-2000 MAIL ADDRESS: STREET 1: 200 WESTGATE CIRCLE STREET 2: SUITE 200 CITY: ANNAPOLIS STATE: MD ZIP: 21401 4 1 tm2129678-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-10-06 0 0000868271 SEVERN BANCORP INC SVBI 0001543080 Jones David S. 200 WESTGATE CIRCLE, SUITE 200 ANNAPOLIS MD 21401 1 0 0 0 Common Stock 2021-10-06 4 M 0 2000 5.75 A 4000 D Common Stock 2021-10-06 4 M 0 1600 6.80 A 5600 D Common Stock 2021-10-06 4 M 0 1200 7.10 A 6800 D Common Stock 2021-10-06 4 M 0 300 8.26 A 7100 D Common Stock 17287 I As Custodian for Children Common Stock 27699 I By Company Common Stock 4089 I By Trust Common Stock 16619 I By LLC Employee Stock Option (Right to Buy) 7.10 2026-12-22 Common Stock 1500 1500 D Employee Stock Option (Right to Buy) 5.75 2021-10-06 4 M 0 2000 D 2021-12-22 Common Stock 2000 0 D Employee Stock Option (Right to Buy) 6.80 2021-10-06 4 M 0 1600 D 2022-11-22 Common Stock 2000 400 D Employee Stock Option (Right to Buy) 7.10 2021-10-06 4 M 0 1200 D 2023-12-19 Common Stock 2000 800 D Employee Stock Option (Right to Buy) 8.26 2021-10-06 4 M 0 300 D 2026-02-25 Common Stock 1500 1200 D Options vest over a 5-year period beginning December 22, 2016. Options vest over a 5-year period beginning November 22, 2017. Options vest over a 5-year period beginning December 19, 2018. Options vest over a 5-year period beginning February 25, 2021. Options vest over a 5-year period beginning December 22, 2021. Shares owned by Southern Drywell, Inc., of which Mr. Jones has a 50% interest as a co-owner. Shares owned by Sonne Capital LLC, of which Mr. Jones is a 20% owner of with his sons and brother David S. Jones 2021-10-08