0001209191-21-017622.txt : 20210304 0001209191-21-017622.hdr.sgml : 20210304 20210304100556 ACCESSION NUMBER: 0001209191-21-017622 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210301 FILED AS OF DATE: 20210304 DATE AS OF CHANGE: 20210304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Richards Douglas J. CENTRAL INDEX KEY: 0001411768 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34166 FILM NUMBER: 21712815 MAIL ADDRESS: STREET 1: 3939 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUNPOWER CORP CENTRAL INDEX KEY: 0000867773 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943008969 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 51 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-240-5500 MAIL ADDRESS: STREET 1: 51 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-01 0 0000867773 SUNPOWER CORP SPWR 0001411768 Richards Douglas J. 51 RIO ROBLES SAN JOSE CA 95134 0 1 0 0 EVP, Administration Common Stock 2021-03-01 4 M 0 12459 0.00 A 12459 D Common Stock 2021-03-01 4 M 0 11461 0.00 A 23920 D Common Stock 2021-03-01 4 M 0 13960 0.00 A 37880 D Common Stock 2021-03-01 4 M 0 10998 0.00 A 48878 D Common Stock 2021-03-01 4 M 0 12459 0.00 A 61337 D Common Stock 2021-03-01 4 M 0 11803 0.00 A 73140 D Common Stock 2021-03-01 4 M 0 15738 0.00 A 88878 D Common Stock 2021-03-01 4 M 0 12344 0.00 A 101222 D Performance Based Stock Units (PSUs) 2021-03-01 4 M 0 12459 0.00 D Common Stock 12459 0 D Performance BasedRestricted Stock Units (RSUs) 2021-03-01 4 M 0 11461 0.00 D Common Stock 11461 11462 D Performance BasedRestricted Stock Units (RSUs) 2021-03-01 4 M 0 13960 0.00 D Common Stock 13960 27920 D Performance BasedRestricted Stock Units (RSUs) 2021-03-01 4 M 0 10998 0.00 D Common Stock 10998 32996 D Restricted Stock Units (RSUs) 2021-03-01 4 M 0 12459 0.00 D Common Stock 12459 0 D Restricted Stock Units (RSUs) 2021-03-01 4 M 0 11803 0.00 D Common Stock 11803 11804 D Restricted Stock Units (RSUs) 2021-03-01 4 M 0 15738 0.00 D Common Stock 15738 31477 D Restricted Stock Units (RSUs) 2021-03-01 4 M 0 12344 0.00 D Common Stock 12344 37032 D Each PSU or RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. The remaining RSUs vested on March 1, 2021. The remaining PSU's or RSU's shall vest on March 1,2022 The remaining PSU's and RSUs shall vest on March 1, 2022 and March 1, 2023 The remaining PSU's or RSU's shall vest in installments on March 1, 2022, March 1, 2023, and March 1, 2024. Lauren Walz, as attorney-in-fact for Douglas J. Richards 2021-03-03