0001209191-20-016427.txt : 20200304
0001209191-20-016427.hdr.sgml : 20200304
20200304205649
ACCESSION NUMBER: 0001209191-20-016427
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200301
FILED AS OF DATE: 20200304
DATE AS OF CHANGE: 20200304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Richards Douglas J.
CENTRAL INDEX KEY: 0001411768
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34166
FILM NUMBER: 20689344
MAIL ADDRESS:
STREET 1: 3939 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SUNPOWER CORP
CENTRAL INDEX KEY: 0000867773
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 943008969
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1229
BUSINESS ADDRESS:
STREET 1: 51 RIO ROBLES
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 408-240-5500
MAIL ADDRESS:
STREET 1: 51 RIO ROBLES
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-03-01
0
0000867773
SUNPOWER CORP
SPWR
0001411768
Richards Douglas J.
51 RIO ROBLES
SAN JOSE
CA
95134
0
1
0
0
EVP, Administration
Common Stock
2020-03-01
4
M
0
3750
0.00
A
34226
D
Common Stock
2020-03-01
4
M
0
1077
0.00
A
35303
D
Common Stock
2020-03-01
4
M
0
11875
0.00
A
47178
D
Common Stock
2020-03-01
4
M
0
11875
0.00
A
59053
D
Common Stock
2020-03-01
4
M
0
11250
0.00
A
70303
D
Common Stock
2020-03-01
4
M
0
10924
0.00
A
81227
D
Common Stock
2020-03-01
4
M
0
13305
0.00
A
94532
D
Common Stock
2020-03-01
4
M
0
15000
0.00
A
109532
D
Common Stock
2020-03-01
4
F
0
1297
8.57
D
108235
D
Common Stock
2020-03-01
4
F
0
373
8.57
D
107862
D
Common Stock
2020-03-01
4
F
0
4107
8.57
D
103755
D
Common Stock
2020-03-01
4
F
0
4107
8.57
D
99648
D
Common Stock
2020-03-01
4
F
0
3891
8.57
D
95757
D
Common Stock
2020-03-01
4
F
0
3778
8.57
D
91979
D
Common Stock
2020-03-01
4
F
0
4601
8.57
D
87378
D
Common Stock
2020-03-01
4
F
0
5188
8.57
D
82190
D
Restricted Stock Units (RSUs)
2020-03-01
4
M
0
3750
0.00
D
Common Stock
3750
0
D
Performance Based Restricted Stock Units (PSUs)
2020-03-01
4
M
0
1077
0.00
D
Common Stock
1077
0
D
Performance-Based Restricted Stock Units (PSUs)
2020-03-01
4
M
0
11875
0.00
D
Common Stock
11875
11875
D
Restricted Stock Units (RSUs)
2020-03-01
4
M
0
11875
0.00
D
Common Stock
11875
11875
D
Restricted Stock Units (RSUs)
2020-03-01
4
M
0
11250
0.00
D
Common Stock
11250
22500
D
Performance-Based Restricted Stock Units (PSUs)
2020-03-01
4
M
0
10924
0.00
D
Common Stock
10924
21848
D
Performance Based Restricted Stock Units (PSU's)
2020-03-01
4
M
0
13305
0.00
D
Common Stock
13305
39915
D
Restricted Stock Units (RSU's)
2020-03-01
4
M
0
15000
0.00
D
Common Stock
15000
45000
D
Performance Based Stock Units (PSU's)
2020-03-01
4
A
0
53220
0.00
D
Common Stock
53220
53220
D
Restricted Stock Units (RSU's)
2020-03-01
4
A
0
47059
0.00
D
Common Stock
47059
47059
D
Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted stock shares.
Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
This is the final installment of these RSU's to vest.
Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
On February 22, 2016, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on March 1, 2017 and, based on that assessment, determined the number of PSUs. This is the final installment of these PSUs to vest.
On March 10, 2017, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 16, 2018 and, based on that assessment, determined the number of PSUs. The final installment of PSUs shall vest on March 1, 2021.
The remaining RSUs shall vest on March 1, 2021.
The remaining RSUs shall vest on March 1, 2021 and March 1, 2022.
On April 12, 2018, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 12, 2019 and, based on that assessment, determined the number of PSUs. The remaining PSUs shall vest each on March 1, 2021 and March 1, 2022.
On February 12, 2019, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 29, 2020 and, based on that assessment, determined the number of PSUs. The remaining PSUs shall vest in equal installments each on March 1, 2021, March 1, 2022 and March 1, 2023
The remaining RSUs shall vest on March 1, 2021, March 1, 2022 and March 1, 2023
On February 12, 2019, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 29, 2020 and, based on that assessment, determined the number of PSUs. The PSUs will vest in four equal installments on each of March 1, 2020, March 1, 2021, March 1, 2022 and March 1, 2023."
The RSUs shall vest in four equal installments on each of March 1, 2021, March 1, 2022, March 1, 2023, and March 1, 2024.
Lauren Walz, as attorney-in-fact for Douglas J. Richards
2020-03-04