0001209191-19-055541.txt : 20191106
0001209191-19-055541.hdr.sgml : 20191106
20191106172450
ACCESSION NUMBER: 0001209191-19-055541
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191101
FILED AS OF DATE: 20191106
DATE AS OF CHANGE: 20191106
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MAHAFFEY KENNETH LAWRENCE
CENTRAL INDEX KEY: 0001689047
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34166
FILM NUMBER: 191197346
MAIL ADDRESS:
STREET 1: C/O SUNPOWER CORPORATION
STREET 2: 77 RIO ROBLES
CITY: SAN JOSE
STATE: CA
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SUNPOWER CORP
CENTRAL INDEX KEY: 0000867773
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 943008969
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1229
BUSINESS ADDRESS:
STREET 1: 51 RIO ROBLES
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 408-240-5500
MAIL ADDRESS:
STREET 1: 51 RIO ROBLES
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-11-01
0
0000867773
SUNPOWER CORP
SPWR
0001689047
MAHAFFEY KENNETH LAWRENCE
51 RIO ROBLES
SAN JOSE
CA
95134
0
1
0
0
EVP & General Counsel
Common Stock
2019-11-01
4
M
0
12500
0.00
A
80296
D
Common Stock
2019-11-01
4
F
0
4323
8.82
D
75973
D
Restricted Stock Units (RSU's)
2019-11-01
4
M
0
12500
0.00
D
Common Stock
12500
12500
D
Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted shares.
Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
The remaining RSUs shall vest on November 1, 2020.
/s/Lauren Walz, as attorney-in-fact for Kenneth Mahaffey
2019-11-06