0001209191-19-055541.txt : 20191106 0001209191-19-055541.hdr.sgml : 20191106 20191106172450 ACCESSION NUMBER: 0001209191-19-055541 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191101 FILED AS OF DATE: 20191106 DATE AS OF CHANGE: 20191106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAHAFFEY KENNETH LAWRENCE CENTRAL INDEX KEY: 0001689047 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34166 FILM NUMBER: 191197346 MAIL ADDRESS: STREET 1: C/O SUNPOWER CORPORATION STREET 2: 77 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUNPOWER CORP CENTRAL INDEX KEY: 0000867773 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943008969 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 51 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-240-5500 MAIL ADDRESS: STREET 1: 51 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-11-01 0 0000867773 SUNPOWER CORP SPWR 0001689047 MAHAFFEY KENNETH LAWRENCE 51 RIO ROBLES SAN JOSE CA 95134 0 1 0 0 EVP & General Counsel Common Stock 2019-11-01 4 M 0 12500 0.00 A 80296 D Common Stock 2019-11-01 4 F 0 4323 8.82 D 75973 D Restricted Stock Units (RSU's) 2019-11-01 4 M 0 12500 0.00 D Common Stock 12500 12500 D Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted shares. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. The remaining RSUs shall vest on November 1, 2020. /s/Lauren Walz, as attorney-in-fact for Kenneth Mahaffey 2019-11-06