0001209191-19-016425.txt : 20190305
0001209191-19-016425.hdr.sgml : 20190305
20190305161222
ACCESSION NUMBER: 0001209191-19-016425
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190301
FILED AS OF DATE: 20190305
DATE AS OF CHANGE: 20190305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MAHAFFEY KENNETH LAWRENCE
CENTRAL INDEX KEY: 0001689047
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34166
FILM NUMBER: 19658450
MAIL ADDRESS:
STREET 1: C/O SUNPOWER CORPORATION
STREET 2: 77 RIO ROBLES
CITY: SAN JOSE
STATE: CA
ZIP: 95134
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SUNPOWER CORP
CENTRAL INDEX KEY: 0000867773
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 943008969
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 77 RIO ROBLES
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: 408-240-5500
MAIL ADDRESS:
STREET 1: 77 RIO ROBLES
CITY: SAN JOSE
STATE: CA
ZIP: 95134
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-03-01
0
0000867773
SUNPOWER CORP
SPWR
0001689047
MAHAFFEY KENNETH LAWRENCE
77 RIO ROBLES
SAN JOSE
CA
95134
0
1
0
0
EVP & General Counsel
Common Stock
2019-03-01
4
M
0
2125
0.00
A
80146
D
Common Stock
2019-03-01
4
M
0
600
0.00
A
80746
D
Common Stock
2019-03-01
4
M
0
10000
0.00
A
90746
D
Common Stock
2019-03-01
4
M
0
10625
0.00
A
101371
D
Common Stock
2019-03-01
4
M
0
10317
0.00
A
111688
D
Common Stock
2019-03-01
4
F
0
735
6.47
D
110953
D
Common Stock
2019-03-01
4
F
0
208
6.47
D
110745
D
Common Stock
2019-03-01
4
F
0
3458
6.47
D
107287
D
Common Stock
2019-03-01
4
F
0
3675
6.47
D
103612
D
Common Stock
2019-03-01
4
F
0
3568
6.47
D
100044
D
Restricted Stock Units (RSUs)
2019-03-01
4
M
0
2125
0.00
D
Common Stock
2125
2125
D
Restricted Stock Units (RSUs)
2019-03-01
4
M
0
600
0.00
D
Common Stock
600
600
D
Performance -Based Restricted Stock Units (PSUs)
2019-03-01
4
M
0
10000
0.00
D
Common Stock
10000
20000
D
Restricted Stock Units (RSUs)
2019-03-01
4
M
0
10625
0.00
D
Common Stock
10625
31875
D
Performance-Based Restricted Stock Units (PSUs)
2019-03-01
4
M
0
10317
0.00
D
Common Stock
10317
30951
D
Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted stock shares.
Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
The remaining RSUs shall vest on March 1, 2020.
Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
On March 10, 2017, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 16, 2018 and, based on that assessment, determined the number of PSUs. The remaining PSUs will vest on each of March 1, 2020 and March 1, 2021.
The remaining RSUs shall vest in installments on each of March 1, 2020, March 1, 2021 and March 1, 2022.
On April 12, 2018, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 12, 2019 and, based on that assessment, determined the number of PSUs. The remaining PSUs will vest on each of March 1, 2020, March 1, 2021 and March 1, 2022.
Lauren Walz, as attorney-in-fact for Kenneth L Mahaffey
2019-03-05