0001209191-20-061663.txt : 20201203 0001209191-20-061663.hdr.sgml : 20201203 20201203190622 ACCESSION NUMBER: 0001209191-20-061663 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201201 FILED AS OF DATE: 20201203 DATE AS OF CHANGE: 20201203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WERNER THOMAS H CENTRAL INDEX KEY: 0001247756 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34166 FILM NUMBER: 201368153 MAIL ADDRESS: STREET 1: 3939 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUNPOWER CORP CENTRAL INDEX KEY: 0000867773 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943008969 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 BUSINESS ADDRESS: STREET 1: 51 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 408-240-5500 MAIL ADDRESS: STREET 1: 51 RIO ROBLES CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-12-01 0 0000867773 SUNPOWER CORP SPWR 0001247756 WERNER THOMAS H 51 RIO ROBLES SAN JOSE CA 95134 1 1 0 0 Pres and CEO Common Stock 2020-12-01 4 M 0 139601 0.00 A 549943 D Common Stock 2020-12-01 4 F 0 69215 21.24 D 480728 D Common Stock 2020-12-01 4 M 0 52461 0.00 A 533189 D Common Stock 2020-12-01 4 F 0 26011 21.24 D 507178 D Common Stock 1218 I Held in Trust- The Werner Family Trust Performance Based Restricted Stock Units (PSUs) 2020-12-01 4 M 0 139601 0.00 D Common Stock 139601 0 D Restricted Stock Units (RSUs) 2020-12-01 4 M 0 52461 0.00 D Common Stock 52461 0 D Disposition of shares exempt under Rule 16b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted shares. Each PSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. On April 18,2019, Reporting Person was awarded a number of PSUs within a preset range, with the actual number contingent upon the achievement of certain criteria. The Compensation Committee of the Issuer's Board of Directors confirmed the achievement of the performance criteria on February 28, 2020 and, based on that assessment, determined the number of PSUs. This is the only installment to vest. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. This is the final RSU installment to vest. Lauren Walz, as Attorney-in-Fact for Thomas H Werner 2020-12-03