0001567619-18-007149.txt : 20181130 0001567619-18-007149.hdr.sgml : 20181130 20181130140856 ACCESSION NUMBER: 0001567619-18-007149 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181130 FILED AS OF DATE: 20181130 DATE AS OF CHANGE: 20181130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Kenneth Wayne CENTRAL INDEX KEY: 0001755275 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-16071 FILM NUMBER: 181210807 MAIL ADDRESS: STREET 1: 18803 MEISNER DRIVE CITY: SAN ANTONIO STATE: TX ZIP: 78258 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ABRAXAS PETROLEUM CORP CENTRAL INDEX KEY: 0000867665 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 742584033 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 18803 MEISNER DRIVE CITY: SAN ANTONIO STATE: TX ZIP: 78258 BUSINESS PHONE: 2104904788 MAIL ADDRESS: STREET 1: 18803 MEISNER DRIVE CITY: SAN ANTONIO STATE: TX ZIP: 78258 4/A 1 doc1.xml FORM 4/A X0306 4/A 2018-11-30 2018-11-30 0 0000867665 ABRAXAS PETROLEUM CORP AXAS 0001755275 Johnson Kenneth Wayne 18803 MEISNER DRIVE SAN ANTONIO TX 78258 0 1 0 0 Vice President - Operations Abraxas Petroleum Corp Common Stock 2018-11-06 4 A 0 103539 1.80 A 336087 D Abraxas Petroleum Corp Common Stock 31346 I 401-K Employee Stock Option .99 2010-03-17 2019-03-17 Abraxas Petroleum Corp Common Stock 11250 11250 D Employee Stock Option 1.75 2010-10-05 2019-10-05 Abraxas Petroleum Corp Common Stock 31875 31875 D Employee Stock Option 2.09 2011-03-16 2020-03-16 Abraxas Petroleum Corp Common Stock 33000 33000 D Employee Stock Option 4.72 2012-03-15 2021-03-15 Abraxas Petroleum Corp Common Stock 15000 15000 D Employee Stock Option 3.55 2012-08-09 2021-08-09 Abraxas Petroleum Corp Common Stock 25000 25000 D Employee Stock Option 3.74 2013-03-08 2022-03-08 Abraxas Petroleum Corp Common Stock 9500 9500 D Employee Stock Option 2.39 2014-05-14 2023-05-14 Abraxas Petroleum Corp Common Stock 21500 21500 D Employee Stock Option 3.15 2015-03-11 2024-03-11 Abraxas Petroleum Corp Common Stock 23000 23000 D Employee Stock Option .97 2017-03-15 2026-03-15 Abraxas Petroleum Corp Common Stock 77000 77000 D Performance based restricted stock 2.37 2021-04-01 2021-04-01 Abraxas Petroleum Corp Common Stock 27306 27306 D Each performance-based restricted stock unit (RSU) represents the right to receive, following vesting, up to 200% of one share of Abraxas Petroleum common stock. The resulting number of shares of Abraxas Petroleum common stock acquired upon vesting of the performance based RSU is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three year period beginning April 1, 2018 and ending April 1, 2021. Error on ownership after reported transaction was not correct Kenneth W. Johnson 2018-11-30