0001181431-13-048509.txt : 20130910 0001181431-13-048509.hdr.sgml : 20130910 20130910202009 ACCESSION NUMBER: 0001181431-13-048509 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130906 FILED AS OF DATE: 20130910 DATE AS OF CHANGE: 20130910 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELECTRONICS FOR IMAGING INC CENTRAL INDEX KEY: 0000867374 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 943086355 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 303 VELOCITY WAY CITY: FOSTER CITY STATE: CA ZIP: 94404 BUSINESS PHONE: 6503573500 MAIL ADDRESS: STREET 1: 303 VELOCITY WAY CITY: FOSTER CITY STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAYDAN DAN CENTRAL INDEX KEY: 0001116230 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18805 FILM NUMBER: 131089308 4 1 rrd390161.xml FORM 4 X0306 4 2013-09-06 0 0000867374 ELECTRONICS FOR IMAGING INC EFII 0001116230 MAYDAN DAN 303 VELOCITY WAY FOSTER CITY CA 94404 1 0 0 0 Common Stock 2013-09-06 4 M 0 1500 A 11060 D Common Stock 2013-09-06 4 M 0 6250 16.57 A 17310 D Common Stock 2013-09-06 4 S 0 7000 29.3831 D 10310 D Common Stock 2013-09-09 4 M 0 625 14.28 A 10935 D Common Stock 2013-09-09 4 S 0 625 29.91 D 10310 D Restricted Stock Unit 2013-09-06 4 M 0 1500 0 D 2016-09-06 Common Stock 1500 4500 D Stock Option Right to Buy 16.57 2013-09-06 4 M 0 6250 0 D 2019-09-06 Common Stock 6259 18750 D Stock Option Right to Buy 14.28 2013-09-09 4 M 0 625 0 D 2018-11-09 Common Stock 625 11250 D Upon vesting, each restricted stock unit was converted into one share of Electronics For Imaging, Inc. common stock. These shares of common stock were issued upon exercise of stock options granted to the reporting person on September 6, 2012. This transaction was executed in multiple trades ranging from $29.00 to $29.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. These shares of common stock were issued upon exercise of stock options granted to the reporting person on November 9, 2011. Each restricted stock unit represents a contingent right to receive one share of Electronics For Imaging, Inc. common stock. This restricted stock unit award was granted on September 6, 2012 and vests with respect to 25% of the shares on each of the first, second, third and fourth anniversaries of the date of grant. This stock option award was granted on September 6, 2012 and became exercisable with respect to 25% of the award on the first anniversary of the date of grant and thereafter is scheduled with respect to an additional 2.5% of the award each month, with full vesting in 42 months. This stock option award was granted on November 9, 2011 and became exercisable with respect to 25% of the award on the first anniversary of the date of grant and thereafter is scheduled with respect to an additional 2.5% of the award each month, with full vesting in 42 months. /s/ Dan Maydan 2013-09-10