0001181431-11-042517.txt : 20110727 0001181431-11-042517.hdr.sgml : 20110727 20110727060524 ACCESSION NUMBER: 0001181431-11-042517 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110722 FILED AS OF DATE: 20110727 DATE AS OF CHANGE: 20110727 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSENZWEIG FRED CENTRAL INDEX KEY: 0001116232 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18805 FILM NUMBER: 11988688 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELECTRONICS FOR IMAGING INC CENTRAL INDEX KEY: 0000867374 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 943086355 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 303 VELOCITY WAY CITY: FOSTER CITY STATE: CA ZIP: 94404 BUSINESS PHONE: 6503573500 MAIL ADDRESS: STREET 1: 303 VELOCITY WAY CITY: FOSTER CITY STATE: CA ZIP: 94404 4 1 rrd318424.xml FORM 4 X0303 4 2011-07-22 0 0000867374 ELECTRONICS FOR IMAGING INC EFII 0001116232 ROSENZWEIG FRED 303 VELOCITY WAY FOSTER CITY CA 94404 0 1 0 0 President Common Stock 2011-07-22 4 S 0 13700 18.04 D 37433 D Common Stock 2011-07-25 4 S 0 37200 18.11 D 233 D Common Stock 2011-07-26 4 M 0 9600 15.88 A 9833 D Common Stock 2011-07-26 4 S 0 9600 18.05 D 233 D Option Right to Buy 15.88 2011-07-26 4 M 0 9600 0 D 2015-02-26 Common Stock 9600 190400 D This sale of shares was affected pursuant to a Rule 10b5-1 plan entered into by the reporting person on February 28, 2011. This transaction was executed in multiple trades at prices ranging from $18.00 to $18.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at price ranging from $18.00 to 18.34. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected. This transaction was executed in multiple trades at price ranging from $18.00 to $18.15. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected. Option vested with respect to 33% of the shares on February 26, 2009, and vests thereafter with respect to an additional 2.23% each month with the final tranche vesting on the 42-month anniversary of the grant date. /s/ FRED ROSENZWEIG 2011-07-26