0001181431-11-036207.txt : 20110610 0001181431-11-036207.hdr.sgml : 20110610 20110610203755 ACCESSION NUMBER: 0001181431-11-036207 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110608 FILED AS OF DATE: 20110610 DATE AS OF CHANGE: 20110610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSENZWEIG FRED CENTRAL INDEX KEY: 0001116232 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18805 FILM NUMBER: 11907064 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELECTRONICS FOR IMAGING INC CENTRAL INDEX KEY: 0000867374 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 943086355 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 303 VELOCITY WAY CITY: FOSTER CITY STATE: CA ZIP: 94404 BUSINESS PHONE: 6503573500 MAIL ADDRESS: STREET 1: 303 VELOCITY WAY CITY: FOSTER CITY STATE: CA ZIP: 94404 4 1 rrd315034.xml FORM 4 X0303 4 2011-06-08 0 0000867374 ELECTRONICS FOR IMAGING INC EFII 0001116232 ROSENZWEIG FRED 303 VELOCITY WAY FOSTER CITY CA 94404 0 1 0 0 President Common Stock 2011-06-08 4 M 0 20127 10.77 A 72938 D Common Stock 2011-06-08 4 S 0 20127 16.36 D 52811 D Common Stock 2011-06-08 4 S 0 1678 16.36 D 51133 D Option Right to Buy 10.77 2011-06-08 4 M 0 20127 0 D 2016-08-28 Common Stock 20127 22248 D This sale of shares was affected pursuant to a Rule 10b5-1 plan entered into by the reporting person on February 28, 2011. This transaction was executed in multiple trades at prices ranging from $16.11 to $16.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Option vested with respect to 25% of the shares on August 28, 2010, and vests thereafter with respect to an additional 2.5% of the shares each month with the final tranche vesting on the 42-month anniversary of the grant date. /s/ FRED ROSENZWEIG 2011-06-10