4/A 1 d4a.txt AMENDMENT #1 TO FORM 4 /------------------------------/ / OMB APPROVAL / /------------------------------/ / OMB Number: 3235-0287 / / Expires: December 31, 2001 / / Estimated average burden / / hours per response...... 0.5 / /------------------------------/ +--------+ | FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION +--------+ WASHINGTON, D.C. 20549 [_] Check this box if no longer subject STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP to Section 16. Form 4 or Form 5 Filed pursuant to Section 16(a) of the Securities obligations may Exchange Act of 1934, Section 17(a) of the continue. See Public Utility Holding Company Act of 1935 or Instruction 1(b). Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Gecht Guy -------------------------------------------------------------------------------- (Last) (First) (Middle) 303 Velocity Way -------------------------------------------------------------------------------- (Street) Foster City CA 94404 -------------------------------------------------------------------------------- (City) (State) (Zip) 2. Issuer Name and Ticker or Trading Symbol Electronics For Imaging, Inc. (EFII) ---------------------------------------------------------------------------- 3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary) ---------------------------------------------------------------------------- 4. Statement for Month/Year March 2002 ---------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Year) March 11, 2002 ---------------------------------------------------------------------------- 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director X Officer 10% Owner Other --- --- (give title below) --- --- (specify below) President ---------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person --- Form filed by More than One Reporting Person --- Table I--Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
------------------------------------------------------------------------------------------------------------------------------------ 1. Title 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature of action action or Disposed of (D) Securities ship of In- Security Date Code (Instr. 3, 4 and 5) Beneficially Form: direct (Instr. 3) (Month/ (Instr. 8) Owned at Direct Bene- Day/ ----------------------------------------------- End of (D) or ficial Year) Month Indirect Owner- Code V Amount (A) or Price (Instr. 3 and 4) (I) ship (D) (Instr. 4) (Instr. 4) ------------------------------------------------------------------------------------------------------------------------------------ + Common Stock 01/31/02 V 1,123 A 17.3910 7,995 D ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless this form displays a currently valid OMB Number. FORM 4 (continued) Table II--Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
----------------------------------------------------------------------------------------------------------------------------- 1. Title of Derivative 2. Conver- 3. Trans- 4. Transac- 5. Number of Deriv- Security (Instr. 3) sion or action tion Code ative Securities Exercise Date (Instr. 8) Acquired (A) or Price of (Month/ Disposed of (D) Deriv- Day/ (Instr. 3, 4, and 5) ative Year) Security --------------------------------------------------- Code V (A) (D) ----------------------------------------------------------------------------------------------------------------------------- Employee Stock Option (right to buy) $13.7500 ----------------------------------------------------------------------------------------------------------------------------- Employee Stock Option (right to buy) $15.6406 ----------------------------------------------------------------------------------------------------------------------------- Employee Stock Option (right to buy) $20.4375 ----------------------------------------------------------------------------------------------------------------------------- Employee Stock Option (right to buy) $25.6250 ----------------------------------------------------------------------------------------------------------------------------- Employee Stock Option (right to buy) $33.8125 ----------------------------------------------------------------------------------------------------------------------------- Employee Stock Option (right to buy) $47.2500 ----------------------------------------------------------------------------------------------------------------------------- Stock Option (right to buy) $13.7500 ----------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------- -----------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------ 6. Date Exer- 7. Title and Amount of 8. Price 9. Number 10. Owner- 11. Na- cisable and Underlying Securities of of Deriv- ship ture Expiration (Instr. 3 and 4) Deriv- ative Form of In- Date ative Secur- of De- direct (Month/Day/ Secur- ities rivative Bene- Year) ity Bene- Security: ficial (Instr. ficially Direct Owner- -------------------------------------------- 5) Owned (D) or ship Date Expira- Amount or at End Indirect (Instr. Exer- tion Title Number of of (I) 4) cisable Date Shares Month (Instr. 4) (Instr. 4) ------------------------------------------------------------------------------------------------------------------------------------ 08/04/08 Common Stock 6,563 6,563 D ------------------------------------------------------------------------------------------------------------------------------------ 01/22/08 Common Stock 5,375 5,375 D ------------------------------------------------------------------------------------------------------------------------------------ 10/30/05 Common Stock 5,000 5,000 D ------------------------------------------------------------------------------------------------------------------------------------ 07/15/06 Common Stock 3,000 3,000 D ------------------------------------------------------------------------------------------------------------------------------------ 03/23/09 Common Stock 110,000 110,000 D ------------------------------------------------------------------------------------------------------------------------------------ 07/01/07 Common Stock 18,500 18,500 D ------------------------------------------------------------------------------------------------------------------------------------ 01/03/11 Common Stock 175,000 175,000 D ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: See continuation page(s) for footnotes /s/ Guy Gecht 3/19/2002 ------------------------------- ----------------- **Signature of Reporting Person Date
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless this form displays a currently valid OMB Number. Gecht, Guy Electronics For Imaging, Inc. (EFII) 303 Velocity Way March 2002 Foster City, CA 94404 + Represents shares acquired under the issuer's 2000 Employee Stock Purchase Plan. Note that this is an exempt transaction under Rule 16b-3(c) of the Securities Exchange Act of 1934, which is being reported voluntarily.