0000899243-17-008835.txt : 20170329 0000899243-17-008835.hdr.sgml : 20170329 20170329190032 ACCESSION NUMBER: 0000899243-17-008835 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170327 FILED AS OF DATE: 20170329 DATE AS OF CHANGE: 20170329 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELECTRONICS FOR IMAGING INC CENTRAL INDEX KEY: 0000867374 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 943086355 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6750 DUMBARTON CIRCLE CITY: FREMONT STATE: CA ZIP: 94555 BUSINESS PHONE: 6503573500 MAIL ADDRESS: STREET 1: 6750 DUMBARTON CIRCLE CITY: FREMONT STATE: CA ZIP: 94555 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GECHT GUY CENTRAL INDEX KEY: 0001116233 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18805 FILM NUMBER: 17723351 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-03-27 0 0000867374 ELECTRONICS FOR IMAGING INC EFII 0001116233 GECHT GUY 6750 DUMBARTON CIRCLE FREMONT CA 94555 1 1 0 0 Chief Executive Officer Common Stock 2017-03-27 4 M 0 13000 11.40 A 419648 D Common Stock 2017-03-27 4 F 0 5142 47.09 D 414506 D Common Stock 2017-03-27 4 F 0 3148 47.09 D 411358 D Common Stock 2017-03-27 4 S 0 3117 46.12 D 408241 D Common Stock 2017-03-27 4 S 0 5883 47.00 D 402358 D Common Stock 2017-03-28 4 S 0 4710 47.40 D 397648 D Option Right to Buy 11.40 2017-03-27 4 M 0 13000 0.00 D 2017-08-20 Common Stock 13000 52000 D The acquisition of these shares, exercise of the underlying stock options (which will expire on August 20, 2017), and the sale of the shares were effected pursuant to a Rule 10b5-1 plan entered into by the reporting person on August 31, 2016 (the "Rule 10b5-1 Plan") that calls for sales on pre-determined dates. Represents shares of common stock withheld by the issuer in payment by the reporting person of the exercise price. This transaction is exempt under Rule 16b-3(e). Represents shares of common stock withheld by the issuer for tax purposes upon the exercise of stock options by the reporting person. This transaction is exempt under Rule 16b-3(e). The sale of the shares was done pursuant to the Rule 10b5-1 Plan. This transaction was executed in multiple trades ranging from $45.73 to $46.7299. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades ranging from $46.73 to $47.22. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades ranging from $46.82 to $47.76. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. This stock option award, which will expire on August 20, 2017, was granted on August 20, 2010, and vested and became exercisable with respect to 25% of the award on the first anniversary of the date of grant and thereafter with respect to an additional 2.5% of the award each month, with full vesting in 42 months. /s/ Guy Gecht 2017-03-29