0000899243-16-033218.txt : 20161110 0000899243-16-033218.hdr.sgml : 20161110 20161110183037 ACCESSION NUMBER: 0000899243-16-033218 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161108 FILED AS OF DATE: 20161110 DATE AS OF CHANGE: 20161110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ELECTRONICS FOR IMAGING INC CENTRAL INDEX KEY: 0000867374 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 943086355 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6750 DUMBARTON CIRCLE CITY: FREMONT STATE: CA ZIP: 94555 BUSINESS PHONE: 6503573500 MAIL ADDRESS: STREET 1: 6750 DUMBARTON CIRCLE CITY: FREMONT STATE: CA ZIP: 94555 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GEORGENS THOMAS CENTRAL INDEX KEY: 0001222271 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18805 FILM NUMBER: 161989519 MAIL ADDRESS: STREET 1: 495 EAST JAVA DRIVE CITY: SUNNYVALE STATE: X1 ZIP: 94089 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-11-08 0 0000867374 ELECTRONICS FOR IMAGING INC EFII 0001222271 GEORGENS THOMAS 6750 DUMBARTON CIRCLE FREMONT CA 94555 1 0 0 0 Common Stock 2016-11-09 4 M 0 6500 A 43500 D Common Stock 2016-11-09 4 M 0 23379 11.92 A 66879 D Common Stock 2016-11-09 4 S 0 23379 43.24 D 43500 D Common Stock 2016-11-10 4 M 0 1621 11.92 A 45121 D Common Stock 2016-11-10 4 S 0 1621 43.90 D 43500 D Restricted Stock Units 2016-11-08 4 M 0 6500 0.00 A 2017-11-08 Common Stock 6500 6500 D Restricted Stock Units 2016-11-09 4 M 0 6500 0.00 D 2016-11-09 Common Stock 6500 0 D Option - Right to Buy 11.92 2016-11-09 4 M 0 23379 0.00 D 2017-02-11 Common Stock 23379 1621 D Option - Right to Buy 11.92 2016-11-10 4 M 0 1621 0.00 D 2017-02-11 Common Stock 1621 0 D Upon vesting, each restricted stock unit was converted into one share of Electronics For Imaging, Inc. common stock. This transaction was executed in multiple trades ranging from $43.11 to $43.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Each restricted stock unit represents a contingent right to receive one share of Electronics For Imaging, Inc. common stock. This restricted stock unit award was granted on November 8, 2016 and is scheduled to vest with respect to 100% of the shares on November 8, 2017. This restricted stock unit award was granted on November 9, 2015 and vested with respect to 100% of the shares on November 9, 2016. This stock option award was granted on February 11, 2010, and vested and became exercisable with respect to 25% of the award on the first anniversary of the date of grant and thereafter with respect to an additional 2.5% of the award each month, with full vesting in 42 months. /s/ Thomas Georgens 2016-11-10