0001437749-17-012226.txt : 20170705 0001437749-17-012226.hdr.sgml : 20170705 20170705160222 ACCESSION NUMBER: 0001437749-17-012226 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170705 DATE AS OF CHANGE: 20170705 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIGHTING SCIENCE GROUP CORP CENTRAL INDEX KEY: 0000866970 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 232596710 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1350 DIVISION ROAD STREET 2: SUITE 204 CITY: WEST WARWICK STATE: RI ZIP: 02893 BUSINESS PHONE: 321-779-5520 MAIL ADDRESS: STREET 1: 1350 DIVISION ROAD STREET 2: SUITE 204 CITY: WEST WARWICK STATE: RI ZIP: 02893 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX GROUP CORP DATE OF NAME CHANGE: 20001130 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX HEATHCARE CORP DATE OF NAME CHANGE: 19990519 FORMER COMPANY: FORMER CONFORMED NAME: IATROS HEALTH NETWORK INC DATE OF NAME CHANGE: 19941221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARKLEROAD DONALD R CENTRAL INDEX KEY: 0001254472 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20354 FILM NUMBER: 17947901 MAIL ADDRESS: STREET 1: 6801 GOVERNORS LAKE PARKWAY STREET 2: SUITE 100 CITY: NORCROSS STATE: GA ZIP: 30071 4 1 rdgdoc.xml FORM 4 X0306 4 2017-06-30 0000866970 LIGHTING SCIENCE GROUP CORP LSCG 0001254472 HARKLEROAD DONALD R 1350 DIVISION ROAD, SUITE 204 WEST WARWICK RI 02893 1 Common Stock 2017-06-30 4 S 0 270303 0.0286 D 0 D Common Stock 36997 I By The Bristol Company The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.025 to $0.0362, inclusive. The reporting person undertakes to provide to Lighting Science Group Corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reporting person is the sole shareholder of The Bristol Company and as such may be deemed to beneficially own the shares held by The Bristol Company. /s/ Donald R. Harkleroad 2017-07-05