0001437749-17-012226.txt : 20170705
0001437749-17-012226.hdr.sgml : 20170705
20170705160222
ACCESSION NUMBER: 0001437749-17-012226
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170630
FILED AS OF DATE: 20170705
DATE AS OF CHANGE: 20170705
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LIGHTING SCIENCE GROUP CORP
CENTRAL INDEX KEY: 0000866970
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640]
IRS NUMBER: 232596710
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1350 DIVISION ROAD
STREET 2: SUITE 204
CITY: WEST WARWICK
STATE: RI
ZIP: 02893
BUSINESS PHONE: 321-779-5520
MAIL ADDRESS:
STREET 1: 1350 DIVISION ROAD
STREET 2: SUITE 204
CITY: WEST WARWICK
STATE: RI
ZIP: 02893
FORMER COMPANY:
FORMER CONFORMED NAME: PHOENIX GROUP CORP
DATE OF NAME CHANGE: 20001130
FORMER COMPANY:
FORMER CONFORMED NAME: PHOENIX HEATHCARE CORP
DATE OF NAME CHANGE: 19990519
FORMER COMPANY:
FORMER CONFORMED NAME: IATROS HEALTH NETWORK INC
DATE OF NAME CHANGE: 19941221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HARKLEROAD DONALD R
CENTRAL INDEX KEY: 0001254472
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-20354
FILM NUMBER: 17947901
MAIL ADDRESS:
STREET 1: 6801 GOVERNORS LAKE PARKWAY
STREET 2: SUITE 100
CITY: NORCROSS
STATE: GA
ZIP: 30071
4
1
rdgdoc.xml
FORM 4
X0306
4
2017-06-30
0000866970
LIGHTING SCIENCE GROUP CORP
LSCG
0001254472
HARKLEROAD DONALD R
1350 DIVISION ROAD, SUITE 204
WEST WARWICK
RI
02893
1
Common Stock
2017-06-30
4
S
0
270303
0.0286
D
0
D
Common Stock
36997
I
By The Bristol Company
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.025 to $0.0362, inclusive. The reporting person undertakes to provide to Lighting Science Group Corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reporting person is the sole shareholder of The Bristol Company and as such may be deemed to beneficially own the shares held by The Bristol Company.
/s/ Donald R. Harkleroad
2017-07-05