-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UbAhoMv60omqCx8gcGfLfZBzZYZaK0dHI9qzZKMffO+5kpOB1tub4ioY08ZnAAhJ D9gVYsIrdvO2jWgIOtE2Cg== 0000933266-06-000001.txt : 20060920 0000933266-06-000001.hdr.sgml : 20060920 20060920154124 ACCESSION NUMBER: 0000933266-06-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060918 FILED AS OF DATE: 20060920 DATE AS OF CHANGE: 20060920 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIGHTING SCIENCE GROUP CORP CENTRAL INDEX KEY: 0000866970 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 232596710 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2100 MCKINNEY AVENUE STREET 2: SUITE 1555 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143823630 MAIL ADDRESS: STREET 1: 2100 MCKINNEY AVENUE STREET 2: SUITE 1555 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX GROUP CORP DATE OF NAME CHANGE: 20001130 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX HEATHCARE CORP DATE OF NAME CHANGE: 19990519 FORMER COMPANY: FORMER CONFORMED NAME: IATROS HEALTH NETWORK INC DATE OF NAME CHANGE: 19941221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LACERTE PHILIP R CENTRAL INDEX KEY: 0000933266 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20354 FILM NUMBER: 061100173 BUSINESS ADDRESS: STREET 1: 6009 SOUTH REDWOOD ROAD CITY: SALT LAKE CITY STATE: UT ZIP: 84123 BUSINESS PHONE: 2145263578 MAIL ADDRESS: STREET 1: 3535 GILLEAPLE STREET 2: #7-D CITY: DALLAS STATE: TX ZIP: 76219 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-09-18 0 0000866970 LIGHTING SCIENCE GROUP CORP LSGP 0000933266 LACERTE PHILIP R 1409 SOUTH LAMAR #903 DALLAS TX 75215 0 0 1 0 Common Stock 2006-09-18 4 P 0 2375000 A 6021260 D These securities were issued to Mr. Lacerte in exchange for his guaranty of $1,250,000 with respect to a line of credit issued to Lighting Science Group Corporation by a commercial bank. Philip R Lacerte 2006-09-20 -----END PRIVACY-ENHANCED MESSAGE-----