-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ej4d2sRoR3TYedlbFU5oBGDnVXX1rXHtfvIDsBJaIradeabUEXnQIg5Af9WS7vS8 89vbpZQhVMoyShjYfsIaPw== 0000923702-08-000001.txt : 20080103 0000923702-08-000001.hdr.sgml : 20080103 20080103124503 ACCESSION NUMBER: 0000923702-08-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071231 FILED AS OF DATE: 20080103 DATE AS OF CHANGE: 20080103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIGHTING SCIENCE GROUP CORP CENTRAL INDEX KEY: 0000866970 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 232596710 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2100 MCKINNEY AVENUE STREET 2: SUITE 1555 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143823630 MAIL ADDRESS: STREET 1: 2100 MCKINNEY AVENUE STREET 2: SUITE 1555 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX GROUP CORP DATE OF NAME CHANGE: 20001130 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX HEATHCARE CORP DATE OF NAME CHANGE: 19990519 FORMER COMPANY: FORMER CONFORMED NAME: IATROS HEALTH NETWORK INC DATE OF NAME CHANGE: 19941221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SNADON DARYL N CENTRAL INDEX KEY: 0000923702 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20354 FILM NUMBER: 08504968 BUSINESS ADDRESS: STREET 1: 15280 ADDISON RAOD SUITE 300 CITY: ADDISON STATE: TX ZIP: 75001 BUSINESS PHONE: 9726611011 MAIL ADDRESS: STREET 1: 15280 ADDISON ROAD SUITE 300 CITY: ADDISON STATE: TX ZIP: 75001 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-12-31 0 0000866970 LIGHTING SCIENCE GROUP CORP LSGP 0000923702 SNADON DARYL N 15280 ADDISON ROAD SUITE 300 ADDISON TX 75001 1 0 0 0 Common Stock 2007-12-31 4 A 0 27174 0.46 A 2763902 D Price is based upon the average closing price of the stock for the quarter ending September 30, 2007 as payment in liue of cash for directors fees. Includes (i) 187,130 shares issuable by the issuer to Mr. Snadon pursuant to the conversion of 6% Convertible Preferred Stock of the issuer; (ii) 587,715 shares issuable to Mr. Snadon pursuant to the exercise of warrants at a price of $0.30 per share; (iii) 20,000 shares issuable to Mr. Snadon pursuant to the exercise of options at a price of $0.32 per share (two-thirds of which are vested and one-third of which will vest on 2/20/08); and (iv) 50,000 shares issuable to Mr. Snadon pursuant to the exercise of options at a price of $0.53 per share (all of which are vested). Daryl N. Snadon 2007-12-31 -----END PRIVACY-ENHANCED MESSAGE-----