-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vo+hJZ7mFPyaVStQopYRp17CIp2Q8/fxcHPdodW/qyA6CZXAMoLo1jX9MSFSUZq3 FRlR2E83UwrWo3VMV6VK2w== 0000866970-09-000017.txt : 20090827 0000866970-09-000017.hdr.sgml : 20090827 20090827182633 ACCESSION NUMBER: 0000866970-09-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090821 FILED AS OF DATE: 20090827 DATE AS OF CHANGE: 20090827 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maxik Fred CENTRAL INDEX KEY: 0001295286 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20354 FILM NUMBER: 091040748 MAIL ADDRESS: STREET 1: 3275 SOUTH JONES BLVD STREET 2: SUITE 105 CITY: LAS VEGAS STATE: NV ZIP: 89146 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIGHTING SCIENCE GROUP CORP CENTRAL INDEX KEY: 0000866970 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 232596710 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1227 SOUTH PATRICK DRIVE STREET 2: BUILDING 2A CITY: SATELLITE BEACH STATE: FL ZIP: 32937 BUSINESS PHONE: 321-779-5520 MAIL ADDRESS: STREET 1: 1227 SOUTH PATRICK DRIVE STREET 2: BUILDING 2A CITY: SATELLITE BEACH STATE: FL ZIP: 32937 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX GROUP CORP DATE OF NAME CHANGE: 20001130 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX HEATHCARE CORP DATE OF NAME CHANGE: 19990519 FORMER COMPANY: FORMER CONFORMED NAME: IATROS HEALTH NETWORK INC DATE OF NAME CHANGE: 19941221 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-08-21 0 0000866970 LIGHTING SCIENCE GROUP CORP LSCG 0001295286 Maxik Fred 462 SANDERLING DRIVE INDIALANTIC FL 32903 0 1 0 0 Chief Technology Officer Employee Stock Option (Right to buy) 1 2009-08-21 4 A 0 1500000 0.41 A Common stock 1500000 1575000 D Represents options granted to Reporting Person on August 21, 2009. 375,000 of these options will vest on each of August 21, 2010, August 21, 2011, August 21, 2012, and August 21, 2013.The expiration date of the option is 8/21/2019. Includes: (i) grant on 4/17/2008 of stock options to purchase 75,000 shares expiring on 4/17/2013, the exercise price of the options is $4.90 per share, the options vest at a rate of 25% per year beginning on the first anniversary date of the grant; (ii) grant on 8/21/2009 of stock options to purchase 1,500,000 shares expiring on 8/21/2019, the exercise price of the options is $1.00 per share, the options vest at a rate of 25% per year beginning on the first anniversary date of the grant. Fredric S. Maxik 2009-08-27 -----END PRIVACY-ENHANCED MESSAGE-----