-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FPDdyLPxbWexuYH+tVLqHFWIcr2nuxFVnOgnDizyZGdoOtglApoldRIn2GueGeMB +byzcqTxhHslqWs49qVrmQ== 0000866970-08-000004.txt : 20080423 0000866970-08-000004.hdr.sgml : 20080423 20080423150300 ACCESSION NUMBER: 0000866970-08-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080421 FILED AS OF DATE: 20080423 DATE AS OF CHANGE: 20080423 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Maxik Fred CENTRAL INDEX KEY: 0001295286 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20354 FILM NUMBER: 08771556 BUSINESS ADDRESS: BUSINESS PHONE: 7023079500 MAIL ADDRESS: STREET 1: 3275 SOUTH JONES BLVD STREET 2: SUITE 105 CITY: LAS VEGAS STATE: NV ZIP: 89146 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIGHTING SCIENCE GROUP CORP CENTRAL INDEX KEY: 0000866970 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 232596710 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2100 MCKINNEY AVENUE STREET 2: SUITE 1555 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143823630 MAIL ADDRESS: STREET 1: 2100 MCKINNEY AVENUE STREET 2: SUITE 1555 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX GROUP CORP DATE OF NAME CHANGE: 20001130 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX HEATHCARE CORP DATE OF NAME CHANGE: 19990519 FORMER COMPANY: FORMER CONFORMED NAME: IATROS HEALTH NETWORK INC DATE OF NAME CHANGE: 19941221 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2008-04-21 0 0000866970 LIGHTING SCIENCE GROUP CORP LSCG 0001295286 Maxik Fred 3275 SOUTH JONES BLVD SUITE 105 LAS VEGAS NV 89146 0 1 0 0 Chief Technology Officer Common Stock 2008-04-21 4 A 0 75000 4.9 A 78112 D Lighting Science Group Equity Based Compensation Plan 4.9 2008-04-21 4 A 0 175000 4.9 A 2013-04-20 Lighting Science Group Corporation common stock 175000 175000 D Mr. Maxik received a restricted stock grant of 175,000 shares on 4/21/2008. The market price at which the grant was made was $4.90 per share. The shares vest at a rate of 1/3 per year beginning on the first anniversary date of the grant (4/21/09). Mr. Maxik received a grant of stock options for 175,000 shares on 4/21/08. The exercise price of the options is $4.90 per share. The options vest at a rate of 1/3 per year beginning on the first anniversary date of the grant (4/21/09). The term of the option is five years (expires on 4/20/2013). Fredric A. Maxik 2008-04-23 -----END PRIVACY-ENHANCED MESSAGE-----