-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IAuOX7vhbSeJHgJXoKwM3FfujudD3+DhBvW9gwxj7GswHh0z+xt/PcxKIRZmcf8m YNGQgEWxTgBKQw1hYNACrw== 0000866970-08-000003.txt : 20080423 0000866970-08-000003.hdr.sgml : 20080423 20080423140824 ACCESSION NUMBER: 0000866970-08-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080421 FILED AS OF DATE: 20080423 DATE AS OF CHANGE: 20080423 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hamilton Stephen Alexander CENTRAL INDEX KEY: 0001345660 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20354 FILM NUMBER: 08771401 BUSINESS ADDRESS: BUSINESS PHONE: 214-382-3650 MAIL ADDRESS: STREET 1: 2100 MCKINNEY AVENUE STREET 2: SUITE 1555 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIGHTING SCIENCE GROUP CORP CENTRAL INDEX KEY: 0000866970 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 232596710 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2100 MCKINNEY AVENUE STREET 2: SUITE 1555 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143823630 MAIL ADDRESS: STREET 1: 2100 MCKINNEY AVENUE STREET 2: SUITE 1555 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX GROUP CORP DATE OF NAME CHANGE: 20001130 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX HEATHCARE CORP DATE OF NAME CHANGE: 19990519 FORMER COMPANY: FORMER CONFORMED NAME: IATROS HEALTH NETWORK INC DATE OF NAME CHANGE: 19941221 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2008-04-21 0 0000866970 LIGHTING SCIENCE GROUP CORP lscg 0001345660 Hamilton Stephen Alexander 2100 MCKINNEY AVENUE SUITE 1515 DALLAS TX 75201 0 1 0 0 Chief Financial Officer Common Stock 2008-04-21 4 A 0 55000 4.9 A 60700 D Lighting Science Group Eqauity Based Compensaton Plan 4.9 2008-04-21 4 A 0 35000 4.9 A 2013-04-20 Lighting Science Group Corporation common stock 35000 54000 D Mr.Hamilton received a restricted stock grant of 55,000 shares on 4/21/08. The market price at which the grant was made was $4.90. The shares vest at a rate of 1/3 per year beginning on the first anniversary date of the grant (4/21/09). Mr.Hamilton received a grant or stock options for 35,000 shares on 4/21/08. The exercise price of the options is $4.90. The options vest at a rate of 1/3 per year beginning on the first anniversary date of the grant (4/21/09). The term of the option is five years (expires on 4/20/2013). Includes (i) 3,000 shares issuable to Mr. Hamilton pursuant to the exercise of options at a price of $9.00 per share (one-half of which are vested and one-quarter of which will vest on 11/28/08 and 11/28/09); (iii) 1,000 shares issuable to Mr. Hamilton pursuant to the exercise of options at a price of $6.40 per share (two-thirds of which are vested and one-third of which will vest on 2/21/09; (iii) 5,000 shares issuable to Mr. Hamilton pursuant to the exercise of options at a price of $7.40 per share (two-fifths of which are vested and one-fifth of which will vest on each anniversary date until 2/7/11; and (iv) 10,000 shares issuable to Mr. Hamilton pursuant to the exercise of options at a price of $10.80 per share (one-fourth of which are vested and one-fourth of which will vest on each anniversary date until 8/2/10. Stephen A. Hamilton 2008-04-23 -----END PRIVACY-ENHANCED MESSAGE-----