-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O/Jo3bKMGbdfO9fNM32p4G7hwYFFYhF4z3/XcLFoPdrpDitmRL9lbW7XzS6sAWyw TOWMAlYQWaK0j9AXSqn4FQ== 0000866970-08-000001.txt : 20080103 0000866970-08-000001.hdr.sgml : 20080103 20080103154203 ACCESSION NUMBER: 0000866970-08-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071231 FILED AS OF DATE: 20080103 DATE AS OF CHANGE: 20080103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIGHTING SCIENCE GROUP CORP CENTRAL INDEX KEY: 0000866970 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 232596710 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2100 MCKINNEY AVENUE STREET 2: SUITE 1555 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143823630 MAIL ADDRESS: STREET 1: 2100 MCKINNEY AVENUE STREET 2: SUITE 1555 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX GROUP CORP DATE OF NAME CHANGE: 20001130 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX HEATHCARE CORP DATE OF NAME CHANGE: 19990519 FORMER COMPANY: FORMER CONFORMED NAME: IATROS HEALTH NETWORK INC DATE OF NAME CHANGE: 19941221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARKLEROAD DONALD R CENTRAL INDEX KEY: 0001254472 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20354 FILM NUMBER: 08506245 BUSINESS ADDRESS: BUSINESS PHONE: 678-533-9000 MAIL ADDRESS: STREET 1: 6801 GOVERNORS LAKE PARKWAY STREET 2: SUITE 100 CITY: NORCROSS STATE: GA ZIP: 30071 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-12-31 0 0000866970 LIGHTING SCIENCE GROUP CORP LSGP 0001254472 HARKLEROAD DONALD R 6801 GOVERNORS LAKE PARKWAY SUITE 100 NORCROSS GA 30071 1 0 0 0 Common Stock 2007-12-31 4 A 0 27174 0.46 A 2414765 I The Bristol Company Price is based upon the average closing price of the stock for the quarter ending September 30, 2007 as payment in liue of cash for directors fees. Includes (i) 100,000 shares issuable by the issuer to The Bristol Company ("Bristol") pursuant to the conversion of 6% Convertible Preferred Stock of the issuer; (ii) 46,876 shares issuable pursuant to the exercise of warrants at a price of $0.30 per share; (iii) 150,000 shares issuable pursuant to the exercise of options at $0.87 per share (all of which is vested); (iv) 50,000 shares issuable pursuant to the exercise of options at $0.53 per share (all of which is vested); (v) 800,000 shares issuable pursuant to the exercise of options at $0.32 per share (two-thirds of which are vested and one-third of which will vest on 2/20/08); and (vi) 125,000 shares issuable to Bristol pursuant to the exercise of options at a price of $0.54 per share (one-fourth of which are vested and one-fourth of which will vest on each anniversary date until 8/2/10. Donald R. Harkleroad 2007-12-31 -----END PRIVACY-ENHANCED MESSAGE-----