-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EcoVlgsVwHBioWA3QwSa+eXuK02mHYNn0FjSgXAzsyFqgzOvWnCGUyFaRCXY0090 o5iIo23Y/byDMhtlqwefbw== 0000866970-07-000003.txt : 20070111 0000866970-07-000003.hdr.sgml : 20070111 20070111154339 ACCESSION NUMBER: 0000866970-07-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070109 FILED AS OF DATE: 20070111 DATE AS OF CHANGE: 20070111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIGHTING SCIENCE GROUP CORP CENTRAL INDEX KEY: 0000866970 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 232596710 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2100 MCKINNEY AVENUE STREET 2: SUITE 1555 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2143823630 MAIL ADDRESS: STREET 1: 2100 MCKINNEY AVENUE STREET 2: SUITE 1555 CITY: DALLAS STATE: TX ZIP: 75201 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX GROUP CORP DATE OF NAME CHANGE: 20001130 FORMER COMPANY: FORMER CONFORMED NAME: PHOENIX HEATHCARE CORP DATE OF NAME CHANGE: 19990519 FORMER COMPANY: FORMER CONFORMED NAME: IATROS HEALTH NETWORK INC DATE OF NAME CHANGE: 19941221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUSK RONALD E CENTRAL INDEX KEY: 0001074076 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20354 FILM NUMBER: 07525881 BUSINESS ADDRESS: STREET 1: 6245 N FEDERAL HWY STREET 2: SUITE 500 CITY: FT LAUDERDALE STATE: FL ZIP: 33308 BUSINESS PHONE: 9723779196 MAIL ADDRESS: STREET 1: 5285 SPICEWOOD LANE CITY: FRISCO STATE: TX ZIP: 75034 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-01-09 0 0000866970 LIGHTING SCIENCE GROUP CORP LSGP 0001074076 LUSK RONALD E 2100 MCKINNEY AVE. SUITE 1555 DALLAS TX 75201 1 1 0 0 Chairman and CEO Common Stock 2007-01-09 4 P 0 6854 0.3 A 6635258 D Shareholder acquired 6,854 shares in repayment of a cash advance to the issuer. Includes: (i) 125,000 shares issuable by the issuer to Mr. Lusk pursuant to the exercise of warrants of the issuer at an exercise price of price of $0.30 per share; (ii) 50,000 shares issuable by the issuer to Mr. Lusk pursuant to the exercise of warrants of the issuer at an exercise price of $1.50 per share; and (iii) 200,000 shares issuable by the issuer to Mr. Lusk pursuant to the exercise of options of the issuer at an exercise price of $0.32 per share (one third of which are vested, one-third of which will vest on 2/20/07, and one-third of which will vest on 2/20/08). Ronald E. Lusk 2007-01-11 -----END PRIVACY-ENHANCED MESSAGE-----