0001225208-21-014797.txt : 20211210 0001225208-21-014797.hdr.sgml : 20211210 20211210165140 ACCESSION NUMBER: 0001225208-21-014797 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211208 FILED AS OF DATE: 20211210 DATE AS OF CHANGE: 20211210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Richard Craig CENTRAL INDEX KEY: 0001661802 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10714 FILM NUMBER: 211486004 MAIL ADDRESS: STREET 1: 123 S. FRONT STREET STREET 2: DEPT. 8074 CITY: MEMPHIS STATE: TN ZIP: 38103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTOZONE INC CENTRAL INDEX KEY: 0000866787 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO & HOME SUPPLY STORES [5531] IRS NUMBER: 621482048 STATE OF INCORPORATION: NV FISCAL YEAR END: 0828 BUSINESS ADDRESS: STREET 1: 123 SOUTH FRONT ST CITY: MEMPHIS STATE: TN ZIP: 38103 BUSINESS PHONE: 9014956500 MAIL ADDRESS: STREET 1: P O BOX 2198 STREET 2: DEPT 8074 CITY: MEMPHIS STATE: TN ZIP: 38101-2198 4 1 doc4.xml X0306 4 2021-12-08 0000866787 AUTOZONE INC AZO 0001661802 Smith Richard Craig 123 SOUTH FRONT STREET MEMPHIS TN 38103 1 Sr. Vice President Common Stock 2021-12-06 5 G 0 100.0000 0.0000 D 2915.8905 D Common Stock 2021-12-08 4 M 0 2300.0000 371.4700 A 5215.8905 D Common Stock 2021-12-08 4 M 0 2130.0000 425.1100 A 7345.8905 D Common Stock 2021-12-08 4 S 0 225.0000 1976.0400 D 7120.8905 D Common Stock 2021-12-08 4 S 0 4205.0000 1975.1100 D 2915.8905 D Non-Qualified Stock Option (right to buy) 371.4700 2021-12-08 4 M 0 2300.0000 0.0000 D 2022-09-28 Common Stock 2300.0000 0.0000 D Non-Qualified Stock Option (right to buy) 425.1100 2021-12-08 4 M 0 2130.0000 0.0000 D 2023-10-02 Common Stock 2130.0000 0.0000 D This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,976.02 - $1,976.22 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,975.00 - $1,975.76 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. Options granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan and exercisable in annual one-fourth increments beginning on September 27, 2013. Options granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan and exercisable in annual one-fourth increments beginning on October 1, 2014. /s/ Richard Craig Smith 2021-12-10