0001225208-21-009990.txt : 20210701 0001225208-21-009990.hdr.sgml : 20210701 20210701193356 ACCESSION NUMBER: 0001225208-21-009990 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210629 FILED AS OF DATE: 20210701 DATE AS OF CHANGE: 20210701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RHODES WILLIAM C III CENTRAL INDEX KEY: 0001080992 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10714 FILM NUMBER: 211067648 MAIL ADDRESS: STREET 1: 123 SOUTH FRONT STREET STREET 2: DEPT. 8074 CITY: MEMPHIS STATE: TN ZIP: 38103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTOZONE INC CENTRAL INDEX KEY: 0000866787 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO & HOME SUPPLY STORES [5531] IRS NUMBER: 621482048 STATE OF INCORPORATION: NV FISCAL YEAR END: 0828 BUSINESS ADDRESS: STREET 1: 123 SOUTH FRONT ST CITY: MEMPHIS STATE: TN ZIP: 38103 BUSINESS PHONE: 9014956500 MAIL ADDRESS: STREET 1: P O BOX 2198 STREET 2: DEPT 8074 CITY: MEMPHIS STATE: TN ZIP: 38101-2198 4 1 doc4.xml X0306 4 2021-06-29 0000866787 AUTOZONE INC AZO 0001080992 RHODES WILLIAM C III 123 SOUTH FRONT STREET MEMPHIS TN 38103 1 1 Chairman, President & CEO Common Stock 2021-06-29 4 M 0 4492.0000 425.1100 A 23389.5123 D Common Stock 2021-06-29 4 S 0 792.0000 1502.6000 D 22597.5123 D Common Stock 2021-06-29 4 S 0 1300.0000 1501.4400 D 21297.5123 D Common Stock 2021-06-29 4 S 0 2400.0000 1500.5000 D 18897.5123 D Common Stock 2021-06-30 4 M 0 173.0000 425.1100 A 19073.9948 D Common Stock 2021-06-30 4 A 0 47.0000 1492.2200 A 19120.9948 D Common Stock 2021-06-30 4 A 0 8.0000 0.0000 A 19128.9948 D Common Stock 2021-06-30 4 S 0 73.0000 1500.3800 D 19055.9948 D Common Stock 2021-06-30 4 S 0 100.0000 1502.0100 D 18955.9948 D Common Stock 100.0000 I As Co-Trustee for Siblings' Trust #2 Common Stock 847.0000 I As Custodian for Son Common Stock 1720.0000 I As Trustee for Daughter's Trust Common Stock 3436.0000 I As Trustee for Descendants Trust Common Stock 1719.0000 I As Trustee for Son's trust Common Stock 4874.0000 I By Trust for Wife Common Stock 3219.0000 I GRAT #4 Common Stock 3723.0000 I GRAT #5 Non-Qualified Stock Option (right to buy) 425.1100 2021-06-29 4 M 0 4492.0000 0.0000 D 2023-10-02 Common Stock 4492.0000 14708.0000 D Non-Qualified Stock Option (right to buy) 425.1100 2021-06-30 4 M 0 173.0000 0.0000 D 2023-10-02 Common Stock 173.0000 14535.0000 D Incudes 1,781 shares previously held by GRAT #4 and 1,277 shares previously held by GRAT #5 which were distributed to the reporting person on March 16, 2021 and April 6, 2021, respectively, in the form of a scheduled annuity payment. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,502.17-$1,502.74 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,501.00-$1,501.90 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,500.00-$1,500.93 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. Acquired pursuant to AutoZone, Inc. Sixth Amended and Restated Executive Stock Purchase Plan. Options granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan and exercisable in annual one-fourth increments beginning October 1, 2014. /s/ William C. Rhodes III 2021-07-01