0001225208-21-000643.txt : 20210107 0001225208-21-000643.hdr.sgml : 20210107 20210107162149 ACCESSION NUMBER: 0001225208-21-000643 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210106 FILED AS OF DATE: 20210107 DATE AS OF CHANGE: 20210107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Finestone Mark A. CENTRAL INDEX KEY: 0001421152 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10714 FILM NUMBER: 21514438 MAIL ADDRESS: STREET 1: 123 SOUTH FRONT STREET STREET 2: DEPT. 8074 CITY: MEMPHIS STATE: TN ZIP: 38103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTOZONE INC CENTRAL INDEX KEY: 0000866787 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO & HOME SUPPLY STORES [5531] IRS NUMBER: 621482048 STATE OF INCORPORATION: NV FISCAL YEAR END: 0828 BUSINESS ADDRESS: STREET 1: 123 SOUTH FRONT ST CITY: MEMPHIS STATE: TN ZIP: 38103 BUSINESS PHONE: 9014956500 MAIL ADDRESS: STREET 1: P O BOX 2198 STREET 2: DEPT 8074 CITY: MEMPHIS STATE: TN ZIP: 38101-2198 4 1 doc4.xml X0306 4 2021-01-06 0000866787 AUTOZONE INC AZO 0001421152 Finestone Mark A. 123 SOUTH FRONT STREET MEMPHIS TN 38103 1 Exec. Vice President Common Stock 2021-01-06 4 M 0 8700.0000 425.1100 A 11506.4494 D Common Stock 2021-01-06 4 S 0 189.0000 1220.1200 D 11317.4494 D Common Stock 2021-01-06 4 S 0 189.0000 1218.7200 D 11128.4494 D Common Stock 2021-01-06 4 S 0 326.0000 1228.3900 D 10802.4494 D Common Stock 2021-01-06 4 S 0 860.0000 1226.2100 D 9942.4494 D Common Stock 2021-01-06 4 S 0 929.0000 1221.2700 D 9013.4494 D Common Stock 2021-01-06 4 S 0 1044.0000 1227.3000 D 7969.4494 D Common Stock 2021-01-06 4 S 0 1061.0000 1224.2200 D 6908.4494 D Common Stock 2021-01-06 4 S 0 1174.0000 1225.3200 D 5734.4494 D Common Stock 2021-01-06 4 S 0 1413.0000 1222.3400 D 4321.4494 D Common Stock 2021-01-06 4 S 0 1515.0000 1223.1600 D 2806.4494 D Common Stock 1449.0000 I By GRAT #3 Common Stock 87.0000 I By Trust for Daughter Common Stock 86.0000 I By Trust for Son Non-Qualified Stock Option (right to buy) 425.1100 2021-01-06 4 M 0 8700.0000 0.0000 D 2023-10-02 Common Stock 8700.0000 0.0000 D This price represents the weighted average price per share of common stock, par value $0.01 per share (each a "Share") of AutoZone, Inc. ("Issuer"), of sales that were executed at prices ranging from $1219.57 - $1220.31 per Share. The Reporting Person undertakes to provide, upon request by theSecurities and Exchange Commission ("SEC") staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share of Issuer, of sales that were executed at prices ranging from $1218.41 - $1219.00 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share of Issuer, of sales that were executed at prices ranging from $1228.08 - $1228.90 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share of Issuer, of sales that were executed at prices ranging from $1225.77 - $1226.73 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share of Issuer, of sales that were executed at prices ranging from $1220.64 - $1221.56 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share of Issuer, of sales that were executed at prices ranging from $1226.83 - $1227.82 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share of Issuer, of sales that were executed at prices ranging from $1223.69 - $1224.65 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share of Issuer, of sales that were executed at prices ranging from $1224.75 - $1225.73 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share of Issuer, of sales that were executed at prices ranging from $1221.64 - $1222.63 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the weighted average price per Share of Issuer, of sales that were executed at prices ranging from $1222.65 - $1223.61 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan. Options exercisable in one-fourth increments on October 1, 2014, 2015, 2016 and 2017, respectively. /s/ Mark A. Finestone 2021-01-07