-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CG3ZJH0RfqPsiGHlYJTs2X//0bll7nbDPYKF6Cj21v7JyI1kudlIMHNO7IzhkuCZ 5dyhZt4p5ksI7k/Kh0oOOg== 0000936392-02-000780.txt : 20020628 0000936392-02-000780.hdr.sgml : 20020628 20020628172058 ACCESSION NUMBER: 0000936392-02-000780 CONFORMED SUBMISSION TYPE: NT 10-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020331 FILED AS OF DATE: 20020628 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WESTERN WATER CO CENTRAL INDEX KEY: 0000866671 STANDARD INDUSTRIAL CLASSIFICATION: MINERAL ROYALTY TRADERS [6795] IRS NUMBER: 330085833 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: NT 10-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-18756 FILM NUMBER: 02692233 BUSINESS ADDRESS: STREET 1: 102 WASHINGTON AVE CITY: POINT RICHMOND STATE: CA ZIP: 94801 BUSINESS PHONE: 6195359282 MAIL ADDRESS: STREET 1: 102 WASHINGTON AVE CITY: POINT RICHMOND STATE: CA ZIP: 94801 FORMER COMPANY: FORMER CONFORMED NAME: YG DEVELOPMENT CO DATE OF NAME CHANGE: 19600201 NT 10-K 1 a82535ntnt10vk.htm NOTIFICATION OF LATE FILING - PERIOD ENDED 3-31-02 Western Water Company
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

FORM 12b-25

NOTIFICATION OF LATE FILING

         
(Check One)
x   Form 10-K and Form 10-KSB o   Form 11-K
o   Form 20-F o   Form 10-Q and Form 10-QSB o   Form N-SAR
   
For Period Ended: March 31, 2002
 

     
o   Transition Report on Form 10-K and Form 10-KSB o   Transition Report on Form 10-Q
o   Transition Report on Form 20-F o   Transition Report on Form N-SAR
o   Transition Report on Form 11-K
   
For the Transition Period Ended:  
 

      Read Instruction (on back page) Before Preparing Form. Please Print or Type.

      Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

      If the notification relates to a portion of the filing checked above, identify the item(s) to which the notification relates:
 
 


PART I.
REGISTRANT INFORMATION
       
Full name of registrant   Western Water Company
 
Former name if applicable      
 
 
Address of Principal Executive Office (Street and Number)   102 Washington Avenue
   
 
City, State and Zip Code     Point Richmond, CA 94801
 

PART II.
RULES 12B-25 (b) AND (c)

      If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)

      (a)   The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
 
  [b]   (b)   The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K or Form N-SAR, or portion thereof will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q, or portion thereof will be filed on or before the fifth calendar day following the prescribed due date; and
 
      (c)   The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

PART III.
NARRATIVE

      State below in reasonable detail the reasons why Forms 10-K and Form 10-KSB, 20-F, 11-K, 10-Q, 10-QSB, N-SAR or the transition report portion thereof could not be filed within the prescribed time period.

STATE REASON FOR REQUEST TO FILE LATE

Additional time is required to resolve an issue regarding the pending sale of one of the registrant’s assets. The contingency affecting the pending sale has prevented the registrant from accurately completing its discussion regarding its liquidity and capital resources. The pending contingency will be resolved within the following 15-day period.

(ATTACH EXTRA SHEETS IF NEEDED.)
SEC 1344 (11/91)

 


 

PART IV.
OTHER INFORMATION

      (1) Name and telephone number of person to contact in regard to this notification.

         
William T. Gochnauer, Chief Financial Officer   510 234-7400

      (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during preceding 12 months (or for such shorter) period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s).

x   Yes o   No

      (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?

x   Yes o   No

      If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

Revenue decreased from $2,127,000 to $1,464,000 and net loss increased from $1,315,000 to $3,280,000 for the fiscal year ended March 31, 2002 compared with the prior fiscal year. These changes were due to operating matters which will be fully disclosed in the Company’s Form 10-K when it is filed, and do not relate to the potentially material contingency which is the basis for this Form 12b-25.
 
Western Water Company

(Name of Registrant as Specified in Charter)

Has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized.

Date   June 28, 2002 By   William T. Gochnauer


      William T. Gochnauer
Chief Financial Officer

        INSTRUCTION. The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative’s authority to sign on behalf of the registrant shall be filed with the form.

ATTENTION

      INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001).

GENERAL INSTRUCTIONS

      1. This form is required by Rule 12b-25 (17 CFR 240.12b-25) of the General Rules and Regulations under the Securities Exchange Act of 1934.

      2. One signed original and four conformed copies of this form and amendments thereto must be completed and filed with the Securities and Exchange Commission, Washington, DC 20549, in accordance with Rule 0-3 of the General Rules and Regulations under the Act. The information contained in or filed with the form will be made a matter of the public record in the Commission files.

      3. A manually signed copy of the form and amendments thereto shall be filed with each national securities exchange on which any class of securities of the registrant is registered.

      4. Amendments to the notifications must also be filed on Form 12b-25 but need not restate information that has been correctly furnished. The form shall be clearly identified as an amended notification.

-----END PRIVACY-ENHANCED MESSAGE-----