-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L/0F0BLxO4pAdzVarbjpFSO5tQc4/rgm5bLVHoZLq+H/D1cPuj4EUbsQnttJ16pn 1ct0OB2AoHXpVOX2KL+A0w== 0000950157-01-500888.txt : 20020413 0000950157-01-500888.hdr.sgml : 20020413 ACCESSION NUMBER: 0000950157-01-500888 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011207 FILED AS OF DATE: 20011214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALLIANT TECHSYSTEMS INC CENTRAL INDEX KEY: 0000866121 STANDARD INDUSTRIAL CLASSIFICATION: ORDNANCE & ACCESSORIES, (NO VEHICLES/GUIDED MISSILES) [3480] IRS NUMBER: 411672694 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10582 FILM NUMBER: 1814214 BUSINESS ADDRESS: STREET 1: 600 2ND ST NE CITY: HOPKINS STATE: MN ZIP: 55343-8384 BUSINESS PHONE: 9529316000 MAIL ADDRESS: STREET 1: 600 2ND ST NE CITY: HOPKINS STATE: MN ZIP: 55343-8384 COMPANY DATA: COMPANY CONFORMED NAME: BLOUNT INTERNATIONAL INC CENTRAL INDEX KEY: 0001001606 STANDARD INDUSTRIAL CLASSIFICATION: ORDNANCE & ACCESSORIES, (NO VEHICLES/GUIDED MISSILES) [3480] OWNER IRS NUMBER: 630780521 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: PO BOX 949 STREET 2: 4520 EXECUTIVE PK DR CITY: MONTGOMERY STATE: AL ZIP: 36116-1602 BUSINESS PHONE: 3342444000 MAIL ADDRESS: STREET 1: P.O. BOX 949 STREET 2: 4520 EXECUTIVE PARK DRIVE CITY: MONTGOMERY STATE: AL ZIP: 36116-1602 3 1 form_3.txt FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Type or Print Responses) - -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Blount International, Inc. - -------------------------------------------------------------------------------- (Last) (First) (Middle) 4520 Executive Park Drive - -------------------------------------------------------------------------------- (Street) Montgomery Alabama 36116-1602 --------------------------------------------------------------------------- (City) (State) (Zip) - -------------------------------------------------------------------------------- 2. Date of Event Requiring Statement (Month/Day/Year) 12/07/01 - -------------------------------------------------------------------------------- 3. IRS or Social Security of Reporting Person (Voluntary) 63-0780521 - -------------------------------------------------------------------------------- 4. Issuer Name and Ticker or Trading Symbol Alliant Techsystems Inc. (NYSE: ATK) - -------------------------------------------------------------------------------- 5. Relationship of Reporting Person to Issuer (Check all applicable) [ ] Director [X] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) - -------------------------------------------------------------------------------- 6. If Amendment, Date of Original (Month/Day/Year) - -------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check Applicable Line) [ ] Form filed by One Reporting Person [X] Form filed by More than One Reporting Person ================================================================================ Table I -- Non-Derivative Securities Beneficially Owned ================================================================================
3. Ownership Form: 2. Amount of Securities Direct (D) or 1. Title of Security Beneficially Owned Indirect (I) 4. Nature of Indirect Beneficial Ownership (Instr. 4) (Instr. 4) (Instr. 5) (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $0.01 per 3,048,780 See Note (1) See Note (1) share - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
(Over) Page 1 of 3 FORM 3 (continued) Table II -- Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
5. Owner- 3. Title and Amount of Securities ship Underlying Derivative Security Form of 2. Date Exercisable (Instr. 4) Derivative and Expiration Date --------------------------------- 4. Conver- Security: (Month/Day/Year) Amount sion or Direct 6. Nature of ---------------------- or Exercise (D) or Indirect Date Expira- Number Price of Indirect Beneficial 1. Title of Derivative Exer- tion of Derivative (I) Ownership Security (Instr. 4) cisable Date Title Shares Security (Instr. 5) (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Explanation of Responses: (1) This form is a joint filing of Blount International, Inc. and Blount, Inc., a wholly-owned subsidiary of Blount International, Inc. Blount, Inc. directly owns the securities reported herein. Blount International, Inc. indirectly owns the securities reported herein by virtue of its ownership of Blount, Inc. Lehman Brothers Holdings Inc. ("Lehman") and certain of its affiliates directly or indirectly beneficially own a majority of the common stock of Blount International, Inc. Reference is made to the Form 3 filed by Lehman and certain of its affiliates dated as of August 20, 1999, as amended, and the Form 13D filed by Lehman and certain of its affiliates dated as of August 20, 1999, as amended. Under applicable rules of the Securities and Exchange Commission, Lehman and these affiliates may be deemed to be beneficial owners of the securities reported herein. Blount International, Inc., Blount, Inc. and Alliant Techsystems entered into a Stock Purchase Agreement dated as of November 6, 2001, as amended, pursuant to which Blount, Inc. received, on December 7, 2001, the 3,048,780 shares of common stock of Alliant Techsystems Inc. reported herein in exchange for certain of Blount, Inc.'s assets. Blount International, Inc. /s/ 12/14/01 - ---------------- By: ------------------------------ -------- Name: Richard H. Irving, III Date Title: Secretary and Senior Vice President Page 2 of 3 JOINT FILER INFORMATION Title of Security: Common Stock Issuer & Ticker Symbol: Alliant Techsystems Inc. (NYSE: ATK) Designated Filer: Blount International, Inc. Other Joint Filer: Blount, Inc. 4520 Executive Park Drive Montgomery, Alabama 36116-1602 Date of Event Requiring Statement: December 7, 2001 Signature on behalf of Blount, Inc.: -------------------------------- Richard H. Irving, III Secretary and Senior Vice President Page 3 of 3 -----END PRIVACY-ENHANCED MESSAGE-----