0000899243-17-014838.txt : 20170531 0000899243-17-014838.hdr.sgml : 20170531 20170531170210 ACCESSION NUMBER: 0000899243-17-014838 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170530 FILED AS OF DATE: 20170531 DATE AS OF CHANGE: 20170531 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CASCADE BANCORP CENTRAL INDEX KEY: 0000865911 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 931034484 STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1100 N W WALL ST STREET 2: P O BOX 369 CITY: BEND STATE: OR ZIP: 97709 BUSINESS PHONE: 5413856205 MAIL ADDRESS: STREET 1: 1100 NW WALL STREET STREET 2: P.O. BOX CITY: BEND STATE: OR ZIP: 97709 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vassallo Mark F CENTRAL INDEX KEY: 0001297193 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23322 FILM NUMBER: 17881857 MAIL ADDRESS: STREET 1: COLLEGIATE FUNDING SERVICES STREET 2: 100 RIVERSIDE PARKWAY CITY: FREDERICKSBURG STATE: VA ZIP: 22406 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LY Holdings, LLC CENTRAL INDEX KEY: 0001596820 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23322 FILM NUMBER: 17881858 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-328-0555 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lightyear Co-Invest Partnership II, L.P. CENTRAL INDEX KEY: 0001478798 STATE OF INCORPORATION: DE FISCAL YEAR END: 1209 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23322 FILM NUMBER: 17881859 BUSINESS ADDRESS: STREET 1: 375 PARK AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10152 BUSINESS PHONE: 212-328-0555 MAIL ADDRESS: STREET 1: 375 PARK AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10152 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIGHTYEAR FUND II, L.P. CENTRAL INDEX KEY: 0001401516 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23322 FILM NUMBER: 17881860 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-328-0555 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER NAME: FORMER CONFORMED NAME: LIGHTYEAR FUND II LP DATE OF NAME CHANGE: 20070531 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lightyear Fund II GP, L.P. CENTRAL INDEX KEY: 0001478800 STATE OF INCORPORATION: DE FISCAL YEAR END: 1209 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23322 FILM NUMBER: 17881861 BUSINESS ADDRESS: STREET 1: 375 PARK AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10152 BUSINESS PHONE: 212-328-0555 MAIL ADDRESS: STREET 1: 375 PARK AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10152 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lightyear Fund II GP Holdings, LLC CENTRAL INDEX KEY: 0001478799 STATE OF INCORPORATION: DE FISCAL YEAR END: 1209 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23322 FILM NUMBER: 17881862 BUSINESS ADDRESS: STREET 1: 375 PARK AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10152 BUSINESS PHONE: 212-328-0555 MAIL ADDRESS: STREET 1: 375 PARK AVENUE, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10152 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-30 1 0000865911 CASCADE BANCORP CACB 0001478799 Lightyear Fund II GP Holdings, LLC C/O LIGHTYEAR CAPITAL LLC 9 WEST 57TH STREET, 31ST FLOOR NEW YORK NY 10019 0 0 1 0 0001478800 Lightyear Fund II GP, L.P. C/O LIGHTYEAR CAPITAL LLC 9 WEST 57TH STREET, 31ST FLOOR NEW YORK NY 10019 0 0 1 0 0001401516 LIGHTYEAR FUND II, L.P. C/O LIGHTYEAR CAPITAL LLC 9 WEST 57TH STREET, 31ST FLOOR NEW YORK NY 10019 0 0 1 0 0001478798 Lightyear Co-Invest Partnership II, L.P. C/O LIGHTYEAR CAPITAL LLC 9 WEST 57TH STREET, 31ST FLOOR NEW YORK NY 10019 0 0 1 0 0001596820 LY Holdings, LLC C/O LIGHTYEAR CAPITAL LLC 9 WEST 57TH STREET, 31ST FLOOR NEW YORK NY 10019 0 0 1 0 0001297193 Vassallo Mark F C/O LIGHTYEAR CAPITAL LLC 9 WEST 57TH STREET, 31ST FLOOR NEW YORK NY 10019 0 0 1 0 Common Stock 2017-05-30 4 S 0 11438500 D 0 I See Footnote Common Stock 2017-05-30 4 S 0 30250 D 0 I See Footnote Common Stock 2017-05-30 4 S 0 27661 D 0 I See Footnote Each share of common stock, no par value (the "Common Stock"), of Cascade Bancorp (the "Issuer") was disposed of upon consummation of the merger (the "Merger") contemplated by that certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of November 17, 2016, by and among the Issuer and First Interstate BancSystem, Inc. ("FIBK") for the right to receive (i) 0.14864 shares of FIBK's Class A common stock and (ii) $1.91 in cash, without interest, with any fractional shares paid in cash. The Merger was consummated on May 30, 2017. The shares were held directly by Lightyear Fund II, L.P. The general partner of Lightyear Fund II, L.P. is Lightyear Fund II GP, L.P. The general partner of Lightyear Fund II GP, L.P. is Lightyear Fund II GP Holdings, LLC. The managing member of Lightyear Fund II GP Holdings, LLC is LY Holdings, LLC. The managing member of LY Holdings, LLC is Mr. Mark F. Vassallo. The shares were held directly by Lightyear Co-Invest Partnership II, L.P. The general partner of Lightyear Co-Invest Partnership II, L.P. is Lightyear Fund II GP Holdings, LLC. The managing member of Lightyear Fund II GP Holdings, LLC is LY Holdings, LLC. The managing member of LY Holdings, LLC is Mr. Mark F. Vassallo. The shares were held directly by Lightyear Capital II, LLC. The sole member of Lightyear Capital II, LLC is Lightyear Capital LLC. The managing member of Lightyear Capital LLC is Mr. Mark F. Vassallo. Pursuant to Rule 16a-1(a)(2)(ii)(B) under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein only to the extent of his or its pecuniary interest therein. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. Exhibit List: Exhibit 24 - Limited Power of Attorney LIGHTYEAR FUND II GP HOLDINGS, LLC, By: /s/ Ellan Ben-Hayon, Name: Ellan Ben-Hayon, Title: Vice President 2017-05-31 LIGHTYEAR FUND II GP, L.P., By: Lightyear Fund II GP Holdings, LLC, its general partner, By: /s/ Ellan Ben-Hayon, Name: Ellan Ben-Hayon, Title: Vice President 2017-05-31 LIGHTYEAR FUND II, L.P., By: Lightyear Fund II GP, L.P., its general partner, By: Lightyear Fund II GP Holdings, LLC, its general partner, By: /s/ Ellan Ben-Hayon, Name: Ellan Ben-Hayon, Title: Vice President 2017-05-31 LIGHTYEAR CO-INVEST PARTNERSHIP II, L.P., By Lightyear Fund II GP Holdings, LLC, its general partner, By: /s/ Ellan Ben-Hayon, Name: Ellan Ben-Hayon, Title: Vice President 2017-05-31 LY HOLDINGS, LLC, By: /s/ Ellan Ben-Hayon, Name: Ellan Ben-Hayon, Title: Vice President 2017-05-31 MARK F. VASSALLO, /s/ Ellan Ben-Hayon, By: Ellan Ben-Hayon, Attorney-in-Fact 2017-05-31 EX-24 2 attachment1.htm EX-24 DOCUMENT

                                                                      Exhibit 24

                           LIMITED POWER OF ATTORNEY

Know all men by these presents that Mark F. Vassallo does hereby make,
constitute and appoint each of Ellan Ben-Hayon and Lori Forlano as a true and
lawful attorney-in-fact of the undersigned with full powers of substitution and
revocation, for and in the name, place and stead of the undersigned (both in the
undersigned's individual capacity and as a member of any limited liability
company or as a partner of any partnership for which the undersigned is
otherwise authorized to sign), to execute and deliver such forms as may be
required to be filed from time to time with the Securities and Exchange
Commission with respect to: (i) Sections 13(d) and 13(g) and 16(a) of the
Securities Exchange Act of 1934, as amended (the "Act"), including without
limitation, Schedule 13D, Schedule 13G, statements on Form 3, Form 4 and Form 5,
(ii) Form 13H and (iii) in connection with any applications for EDGAR access
codes, including without limitation the Form ID.



By:  /s/ Mark F. Vassallo
     --------------------
Name:  Mark F. Vassallo
Date:  July 15, 2015