-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WSZzoVnyBxTxM8Uelj+zsjP457wUp+3aKYvJHyx8zqNlMDqO5PkwAEQJc0Wr6HRN YeG3QTniE+2Y+BaEQG25VA== 0000865752-09-000062.txt : 20091203 0000865752-09-000062.hdr.sgml : 20091203 20091203192654 ACCESSION NUMBER: 0000865752-09-000062 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091201 FILED AS OF DATE: 20091203 DATE AS OF CHANGE: 20091203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SACKS RODNEY C CENTRAL INDEX KEY: 0001284353 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-18761 FILM NUMBER: 091221581 MAIL ADDRESS: STREET 1: C/O HANSEN NATURAL CORP STREET 2: 550 MONICA CIRCLE, SUITE 201 CITY: CORONA STATE: CA ZIP: 92880 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HANSEN NATURAL CORP CENTRAL INDEX KEY: 0000865752 STANDARD INDUSTRIAL CLASSIFICATION: BOTTLED & CANNED SOFT DRINKS CARBONATED WATERS [2086] IRS NUMBER: 391679918 STATE OF INCORPORATION: DE FISCAL YEAR END: 1207 BUSINESS ADDRESS: STREET 1: 550 MONICA CIRCLE, SUITE 201 CITY: CORONA STATE: CA ZIP: 92880 BUSINESS PHONE: 909-739-6200 MAIL ADDRESS: STREET 1: 550 MONICA CIRCLE, SUITE 201 CITY: CORONA STATE: CA ZIP: 92880 FORMER COMPANY: FORMER CONFORMED NAME: UNIPAC CORP DATE OF NAME CHANGE: 19600201 4 1 f4120109_ex.xml X0303 4 2009-12-01 0 0000865752 HANSEN NATURAL CORP HANS 0001284353 SACKS RODNEY C C/O HANSEN NATURAL CORP 550 MONICA CIRCLE, SUITE 201 CORONA CA 92880 1 1 0 0 Chairman and CEO Common Stock 1080008 I By Brandon Limited Partnership No. 1 Common Stock 8013336 I By Brandon Limited Partnership No. 2 Common Stock 800000 I By HRS Holdings, L.P. Common Stock 4080000 I By Hilrod Holdings, L.P. Common Stock 121894 I By Hilrod Holdings II, L.P. Common Stock 257496 I By Hilrod Holdings III, L.P. Common Stock 258870 I By Hilrod Holdings IV, L.P. Common Stock 124214 I By Hilrod Holdings V, L.P. Common Stock 265720 I By Hilrod Holdings VI, L.P. Common Stock 61130 I By Hilrod Holdings VII, L.P. Common Stock 180626 I By Hilrod Holdings VIII, L.P. Common Stock 14380 I By RCS 2007 GRAT Common Stock 95523 I By RCS 2008 GRAT Common Stock 375122 D Employee Stock Option (right to buy) .446 2012-07-12 Common Stock 1200000 448176 D Employee Stock Option (right to buy) .531 2013-05-28 Common Stock 1200000 860324 D Employee Stock Option (right to buy) 6.588 2015-03-23 Common Stock 1200000 1100000 D Employee Stock Option (right to buy) 16.87 2015-11-11 Common Stock 600000 600000 D Employee Stock Option (right to buy) 31.72 2018-06-02 Common Stock 400000 400000 D Employee Stock Option (right to buy) 35.64 2009-12-01 4 A 0 250000 0.00 A 2019-12-01 Common Stock 250000 250000 D The reporting person is one of the general partners of each of Brandon Limited Partnership No.1 and Brandon Limited Partnership No. 2, HRS Holdings, L.P. and Hilrod Holdings L.P., Hilrod Holdings II L.P., Hilrod Holdings III, L.P., Hilrod Holdings IV, L.P. and Hilrod Holdings V, L.P. The reporting person is one of the general partners of each of the following new limited partnerships, Hilrod Holdings VI, L.P., Hilrod Holdings VII, L.P. and Hilrod Holdings VIII, L.P. Reflects the distribution of shares as the proceeds of an in-kind annuity payment from existing grantor retained annuity trusts. A portion of those shares were transferred to the new limited partnerships, which contributed their shares to new grantor retained annuity trusts. The remaining shares received from the in-kind annuity payments are directly beneficially owned by the reporting person. The reporting person previously reported indirect beneficial ownership on an aggregate basis of the shares held by the limited partnerships. As a result of the in-kind annuity distributions, the total amount of shares directly and indirectly owned have been reduced by 173,801 shares. The options are currently vested. The options are currently vested with respect to 860,000 shares. The remaining options vest on March 23, 2010. The options are currently vested with respect to 480,000 shares. The remaining options vest on November 11, 2010. The options are currently vested with respect to 80,000 shares. The remaining options vest in four equal installments on June 2, 2010, 2011, 2012 and 2013. Granted December 1, 2009 pursuant to the Company's 2001 Stock Options Plan (which is a Rule 16b-3(d)(1) plan) and Equity Grant Procedures. The options vest in five equal installments on December 1, 2010, 2011, 2012, 2013 and 2014. Rodney C. Sacks 2009-12-03 -----END PRIVACY-ENHANCED MESSAGE-----