0000865436-17-000233.txt : 20170828 0000865436-17-000233.hdr.sgml : 20170828 20170828170322 ACCESSION NUMBER: 0000865436-17-000233 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170828 FILED AS OF DATE: 20170828 DATE AS OF CHANGE: 20170828 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUD JAMES P CENTRAL INDEX KEY: 0001199839 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19797 FILM NUMBER: 171055224 MAIL ADDRESS: STREET 1: 550 BOWIE STREET CITY: AUSTIN STATE: TX ZIP: 78703 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WHOLE FOODS MARKET INC CENTRAL INDEX KEY: 0000865436 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-GROCERY STORES [5411] IRS NUMBER: 741989366 STATE OF INCORPORATION: TX FISCAL YEAR END: 0928 BUSINESS ADDRESS: STREET 1: 550 BOWIE STREET CITY: AUSTIN STATE: TX ZIP: 78703 BUSINESS PHONE: 5124774455 MAIL ADDRESS: STREET 1: 550 BOWIE STREET CITY: AUSTIN STATE: TX ZIP: 78703 4 1 wf-form4_150395418875818.xml FORM 4 X0306 4 2017-08-28 1 0000865436 WHOLE FOODS MARKET INC WFM 0001199839 SUD JAMES P 550 BOWIE STREET AUSTIN TX 78703 0 1 0 0 EVP Growth & Business Develop Common Stock 2017-08-28 4 D 0 183496 42 D 0 D Non-Qualified Stock Option (right to buy) 20.42 2017-08-28 4 D 0 39000 D 2020-05-14 Common Stock 39000.0 0 D Non-Qualified Stock Option (right to buy) 31.25 2017-08-28 4 D 0 9342 D 2018-05-13 Common Stock 9342.0 0 D Non-Qualified Stock Option (right to buy) 40.81 2017-08-28 4 D 0 20000 D 2019-02-10 Common Stock 20000.0 0 D Non-Qualified Stock Option (right to buy) 37.91 2017-08-28 4 D 0 4698 D 2021-05-16 Common Stock 4698.0 0 D Non-Qualified Stock Option (right to buy) 30.3 2017-08-28 4 D 0 4762 D 2023-05-13 Common Stock 4762.0 0 D Non-Qualified Stock Option (right to buy) 35.99 2017-08-28 4 D 0 4724 D 2024-05-19 Common Stock 4724.0 0 D Pursuant to the Agreement and Plan of Merger (the "merger agreement"), dated as of June 15, 2017, by and among Amazon.com, Inc., Walnut Merger Sub, Inc., and Whole Foods Market, Inc., shares of Whole Foods Market, Inc. common stock and restricted stock were converted into the right to receive $42.00 cash per share, without interest. The option was exercisable in nine equal annual installments beginning on the first anniversary of the date on which the option was granted. Pursuant to the merger agreement, each outstanding stock option was cancelled and converted into the right to receive an amount in cash equal to the product of (a) the number of shares subject to such option multiplied by (b) the excess, if any, of the merger consideration of $42.00 over the exercise price per share of such option. The option was exercisable in four equal annual installments beginning on the first anniversary of the date on which the option was granted. /s/ Albert Percival as Attorney-in-Fact for James P. Sud 2017-08-28