0001140361-14-017031.txt : 20140417 0001140361-14-017031.hdr.sgml : 20140417 20140417171112 ACCESSION NUMBER: 0001140361-14-017031 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140415 FILED AS OF DATE: 20140417 DATE AS OF CHANGE: 20140417 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CYBERONICS INC CENTRAL INDEX KEY: 0000864683 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 760236465 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 100 CYBERONICS BLVD CITY: HOUSTON STATE: TX ZIP: 77058 BUSINESS PHONE: (281) 228-7200 MAIL ADDRESS: STREET 1: 100 CYBERONICS BLVD CITY: HOUSTON STATE: TX ZIP: 77058 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moore Daniel Jeffrey CENTRAL INDEX KEY: 0001400857 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19806 FILM NUMBER: 14770701 MAIL ADDRESS: STREET 1: 100 CYBERONICS BVLD CITY: HOUSTON STATE: TX ZIP: 77058 4 1 doc1.xml FORM 4 X0306 4 2014-04-15 0 0000864683 CYBERONICS INC CYBX 0001400857 Moore Daniel Jeffrey 100 CYBERONICS BLVD HOUSTON TX 77058 1 1 0 0 President & CEO Common Stock 2014-04-15 4 M 0 4000 24.33 A 165163 D Common Stock 2014-04-15 4 S 0 7000 61.2246 D 158163 D Common Stock 18183 I Moore Family 2012 Gift Trust Common Stock 10086 I DJM Family Partnership, Ltd. Common Stock 29890 I Moore Family 2011 Gift Trust Common Stock 14560 I Grace M. Moore Option to purchase common stock 24.33 2014-04-15 4 M 0 4000 0.00 A 2020-06-15 Common Stock 4000 181787 D Shares sold pursuant to 10b5-1 Plan. Represents weighted average selling price. Securities were sold through approximately 49 separate sales on the transaction date at prices ranging from $60.41 to $62.18. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Reporting person was granted an option to purchase 47,102 shares of common stock, 25% of the shares under such option to vest on each of the next four anniversaries of June 15, 2010. The option to purchase such shares is subject to forfeiture prior to vesting in accordance with the terms of the Stock Option Agreement. /s/ Daniel J. Moore 2014-04-17