0001140361-14-009668.txt : 20140226 0001140361-14-009668.hdr.sgml : 20140226 20140226102125 ACCESSION NUMBER: 0001140361-14-009668 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140224 FILED AS OF DATE: 20140226 DATE AS OF CHANGE: 20140226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CYBERONICS INC CENTRAL INDEX KEY: 0000864683 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 760236465 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 100 CYBERONICS BLVD CITY: HOUSTON STATE: TX ZIP: 77058 BUSINESS PHONE: (281) 228-7200 MAIL ADDRESS: STREET 1: 100 CYBERONICS BLVD CITY: HOUSTON STATE: TX ZIP: 77058 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alch Darren CENTRAL INDEX KEY: 0001516565 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19806 FILM NUMBER: 14643113 MAIL ADDRESS: STREET 1: 100 CYBERONICS BLVD. CITY: HOUSTON STATE: TX ZIP: 77058 4 1 doc1.xml FORM 4 X0306 4 2014-02-24 0 0000864683 CYBERONICS INC CYBX 0001516565 Alch Darren 100 CYBERONICS BLVD HOUSTON TX 77058 0 1 0 0 VP Genl Counsel Asst Sec Common Stock 2014-02-24 4 M 0 750 19.39 A 19624 D Common Stock 2014-02-24 4 M 0 1000 14.72 A 20624 D Common Stock 2014-02-24 4 S 0 750 69.32 D 19874 D Common Stock 2014-02-24 4 S 0 1000 69.1005 D 18874 D Common Stock 19.39 2014-02-24 4 M 0 750 0.00 A 2018-06-16 Common Stock 750 24041 D Common Stock 14.72 2014-02-24 4 M 0 1000 0.00 A 2019-06-08 Common Stock 1000 23041 D Represents weighted average selling price. Securities were sold through approximately 3 separate sales on the transaction date at prices ranging from $69.08 to $69.1209. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected. Reporting Person was granted an option to purchase 3,000 shares of common stock on June 16, 2008. The option is fully vested and expires June 16, 2018. The option was subject to certain vesting and forfeiture requirements in accordance with the terms of the applicable Stock Option Agreement. Reporting person was granted an option to purchase 4,000 shares of common stock on June 8, 2009. The option is fully vested and expires June 8, 2019. The option was subject to certain vesting and forfeiture requirements in accordance with the terms of the Stock Option Agreement. /s/ Darren W. Alch 2014-02-26